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UNITY BANCORP INC /NJ/

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5374
SEC CIK
0000920427
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511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 12, 2017 Filed Jan 12, 2017 20:45 UTC
DALLAS ROBERT H IIDirector · 10% owner
Exercise / conversionCommon Stock 3,032 $11.48 $34,807.36
Disclosure

SEC source: 0001033204-17-000001 · primary_doc.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: On 1/2/2017, 660 shares of Restricted Stock vested and on 1/5/2017, 440 shares of Restricted Stock vested, for a total of 1,100 shares, were transferred to Mr. Dallas' account at Computershare.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 17:57 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionStock Option · Derivative 3,032 $11.48 Strike: $11.48 $34,807.36
Disclosure

SEC source: 0001033206-17-000001 · primary_doc.xml · derivative · entry 2

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

Underlying: Common Stock · 3,032 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On 1/25/2007 Mr. Dallas was granted 3,032 stock options at $11.48 which vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17.

F2 · balance_after: A total of 19,420 stock options were granted under various dates and vesting periods of which 14,886 are currently exercisable.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 17:57 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
Exercise / conversionCommon Stock 3,032 $11.48 $34,807.36
Disclosure

SEC source: 0001033206-17-000001 · primary_doc.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:26 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
GrantStock Options · Derivative 1,600 $15.70 Strike: $15.70 $25,120.00
Disclosure

SEC source: 0001248813-17-000003 · primary_doc.xml · derivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,918

Underlying: Common Stock · 1,600 shares

Expires 2027-01-03

F4 · shares: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20.

F5 · balance_after: A total of 20,852 stock options were granted under various dates and vesting periods of which 17,918 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:26 UTC
DALLAS DAVID DDirector · 10% owner · Chairman of the Board
GrantCommon Restricted 1,400 $15.70 $21,980.00
Disclosure

SEC source: 0001248813-17-000003 · primary_doc.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,190

F1 · shares: 1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 shares on 1/3/18; 350 shares on 1/3/19; 350 shares on 1/3/20; and 350 shares on 1/3/21.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 390 shares are dividend reinvested shares for a total of 6,190.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:00 UTC
TUCKER ALLENDirector · Vice Chairman of the Board
GrantStock Options · Derivative 1,600 $15.70 Strike: $15.70 $25,120.00
Disclosure

SEC source: 0001248813-17-000010 · primary_doc.xml · derivative · entry 4

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,266

Underlying: Common Stock · 1,600 shares

Expires 2027-01-03

F7 · shares: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20.

F7 · derivative.exercise_date: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20.

F6 · balance_after: 14,800 stock options were granted under various dates and vesting periods of which 10,266 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:00 UTC
TUCKER ALLENDirector · Vice Chairman of the Board
GrantCommon Restricted 1,400 $15.70 $21,980.00
Disclosure

SEC source: 0001248813-17-000010 · primary_doc.xml · nonDerivative · entry 1

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,190

F1 · shares: 1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 on 1/3/18; 350 on 1/3/19; 350 on 1/3/20; and 350 on 1/3/21.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 390 shares are dividend reinvested shares for a total of 6,190.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:22 UTC
DALLAS ROBERT H IIDirector · 10% owner
GrantStock Options · Derivative 1,500 $15.70 Strike: $15.70 $23,550.00
Disclosure

SEC source: 0001248813-17-000011 · primary_doc.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,918

Underlying: Common Stock · 1,500 shares

Expires 2027-01-02

F6 · shares: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.

F6 · derivative.exercise_date: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.

F7 · balance_after: 22,353 stock options were granted under various dates and vesting periods of which 17,918 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:22 UTC
DALLAS ROBERT H IIDirector · 10% owner
GrantCommon Restricted 1,200 $15.70 $18,840.00
Disclosure

SEC source: 0001248813-17-000011 · primary_doc.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,990

F1 · shares: 1,200 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/19; 300 shares on 1/3/20; and 300 shares on 1/3/21.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,600 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 390 shares are dividend reinvested shares for a total of 5,990.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:29 UTC
Tucker AaronDirector
GrantStock Options · Derivative 1,500 $15.70 Strike: $15.70 $23,550.00
Disclosure

SEC source: 0001248813-17-000009 · primary_doc.xml · derivative · entry 3

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466

Underlying: Common Stock · 1,500 shares

Expires 2027-01-03

F5 · shares: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; 500 shares on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.

