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DALLAS DAVID D

Disclosed activity across 1 company

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68625
SEC CIK
0001033206

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNITY BANCORP INC /NJ/UNTY · Entity 5374Director · 10% owner · Chairman of the BoardJanuary 27, 2026January 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNITY BANCORP INC /NJ/

Report date January 27, 2026 · Filed January 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted StockSEC Table I · non-derivativeDirect4,976 Reported balance After 2026-01-27 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-01-27 · Grant · Acquired 1,200 · Balance 4,976

F1: 4,000 shares are held in an account at Computershare, which have upcoming vesting dates. 976 shares are dividend reinvested shares for a total of 4,976.

Common StockSEC Table I · non-derivativeDirect40,898 Reported balance Holding disclosure · report date 2026-01-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 40,898

F2: 30,898 shares are held in an account at Shareworks of which dividends are reinvested quarterly. An additional 10,000 shares are held in a separate brokerage account.

Common StockSEC Table I · non-derivativeIndirectDallas Financial Holdings, LLC.1,775,735 Reported balance Holding disclosure · report date 2026-01-27 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,775,735

F3: 195,425 shares are held in an account at Computershare, 1,580,310 shares are held in a brokerage account totaling 1,775,735.

Stock Options (Right to buy)SEC Table II · derivative / convertible securityDirect17,333 Reported balance Holding disclosure · report date 2026-01-27 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 17,333

F4: 17,333 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: 4,000 shares are held in an account at Computershare, which have upcoming vesting dates. 976 shares are dividend reinvested shares for a total of 4,976.

F2: 30,898 shares are held in an account at Shareworks of which dividends are reinvested quarterly. An additional 10,000 shares are held in a separate brokerage account.

F3: 195,425 shares are held in an account at Computershare, 1,580,310 shares are held in a brokerage account totaling 1,775,735.

F4: 17,333 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2026 Filed Jan 28, 2026 22:14 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001033206-26-000002 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,976

F1 · balance_after: 4,000 shares are held in an account at Computershare, which have upcoming vesting dates. 976 shares are dividend reinvested shares for a total of 4,976.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 13:10 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000565 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,781

F1 · shares: 1,600 restricted shares were granted on 1/27/2025 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 400 shares on 1/27/2026, 400 shares on 1/27/2027, 400 shares on 1/27/2028, and 400 shares on 1/27/2029.

F2 · balance_after: 4,875 shares are held in an account at Computershare, which have upcoming vesting dates. 906 shares are dividend reinvested shares for a total of 5,781.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:40 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000176 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,056

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 5,250 shares are held in an account at Computershare, which have upcoming vesting dates. 806 shares are dividend reinvested shares for a total of 6,056.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 15:57 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 PurchaseCommon Stock 20,000 $22.72 $454,396.00
Disclosure

SEC source: 0001562180-23-003717 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Indirect · Dallas Financial Holdings, LLC

Disclosed balance after: 1,767,578

F1 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $22.4995 to $22.8944 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: 187,268 shares are held in an account at Computershare, 1,580,310 shares are held in a brokerage account for a total of 1,767,578 shares.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 20:31 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 PurchaseCommon Stock 10,000 $24.52 $245,200.00
Disclosure

SEC source: 0001562180-23-002762 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,169

F1 · balance_after: 24,169 shares are held in an account at Shareworks, 10,000 shares are held in a seperate brokerage account.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 15:23 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000205 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,180

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,475 shares are held in an account at Computershare, which have upcoming vesting dates. 705 shares are dividend reinvested shares for a total of 5,180

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:10 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000268 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,262

F1 · shares: 2,500 restricted shares were granted on 1/3/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 625 shares on 1/3/2023, 625 shares on 1/3/2024, 625 shares on 1/3/2025, and 625 shares on 1/3/2026.

F2 · balance_after: 3,625 shares are held in an account at Computershare, which have upcoming vesting dates. 637 shares are dividend reinvested shares for a total of 4,262.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:54 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options (Right to buy) · Derivative 4,000 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-21-000225 · primarydocument.xml · derivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,333

Underlying: Common Stock · 4,000 shares

Expires 2031-01-04

F5 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.

F6 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021.

F7 · balance_after: 17,333 stock options were granted under various dates and vesting periods of which 7,933 are currently exercisable.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:54 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000225 · primarydocument.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,473

F1 · shares: 1,200 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/4/2022, 300 shares on 1/4/2023, 300 shares on 1/4/2024, and 300 shares on 1/4/2025.

F2 · balance_after: 1,875 shares are held in an account at Computershare, which have upcoming vesting dates. 598 shares are dividend reinvested shares for a total of 2,473.

