Tapewire

Nasdaq · USD

UPST

Upstart Holdings, Inc.

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Tapewire entity
4306
SEC CIK
0001647639
Parsed reports
489

Last 12 months

Inside the activity.

6 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202527
Dec 202502
Jan 202601
Feb 202605
Mar 202601
Apr 202600
May 2026311
Jun 202601
Jul 202600
Aug 202609
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 19, 2023 Filed Jul 21, 2023 20:26 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 2,000 $60.00 $120,000.00
Disclosure

SEC source: 0001628280-23-025343 · wk-form4_1689971174.xml · nonDerivative · entry 2

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,470

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:26 UTC
Mirgorodskaya NataliaCorporate Controller
Exercise / conversionCommon Stock 2,000 $0.43 $860.00
Disclosure

SEC source: 0001628280-23-025343 · wk-form4_1689971174.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.

Read SEC document
May 26, 2023 Filed May 31, 2023 20:19 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 26,072 $23.99 $625,378.64
Disclosure

SEC source: 0001628280-23-020329 · wk-form4_1685564328.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,777

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.84 to $24.18. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:26 UTC
Hentges MaryDirector
GrantCommon Stock 9,669 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020135 · wk-form4_1685478386.xml · nonDerivative · entry 1

Hentges Mary · CIK 0001829575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,257

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 25, 2024 or the day prior to the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:24 UTC GrantCommon Stock 9,669 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020133 · wk-form4_1685478233.xml · nonDerivative · entry 1

Cooper Kerry Whorton · CIK 0001817263 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,669

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 25, 2024 or the day prior to the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:34 UTC GrantCommon Stock 9,669 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020144 · wk-form4_1685478821.xml · nonDerivative · entry 1

Terry Hilliard C. III · CIK 0001481735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,899

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 25, 2024 or the day prior to the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 25, 2023 Filed May 30, 2023 16:31 UTC GrantCommon Stock 9,669 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020142 · wk-form4_1685478708.xml · nonDerivative · entry 1

Singh Cassidy Sukhinder · CIK 0001470176 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,194

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 25, 2024 or the day prior to the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:28 UTC
Huber JeffDirector
GrantCommon Stock 9,669 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020138 · wk-form4_1685478522.xml · nonDerivative · entry 1

Huber Jeff · CIK 0001463740 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,499

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 25, 2024 or the day prior to the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:35 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 1,514 $27.76 $42,028.64
Disclosure

SEC source: 0001628280-23-020147 · wk-form4_1685478918.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,470

F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 25, 2023 Filed May 30, 2023 20:30 UTC GrantCommon Stock 9,669 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-020141 · wk-form4_1685478631.xml · nonDerivative · entry 1

O'Kelly Ciaran · CIK 0001833761 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,072

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 100% of the RSUs shall vest on the earlier of May 25, 2024 or the day prior to the date of the Issuer's 2024 annual meeting of stockholders, subject to the Reporting Person continuing as a service provider through such date.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:36 UTC
Darling ScottChief Legal Officer
SaleCommon Stock 3,665 $26.93 $98,714.21
Disclosure

SEC source: 0001628280-23-019800 · wk-form4_1685046965.xml · nonDerivative · entry 1

Darling Scott · CIK 0001558259 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,799

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.53 to $27.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:41 UTC
Gu PaulDirector · Chief Technology Offier
SaleCommon Stock 13,340 $26.91 $359,012.75
Disclosure

SEC source: 0001628280-23-019811 · wk-form4_1685047287.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 884,488

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.53 to $27.37. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:39 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 3,153 $26.93 $84,902.41
Disclosure

SEC source: 0001628280-23-019806 · wk-form4_1685047139.xml · nonDerivative · entry 1

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,913

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.51 to $27.31. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:37 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 17,419 $26.92 $468,989.16
Disclosure

SEC source: 0001628280-23-019803 · wk-form4_1685047051.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,849

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.33. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:35 UTC
Mirgorodskaya NataliaCorporate Controller
SaleCommon Stock 637 $26.94 $17,159.63
Disclosure

SEC source: 0001628280-23-019797 · wk-form4_1685046887.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,984

F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.52 to $27.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:06 UTC PurchaseCommon Stock 2,000 $19.93 $39,851.20
Disclosure

SEC source: 0001628280-23-018669 · wk-form4_1684353985.xml · nonDerivative · entry 1

Cooper Kerry Whorton · CIK 0001817263 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,917

F1 · ownership.nature: These shares are held by the Edward and Kerry Cooper Living Trust, for which the Reporting Person and her spouse serve as co-trustees.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:07 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-017311 · wk-form4_1683752821.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,739

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:07 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $13.25 $42,400.00
Disclosure

SEC source: 0001628280-23-017311 · wk-form4_1683752821.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 463,268

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:07 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-017311 · wk-form4_1683752821.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 466,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:58 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-015270 · wf-form4_168314748992035.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,939

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:58 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $13.84 $44,288.00
Disclosure

SEC source: 0001628280-23-015270 · wf-form4_168314748992035.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 463,268

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:58 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-015270 · wf-form4_168314748992035.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 466,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:06 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-013223 · wf-form4_168253959000407.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,139

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:06 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $15.00 $48,000.00
Disclosure

SEC source: 0001628280-23-013223 · wf-form4_168253959000407.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 463,268

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

Read SEC document
April 24, 2023 Filed Apr 26, 2023 20:06 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-013223 · wf-form4_168253959000407.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 466,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 20:17 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 15,000 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-012569 · wf-form4_168236742292809.xml · derivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602,607

Underlying: Common Stock · 15,000 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 20:17 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 15,000 $1.35 $20,250.00
Disclosure