F5 · derivative.exercise_date: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; 500 shares on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.

F6 · balance_after: 5,900 stock options were granted under various dates and vesting periods of which 1,466 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:29 UTC
Tucker AaronDirector
GrantCommon Restricted 1,200 $15.70 $18,840.00
Disclosure

SEC source: 0001248813-17-000009 · primary_doc.xml · nonDerivative · entry 1

Tucker Aaron · CIK 0001604682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,940

F1 · shares: 1,200 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/19; 300 shares on 1/3/20; and 300 shares on 1/3/21.

F2 · price: Stock price at the close of business on 12/30/16.

F4 · balance_after: 4,940 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:54 UTC
Patel RajDirector
GrantStock Option · Derivative 1,500 $15.70 Strike: $15.70 $23,550.00
Disclosure

SEC source: 0001248813-17-000007 · primary_doc.xml · derivative · entry 3

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,266

Underlying: Common Stock · 1,500 shares

Expires 2027-01-03

F5 · shares: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19 and 500 on 1/3/20.

F5 · derivative.exercise_date: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19 and 500 on 1/3/20.

F6 · balance_after: 14,700 stock options were granted under various dates and vesting periods of which 10,266 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:54 UTC
Patel RajDirector
GrantCommon Restricted 1,200 $15.70 $18,840.00
Disclosure

SEC source: 0001248813-17-000007 · primary_doc.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,540

F1 · shares: 1,200 restricted shares were granted on 1/3/17 from the 2013 Stock bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/29; and 300 shares on 1/3/20.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,540 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:14 UTC GrantStock Options · Derivative 1,500 $15.70 Strike: $15.70 $23,550.00
Disclosure

SEC source: 0001248813-17-000008 · primary_doc.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

Underlying: Common Stock · 1,500 shares

Expires 2027-01-03

F5 · shares: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.

F5 · derivative.exercise_date: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.

F6 · balance_after: 19,320 stock options were granted under various dates and vesting periods of which 14,886 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 21:14 UTC GrantCommon Restricted 1,200 $15.70 $18,840.00
Disclosure

SEC source: 0001248813-17-000008 · primary_doc.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

F1 · shares: 1,200 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/19; and 300 shares on 1/3/20.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,600 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:35 UTC GrantStock Options · Derivative 1,600 $15.70 Strike: $15.70 $25,120.00
Disclosure

SEC source: 0001248813-17-000006 · primary_doc.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

Underlying: Common Stock · 1,600 shares

Expires 2027-01-03

F5 · shares: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20.

F5 · derivative.exercise_date: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20.

F6 · balance_after: 19,420 stock options were granted under various dates and vesting periods of which 14,886 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:35 UTC GrantCommon Restricted 1,400 $15.70 $21,980.00
Disclosure

SEC source: 0001248813-17-000006 · primary_doc.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

F1 · shares: 1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 shares on 1/3/18; 350 shares on 1/3/19; 350 shares on 1/3/20; and 350 shares on 1/3/21.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:13 UTC GrantStock Options · Derivative 1,500 $15.70 Strike: $15.70 $23,550.00
Disclosure

SEC source: 0001248813-17-000005 · primary_doc.xml · derivative · entry 3

Kutscher Austin H. Jr. · CIK 0001502277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466

Underlying: Common Stock · 1,500 shares

Expires 2027-01-03

F4 · shares: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.

F4 · derivative.exercise_date: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.