Read SEC document
May 08, 2020 Filed May 8, 2020 21:29 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 PurchaseCommon Stock 2,500 $14.54 $36,350.00
Disclosure

SEC source: 0001562180-20-003504 · primarydocument.xml · nonDerivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Dallas Financial Holdings, LLC

Disclosed balance after: 1,737,807

F4 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.45730 to $14.59990 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F5 · balance_after: 177,497 shares are held in an account at Computershare, 1,560,310 shares are held in a brokerage account.

Read SEC document
May 06, 2020 Filed May 8, 2020 21:29 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 PurchaseCommon Stock 2,500 $14.10 $35,250.00
Disclosure

SEC source: 0001562180-20-003504 · primarydocument.xml · nonDerivative · entry 3

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Dallas Financial Holdings, LLC

Disclosed balance after: 1,735,307

F3 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.07840 to $14.10800 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
April 30, 2020 Filed Apr 30, 2020 20:24 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 PurchaseCommon Stock 12,500 $15.81 $197,625.00
Disclosure

SEC source: 0001562180-20-003218 · primarydocument.xml · nonDerivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Dallas Financial Holdings, LLC

Disclosed balance after: 1,732,807

F4 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $15.55 to $16.07 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F5 · balance_after: 177,497 shares are held in an account at Computershare, 1,555,310 shares are held in a brokerage account.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:24 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 PurchaseCommon Stock 7,500 $14.39 $107,925.00
Disclosure

SEC source: 0001562180-20-003218 · primarydocument.xml · nonDerivative · entry 3

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Dallas Financial Holdings, LLC

Disclosed balance after: 1,720,307

F3 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.1238 to $14.7071 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:36 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000187 · primarydocument.xml · derivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F4 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F6 · balance_after: 13,333 stock options were granted under various dates and vesting periods of which 3,666 are currently exercisable.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 17:15 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option · Derivative 533 $15.70 Strike: $15.70 $8,368.10
Disclosure

SEC source: 0000920427-19-000047 · wf-form4_154714050716919.xml · derivative · entry 6

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,733

Underlying: Common Stock · 533 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 1,467 stock options @ $10.97 per share, and 533 stock options @ $15.70 per share.

F5 · balance_after: A total of 6,733 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 17:15 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option · Derivative 1,467 $10.97 Strike: $10.97 $16,092.99
Disclosure

SEC source: 0000920427-19-000047 · wf-form4_154714050716919.xml · derivative · entry 5

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,733

Underlying: Common Stock · 1,467 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 1,467 stock options @ $10.97 per share, and 533 stock options @ $15.70 per share.

F5 · balance_after: A total of 6,733 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 17:15 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 533 $15.70 $8,368.10
Disclosure

SEC source: 0000920427-19-000047 · wf-form4_154714050716919.xml · nonDerivative · entry 3

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 18,780 shares are held in Mr. Dallas' name in an account at Shareworks.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 17:15 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 1,467 $10.97 $16,092.99
Disclosure

SEC source: 0000920427-19-000047 · wf-form4_154714050716919.xml · nonDerivative · entry 2

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 18,780 shares are held in Mr. Dallas' name in an account at Shareworks.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:10 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 900 $20.76 $18,684.00
Disclosure

SEC source: 0000920427-19-000036 · wf-form4_154663622656469.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,657

F1 · shares: 900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23.

F2 · balance_after: 3,155 shares are held in an account at Computershare, which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,657.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:02 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Option · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000144 · wf-form4_154584014555202.xml · derivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,733

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F4 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F5 · balance_after: A total of 8,733 stock options were granted under various dates and vesting periods of which none are currently exercisable.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:36 UTC Amendment UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Option · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000015 · wf-form4a_154646135817423.xml · derivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,733

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option · Derivative 534 $15.70 Strike: $15.70 $8,383.80
Disclosure

SEC source: 0000920427-18-000023 · wf-form4_151578571929992.xml · derivative · entry 6

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,733

Underlying: Common Stock · 534 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 2,933 stock options at $10.97 per share, and 534 stock options at $15.70 per share.

F7 · derivative.exercise_date: 1,600 stock options were granted on 1/3/2017, which vest one-third per year at $15.70 per share and expire on 1/3/2027.

F7 · derivative.expiration_date: 1,600 stock options were granted on 1/3/2017, which vest one-third per year at $15.70 per share and expire on 1/3/2027.

F6 · balance_after: A total of 5,733 stock options were granted under various dates and vesting periods of which none are currently exercisable.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option · Derivative 2,933 $10.97 Strike: $10.97 $32,175.01
Disclosure

SEC source: 0000920427-18-000023 · wf-form4_151578571929992.xml · derivative · entry 5

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,733

Underlying: Common Stock · 2,933 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 2,933 stock options at $10.97 per share, and 534 stock options at $15.70 per share.