SEC source: 0001628280-23-012569 · wf-form4_168236742292809.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:30 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-012065 · wf-form4_168193623997278.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,339

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:30 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $15.18 $48,587.20
Disclosure

SEC source: 0001628280-23-012065 · wf-form4_168193623997278.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 448,268

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.09 to $15.37. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 20:30 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-012065 · wf-form4_168193623997278.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 451,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:14 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-011390 · wf-form4_168133044733833.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,539

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:14 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $16.69 $53,411.84
Disclosure

SEC source: 0001628280-23-011390 · wf-form4_168133044733833.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 448,268

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.685 to $16.74. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
April 10, 2023 Filed Apr 12, 2023 20:14 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-011390 · wf-form4_168133044733833.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 451,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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April 03, 2023 Filed Apr 5, 2023 20:49 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-010865 · wf-form4_168072778701830.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,739

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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April 03, 2023 Filed Apr 5, 2023 20:49 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $15.75 $50,406.40
Disclosure

SEC source: 0001628280-23-010865 · wf-form4_168072778701830.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 448,268

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.73 to $15.84. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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April 03, 2023 Filed Apr 5, 2023 20:49 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-010865 · wf-form4_168072778701830.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 451,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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March 27, 2023 Filed Mar 29, 2023 20:56 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-009724 · wf-form4_168012337511363.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,939

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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March 27, 2023 Filed Mar 29, 2023 20:56 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $13.24 $42,368.00
Disclosure

SEC source: 0001628280-23-009724 · wf-form4_168012337511363.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 448,268

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

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March 27, 2023 Filed Mar 29, 2023 20:56 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-009724 · wf-form4_168012337511363.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 451,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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March 20, 2023 Filed Mar 21, 2023 21:46 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $15.16 Strike: $1.35 $48,512.00
Disclosure

SEC source: 0001628280-23-008779 · wf-form4_167943519099347.xml · derivative · entry 5

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,139

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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March 20, 2023 Filed Mar 21, 2023 21:46 UTC
Datta SanjayChief Financial Officer
SaleCommon Stock 3,200 $15.16 $48,512.00
Disclosure

SEC source: 0001628280-23-008779 · wf-form4_167943519099347.xml · nonDerivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 448,268

F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

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March 20, 2023 Filed Mar 21, 2023 21:46 UTC
Datta SanjayChief Financial Officer
Exercise / conversionCommon Stock 3,200 $1.35 $4,320.00
Disclosure

SEC source: 0001628280-23-008779 · wf-form4_167943519099347.xml · nonDerivative · entry 2

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 451,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

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March 17, 2023 Filed Mar 21, 2023 21:57 UTC
Gu PaulDirector · Chief Technology Offier
GrantEmployee Stock Option (Right to buy) · Derivative 318,436 $0.00 Strike: $15.23 $0.00
Disclosure

SEC source: 0001628280-23-008789 · wf-form4_167943586099635.xml · derivative · entry 2

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,436

Underlying: Common Stock · 318,436 shares

Expires 2033-03-17

F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on March 20, 2023 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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March 17, 2023 Filed Mar 21, 2023 21:57 UTC
Gu PaulDirector · Chief Technology Offier
GrantCommon Stock 167,598 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008789 · wf-form4_167943586099635.xml · nonDerivative · entry 1

Gu Paul · CIK 0001832812 · Director · Chief Technology Offier

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 897,828

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 20, 2023 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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March 17, 2023 Filed Mar 21, 2023 21:56 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
GrantEmployee Stock Option (Right to buy) · Derivative 806,704 $0.00 Strike: $15.23 $0.00
Disclosure

SEC source: 0001628280-23-008787 · wf-form4_167943574645021.xml · derivative · entry 9

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 806,704

Underlying: Common Stock · 806,704 shares

Expires 2033-03-17

F11 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on March 20, 2023 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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March 17, 2023 Filed Mar 21, 2023 21:54 UTC
Mirgorodskaya NataliaCorporate Controller
GrantEmployee Stock Option (Right to buy) · Derivative 1,073 $0.00 Strike: $15.23 $0.00
Disclosure

SEC source: 0001628280-23-008784 · wf-form4_167943562310705.xml · derivative · entry 2

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,073

Underlying: Common Stock · 1,073 shares

Expires 2033-03-17

F3 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on September 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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March 17, 2023 Filed Mar 21, 2023 21:54 UTC
Mirgorodskaya NataliaCorporate Controller
GrantCommon Stock 1,693 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008784 · wf-form4_167943562310705.xml · nonDerivative · entry 1

Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,621

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on November 20, 2023 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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March 17, 2023 Filed Mar 21, 2023 21:46 UTC
Datta SanjayChief Financial Officer
GrantEmployee Stock Option (Right to buy) · Derivative 318,436 $0.00 Strike: $15.23 $0.00
Disclosure

SEC source: 0001628280-23-008779 · wf-form4_167943519099347.xml · derivative · entry 4

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 318,436

Underlying: Common Stock · 318,436 shares

Expires 2033-03-17

F4 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on March 20, 2023 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

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March 17, 2023 Filed Mar 21, 2023 21:46 UTC
Datta SanjayChief Financial Officer
GrantCommon Stock 167,598 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-008779 · wf-form4_167943519099347.xml · nonDerivative · entry 1

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 448,268

F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 20, 2023 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

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March 13, 2023 Filed Mar 15, 2023 20:04 UTC
Datta SanjayChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 3,200 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001628280-23-008085 · wf-form4_167891065445695.xml · derivative · entry 3

Datta Sanjay · CIK 0001832808 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,339

Underlying: Common Stock · 3,200 shares

Expires 2026-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022.

F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.