F5 · balance_after: 5,900 stock options were granted under various dates and vesting periods of which 1,466 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:13 UTC GrantCommon Restricted 1,200 $15.70 $18,840.00
Disclosure

SEC source: 0001248813-17-000005 · primary_doc.xml · nonDerivative · entry 1

Kutscher Austin H. Jr. · CIK 0001502277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,939

F1 · shares: 1,200 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/19; 300 shares on 1/3/20; and 300 shares on 1/3/21.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,600 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 339 are dividend reinvested shares.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:41 UTC GrantStock Options · Derivative 1,600 $15.70 Strike: $15.70 $25,120.00
Disclosure

SEC source: 0001248813-17-000004 · primary_doc.xml · derivative · entry 3

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,466

Underlying: Common Stock · 1,600 shares

Expires 2027-01-03

F5 · shares: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; 533 on 1/3/20.

F5 · derivative.exercise_date: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; 533 on 1/3/20.

F5 · derivative.underlying_shares: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; 533 on 1/3/20.

F6 · balance_after: A total of 6,000 stock options were granted under various dates and vesting periods of which 1,466 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 19:41 UTC GrantCommon Restricted 1,400 $15.70 $21,980.00
Disclosure

SEC source: 0001248813-17-000004 · primary_doc.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

F1 · shares: 1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 shares on 1/3/18; 350 shares on 1/3/19; 350 on 1/3/20; and 350 on 1/3/21.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 17:18 UTC GrantStock Options · Derivative 1,600 $15.70 Strike: $15.70 $25,120.00
Disclosure

SEC source: 0001248813-17-000002 · primary_doc.xml · derivative · entry 3

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

Underlying: Common Stock · 1,600 shares

Expires 2027-01-03

F6 · derivative.underlying_shares: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on1/3/18; 533 on 1/3/19; and 533 on 1/3/20.

F5 · balance_after: A total of 19,420 stock options were granted under various dates and vesting periods of which 14,886 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 17:18 UTC GrantCommon Restricted 1,400 $15.70 $21,980.00
Disclosure

SEC source: 0001248813-17-000002 · primary_doc.xml · nonDerivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

F1 · shares: 1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 shares on 1/3/18; 350 shares on 1/3/19; 350 shares on 1/3/20; and 350 shares on 1/3/21.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:39 UTC
BRODY MARK SDirector
GrantStock Options · Derivative 1,600 $15.70 Strike: $15.70 $25,120.00
Disclosure

SEC source: 0001248813-17-000001 · primary_doc.xml · derivative · entry 5

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

Underlying: Common Stock · 1,600 shares

Expires 2027-01-03

F3 · derivative.exercise_date: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20.

F4 · balance_after: A total of 19,420 options were granted under various dates and vesting period of which 14,886 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 16:39 UTC
BRODY MARK SDirector
GrantCommon Restricted 1,400 $15.70 $21,980.00
Disclosure

SEC source: 0001248813-17-000001 · primary_doc.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

F1 · shares: 1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 shares on 1/3/18; 350 shares on 1/3/19; 350 shares on 1/3/20; and 350 shares on 1/3/21.

F2 · price: Stock price at the close of business on 12/30/16;

F7 · balance_after: 5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 20:23 UTC Exercise / conversionStock Options · Derivative 8,490 $11.48 Strike: $11.48 $97,465.20
Disclosure

SEC source: 0001238307-16-000001 · primary_doc.xml · derivative · entry 2

KAUCHAK JOHN J · CIK 0001238307 · EVP/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,885

Underlying: Common Stock · 8,490 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: 8,490 stock options were granted on 1/25/07, which vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17.

F4 · derivative.exercise_date: 8,490 stock options were granted on 1/25/07, which vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17.

F2 · balance_after: 82,885 stock options were granted of which 60,885 are currently exercisable.

Read SEC document
December 12, 2016 Filed Dec 14, 2016 15:17 UTC Exercise / conversionStock Options · Derivative 3,032 $11.48 Strike: $11.48 $34,807.36
Disclosure

SEC source: 0001295880-16-000001 · primary_doc.xml · derivative · entry 2

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,820

Underlying: Common Stock · 3,032 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 3,032 stock options were awarded on 1/25/07 at $11.48, which vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17.