F5 · derivative.exercise_date: 4,400 stock options were granted on 1/5/2016, which vest one-third per year at $10.97 per share and expire on 1/5/2026.

F5 · derivative.expiration_date: 4,400 stock options were granted on 1/5/2016, which vest one-third per year at $10.97 per share and expire on 1/5/2026.

F6 · balance_after: A total of 5,733 stock options were granted under various dates and vesting periods of which none are currently exercisable.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 534 $15.70 $8,383.80
Disclosure

SEC source: 0000920427-18-000023 · wf-form4_151578571929992.xml · nonDerivative · entry 3

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 14,982 shares are held in Mr. Dallas' name in an account at Computershare.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 2,933 $10.97 $32,175.01
Disclosure

SEC source: 0000920427-18-000023 · wf-form4_151578571929992.xml · nonDerivative · entry 2

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 14,982 shares are held in Mr. Dallas' name in an account at Computershare.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:21 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option · Derivative 8,800 $3.46 Strike: $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000013 · wf-form4_151509007418007.xml · derivative · entry 5

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 8,800 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Mr. Dallas exercised 8,800 stock options at $3.46 per share.

F9 · derivative.exercise_date: 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.

F9 · derivative.expiration_date: 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.

F7 · balance_after: A total of 9,200 stock options were granted under various dates and vesting periods of which 2,001 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:21 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Option · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000013 · wf-form4_151509007418007.xml · derivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F6 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

F7 · balance_after: A total of 9,200 stock options were granted under various dates and vesting periods of which 2,001 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:21 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 8,800 $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000013 · wf-form4_151509007418007.xml · nonDerivative · entry 2

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: 11,075 shares are held in Mr. Dallas' name in an account at Computershare.

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January 02, 2018 Filed Jan 4, 2018 18:21 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 900 $19.75 $17,775.00
Disclosure

SEC source: 0000920427-18-000013 · wf-form4_151509007418007.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,383

F1 · shares: 900 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/19; 225 shares on 1/2/20; 225 shares on 1/2/21; and 225 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17.

F3 · balance_after: 3,930 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 453 shares are dividend reinvested shares for a total of 4,383.

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June 07, 2017 Filed Jun 8, 2017 20:09 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option · Derivative 4,620 $6.46 Strike: $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000047 · wf-form4_149695256750427.xml · derivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 4,620 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/2017.

F4 · derivative.exercise_date: 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/2017.

F4 · derivative.expiration_date: 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/2017.

F5 · balance_after: 14,800 stock options were granted of which 10,267 are currently exercisable.

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June 07, 2017 Filed Jun 8, 2017 20:09 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 4,620 $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000047 · wf-form4_149695256750427.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 22,386 shares are held in an account in Mr. Dallas' name at Computershare, of which 250 shares are dividend reinvestment shares.

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January 12, 2017 Filed Jan 12, 2017 17:57 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 Exercise / conversionStock Option · Derivative 3,032 $11.48 Strike: $11.48 $34,807.36
Disclosure

SEC source: 0001033206-17-000001 · primary_doc.xml · derivative · entry 2

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

Underlying: Common Stock · 3,032 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On 1/25/2007 Mr. Dallas was granted 3,032 stock options at $11.48 which vested one-third per year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17.

F2 · balance_after: A total of 19,420 stock options were granted under various dates and vesting periods of which 14,886 are currently exercisable.

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January 12, 2017 Filed Jan 12, 2017 17:57 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 Exercise / conversionCommon Stock 3,032 $11.48 $34,807.36
Disclosure

SEC source: 0001033206-17-000001 · primary_doc.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 03, 2017 Filed Jan 5, 2017 18:26 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 GrantStock Options · Derivative 1,600 $15.70 Strike: $15.70 $25,120.00
Disclosure

SEC source: 0001248813-17-000003 · primary_doc.xml · derivative · entry 4

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,918

Underlying: Common Stock · 1,600 shares

Expires 2027-01-03

F4 · shares: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20.

F5 · balance_after: A total of 20,852 stock options were granted under various dates and vesting periods of which 17,918 are currently exercisable.

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January 03, 2017 Filed Jan 5, 2017 18:26 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 GrantCommon Restricted 1,400 $15.70 $21,980.00
Disclosure

SEC source: 0001248813-17-000003 · primary_doc.xml · nonDerivative · entry 1

DALLAS DAVID D · CIK 0001033206 · Director · 10% owner · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,190

F1 · shares: 1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 shares on 1/3/18; 350 shares on 1/3/19; 350 shares on 1/3/20; and 350 shares on 1/3/21.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 390 shares are dividend reinvested shares for a total of 6,190.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.