F3 · balance_after: Mr. Courtright was awarded 17,820 stock options of which 13,420 are currently exercisable.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 18:10 UTC Exercise / conversionStock Options · Derivative 3,032 $11.48 Strike: $11.48 $34,807.36
Disclosure

SEC source: 0001590464-16-000002 · primary_doc.xml · derivative · entry 2

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,820

Underlying: Common Stock · 843 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Maricondo exercised 3,032 stock options at $11.48 through a "net out" with the Company based on the stock price of $15.90 resulting in the issuance of 843 shares on common stock.

F2 · derivative.exercise_date: 3,032 stock options were granted on 1/25/07, which vest 1/3 each year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17. Mr. Maricondo received 843 shares of common stock through a "net-out" with the Company on 12/8/16.

F3 · balance_after: 17,820 stock options were granted to Mr. Maricondo of which 13,420 are currently exercisable.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 18:10 UTC Exercise / conversionCommon Stock 843 $11.48 $9,677.64
Disclosure

SEC source: 0001590464-16-000002 · primary_doc.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Maricondo exercised 3,032 stock options at $11.48 through a "net out" with the Company based on the stock price of $15.90 resulting in the issuance of 843 shares on common stock.

F1 · balance_after: There was a 10% stock dividend on September 30, 2016, for which Mr. Maricondo received additional shares.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 18:36 UTC Amendment Exercise / conversionStock Options · Derivative 607 $11.48 Strike: $11.48 $6,968.36
Disclosure

SEC source: 0001590464-16-000003 · primary_doc.xml · derivative · entry 2

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,578

Underlying: Common Stock · 169 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 607 stock options were granted on 1/25/07, which vest 1/3 each year commencing 1/25/08; 1/25/09 and 1/25/10 and expires on 1/25/17. Ms. Bolomey received 169 shares of common stock through a "net-out" with the Company on 12/8/16.

F1 · derivative.underlying_shares: Ms. Bolomey exercised 607 stock options at $11.48 through a "net-out" with the Company based on the stock price of $15.90, resulting in the issuance of 169 shares of common stock.

F4 · balance_after: 77,578 stock options were granted to Ms. Bolomey of which 55,578 are currently exercisable.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 18:36 UTC Amendment Exercise / conversionCommon Stock 169 $11.48 $1,940.12
Disclosure

SEC source: 0001590464-16-000003 · primary_doc.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Ms. Bolomey exercised 607 stock options at $11.48 through a "net-out" with the Company based on the stock price of $15.90, resulting in the issuance of 169 shares of common stock.

F2 · balance_after: There was a 10% stock dividend payable on September 30, 2016, for which Ms. Bolomey received additional shares.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 17:48 UTC
Bolomey JaniceEVP/Chief Admin. Officer
Exercise / conversionStock Options · Derivative 607 $11.48 Strike: $11.48 $6,968.36
Disclosure

SEC source: 0001590464-16-000001 · primary_doc.xml · derivative · entry 2

Bolomey Janice · CIK 0001590464 · EVP/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,578

Underlying: Common Stock · 169 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Ms. Bolomey exercised 607 stock options at $11.48 through a "net out" with the Company based on the stock price of $11.90 resulting in the issuance of 169 shares of common stock.

F2 · derivative.exercise_date: 607 stock options were granted on 1/25/07, which vest 1/3 each year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17. Ms. Bolomey received 169 shares of common stock through a "net-out" with the Company on 12/08/16.

F3 · balance_after: 77,578 stock options were granted to Ms. Bolomey of which 55,578 are currently exercisable.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 17:48 UTC
Bolomey JaniceEVP/Chief Admin. Officer
Exercise / conversionCommon Stock 169 $11.48 $1,940.12
Disclosure

SEC source: 0001590464-16-000001 · primary_doc.xml · nonDerivative · entry 1

Bolomey Janice · CIK 0001590464 · EVP/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: There was a 10% stock dividend on September 30, 2016 for which Ms. Bolomey received additional shares.

Read SEC document
November 16, 2016 Filed Nov 16, 2016 21:59 UTC Exercise / conversionStock Option · Derivative 8,085 $7.00 Strike: $7.00 $56,595.00
Disclosure

SEC source: 0001275305-16-000007 · primary_doc.xml · derivative · entry 3

BEDNER ALAN J · CIK 0001275305 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 8,085 shares

Expires 2018-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Mr. Bedner was granted 8,490 stock options on 1/25/07 that vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 at $11.48 per share that expire on 1/25/17. Mr. Bedner was also granted 8,085 stock options on 2/29/08 that vested one-third per year commencing 2/28/09; 2/28/10 and 2/28/11 at $7.00 per share that expire on 2/28/18.

F2 · derivative.expiration_date: Mr. Bedner was granted 8,490 stock options on 1/25/07 that vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 at $11.48 per share that expire on 1/25/17. Mr. Bedner was also granted 8,085 stock options on 2/29/08 that vested one-third per year commencing 2/28/09; 2/28/10 and 2/28/11 at $7.00 per share that expire on 2/28/18.

F4 · balance_after: 82,500 stock options have been granted of which 60,500 are currently exercisable.

Read SEC document
November 16, 2016 Filed Nov 16, 2016 21:59 UTC Exercise / conversionStock Options · Derivative 8,490 $11.48 Strike: $11.48 $97,465.20
Disclosure

SEC source: 0001275305-16-000007 · primary_doc.xml · derivative · entry 2

BEDNER ALAN J · CIK 0001275305 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 8,490 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Mr. Bedner was granted 8,490 stock options on 1/25/07 that vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 at $11.48 per share that expire on 1/25/17. Mr. Bedner was also granted 8,085 stock options on 2/29/08 that vested one-third per year commencing 2/28/09; 2/28/10 and 2/28/11 at $7.00 per share that expire on 2/28/18.

F3 · price: 8,490 @ $11.48 and 8,085 @ $7.00 per share.

F2 · derivative.exercise_date: Mr. Bedner was granted 8,490 stock options on 1/25/07 that vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 at $11.48 per share that expire on 1/25/17. Mr. Bedner was also granted 8,085 stock options on 2/29/08 that vested one-third per year commencing 2/28/09; 2/28/10 and 2/28/11 at $7.00 per share that expire on 2/28/18.

F2 · derivative.expiration_date: Mr. Bedner was granted 8,490 stock options on 1/25/07 that vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 at $11.48 per share that expire on 1/25/17. Mr. Bedner was also granted 8,085 stock options on 2/29/08 that vested one-third per year commencing 2/28/09; 2/28/10 and 2/28/11 at $7.00 per share that expire on 2/28/18.

Read SEC document
November 16, 2016 Filed Nov 16, 2016 21:08 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock · Derivative 8,490 $11.48 Strike: $11.48 $97,465.20
Disclosure

SEC source: 0001275305-16-000006 · primary_doc.xml · derivative · entry 2

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,550

Underlying: Common Stock · 1,162 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 8,490 stock options were granted on 1/25/07, which vest 1/3 each year commencing 1/25/08; 1/25/09; and 1/25/10 and expire on 1/25/17. Mr. Hughes received 1,162 shares of common stock through a "net-out" with the Company on 11/16/2016.

F4 · balance_after: 44,550 stock options were granted to Mr. Hughes of which 22,550 are currently exercisable.

Read SEC document
November 16, 2016 Filed Nov 16, 2016 21:08 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 1,162 $11.48 $13,339.76
Disclosure

SEC source: 0001275305-16-000006 · primary_doc.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Mr. Hughes had 8,490 stock options that were granted on 1/25/2007 and expire on 1/25/2017. The company did a "net-out" of those shares based on the stock price of $13.30 resulting in the issuance of 1,162 common shares.

F1 · balance_after: There was a 10% stock dividend on September 30, 2016, and a $0.05 cash dividend for which Mr. Hughes receives additional shares.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 20:56 UTC
BRODY MARK SDirector
Exercise / conversionStock Options · Derivative 3,032 $11.48 Strike: $11.48 $34,807.36
Disclosure

SEC source: 0001248813-16-000001 · primary_doc.xml · derivative · entry 4

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,852

Underlying: Common Stock · 355 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 3,032 stock options were granted on 1/25/2007, which were exercisable one-third commencing 1/25/2008; 1/25/2009 and 1/25/2010 and will expire on 1/25/2017. A "net-out" of the 3,032 stock options resulted in the issuance of 355 shares and the cancellation of 2,677 stock options.

F2 · derivative.underlying_shares: 3,032 stock options were granted on 1/25/2007, which were exercisable one-third commencing 1/25/2008; 1/25/2009 and 1/25/2010 and will expire on 1/25/2017. A "net-out" of the 3,032 stock options resulted in the issuance of 355 shares and the cancellation of 2,677 stock options.

F3 · balance_after: 20,852 stock options have been granted of which 16,452 are currently exercisable.

Read SEC document
November 14, 2016 Filed Nov 14, 2016 20:56 UTC
BRODY MARK SDirector
Exercise / conversionCommon Stock 355 $11.48 $4,075.40
Disclosure

SEC source: 0001248813-16-000001 · primary_doc.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 48,400 shares are held jointly with spouse.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 14:47 UTC
Patel RajDirector
Exercise / conversionStock Option · Derivative 4,620 $6.46 Strike: $6.46 $29,845.20
Disclosure

SEC source: 0001449046-16-000001 · primary_doc.xml · derivative · entry 2

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Underlying: Common Stock · 4,620 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Options vest over three (3) years; options were granted 12/20/07; one-third was exercisable on each of the following dates; 12/20/08; 12/20/09; 12/20/10 and expire on 12/20/17.

F2 · balance_after: A total of 13,200 stock options have been granted of which 8,800 are currently exercisable.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 14:47 UTC
Patel RajDirector
Exercise / conversionCommon Stock 4,620 $6.46 $29,845.20
Disclosure

SEC source: 0001449046-16-000001 · primary_doc.xml · nonDerivative · entry 1

Patel Raj · CIK 0001449046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2016 Filed Nov 2, 2016 14:25 UTC
TUCKER ALLENDirector · Vice Chairman
Exercise / conversionStock Options · Derivative 3,032 $11.48 Strike: $11.48 $34,807.36
Disclosure

SEC source: 0001238309-16-000001 · primary_doc.xml · derivative · entry 3

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,800

Underlying: Common Stock · 3,032 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock options vest over three (3) years; options were granted 1/25/2007; one-third was exercisable on 1/25/2008 and options expire on 1/25/2017.

F1 · balance_after: A total of 13,200 Stock Options have been granted of which 8,800 are currently exercisable.

Read SEC document
November 01, 2016 Filed Nov 2, 2016 14:25 UTC
TUCKER ALLENDirector · Vice Chairman
Exercise / conversionCommon Stock 3,032 $11.48 $34,807.36
Disclosure

SEC source: 0001238309-16-000001 · primary_doc.xml · nonDerivative · entry 1

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2016 Filed Nov 14, 2016 15:01 UTC Amendment
TUCKER ALLENDirector · Vice Chairman of the Board
Exercise / conversionStock Options · Derivative 3,032 $11.48 Strike: $11.48 $34,807.36
Disclosure

SEC source: 0001449046-16-000002 · primary_doc.xml · derivative · entry 3

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Underlying: Common Stock · 3,032 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Options vest over three (3) years; options were granted on 1/25/2007; one-third exercisable 1/25/2008; 1/25/2009 and 1/25/2010, and expire on 1/25/2017.

F2 · balance_after: A total of 13,200 Stock Options have been granted of which 8,800 are currently exercisable.

Read SEC document
November 01, 2016 Filed Nov 14, 2016 15:01 UTC Amendment
TUCKER ALLENDirector · Vice Chairman of the Board
Exercise / conversionCommon Stock 3,032 $11.48 $34,807.36
Disclosure

SEC source: 0001449046-16-000002 · primary_doc.xml · nonDerivative · entry 1

TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2016 Filed Sep 13, 2016 19:10 UTC PurchaseCommon Stock 1,000 $12.46 $12,460.00
Disclosure

SEC source: 0001604682-16-000034 · primary_doc.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,377

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.