Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITY BANCORP INC /NJ/UNTY · Entity 5374 | Director · Vice Chairman of the Board | January 03, 2022 | January 05, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITY BANCORP INC /NJ/
Report date January 03, 2022 · Filed January 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted StockSEC Table I · non-derivative | Direct | 3,608 |
Reported balance
After 2022-01-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-03 · Grant · Acquired 2,000 · Balance 3,608 F1: 2,000 restricted shares were granted on 1/3/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2023, 500 shares on 1/3/2024, 500 shares on 1/3/2025, and 500 shares on 1/3/2026. F2: 2,975 shares are held in an account at Computershare, which have upcoming vesting dates. 633 shares are dividend reinvested shares for a total of 3,608. |
| Common StockSEC Table I · non-derivative | Direct | 361,122 |
Reported balance
Holding disclosure · report date 2022-01-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 361,122 F3: 4,415 shares are held in an account at Shareworks, 29,733 shares are held in a trust account at Computershare, and 326,974 shares are held in an additional brokerage account. |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security | Direct | 22,800 |
Reported balance
Holding disclosure · report date 2022-01-03 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 22,800 F4: 22,800 stock options were granted under various dates and vesting periods of which 17,934 are currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: 2,000 restricted shares were granted on 1/3/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2023, 500 shares on 1/3/2024, 500 shares on 1/3/2025, and 500 shares on 1/3/2026.
F2: 2,975 shares are held in an account at Computershare, which have upcoming vesting dates. 633 shares are dividend reinvested shares for a total of 3,608.
F3: 4,415 shares are held in an account at Shareworks, 29,733 shares are held in a trust account at Computershare, and 326,974 shares are held in an additional brokerage account.
F4: 22,800 stock options were granted under various dates and vesting periods of which 17,934 are currently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 5, 2022 22:11 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-000272 · primarydocument.xml · nonDerivative · entry 1 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,608 F1 · shares: 2,000 restricted shares were granted on 1/3/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2023, 500 shares on 1/3/2024, 500 shares on 1/3/2025, and 500 shares on 1/3/2026. F2 · balance_after: 2,975 shares are held in an account at Computershare, which have upcoming vesting dates. 633 shares are dividend reinvested shares for a total of 3,608. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:55 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantStock Options (Right to buy) · Derivative | 4,000 | $0.00 Strike: $17.55 | $0.00 |
DisclosureSEC source: 0001562180-21-000232 · primarydocument.xml · derivative · entry 3 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,800 Underlying: common stock · 4,000 shares Expires 2031-01-04 F4 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan. F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021. F6 · balance_after: 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:55 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-000232 · primarydocument.xml · nonDerivative · entry 1 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,273 F1 · shares: 1,000 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 1/4/2022, 250 shares on 1/4/2023, 250 shares on 1/4/2024, and 250 shares on 1/4/2025. F2 · balance_after: 1,675 shares are held in an account at Computershare, which have upcoming vesting dates. 598 shares are dividend reinvested shares for a total of 2,273. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 20:55 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantStock Option (Right to Buy) · Derivative | 6,600 | $0.00 Strike: $22.57 | $0.00 |
DisclosureSEC source: 0001562180-20-000203 · primarydocument.xml · derivative · entry 3 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,800 Underlying: Common Stock · 6,600 shares Expires 2030-01-02 F3 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan. F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020 F5 · balance_after: 18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable. Read SEC document |
| February 20, 2019 Filed Mar 5, 2019 20:59 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | OtherCommon Stock | 63,497 | $0.00 | $0.00 |
DisclosureSEC source: 0000920427-19-000072 · wf-form4_155181953123517.xml · nonDerivative · entry 1 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 0 F1 · shares: 63,497 shares were transferred to Charlotte Tucker's children following her death. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:14 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 900 | $20.76 | $18,684.00 |
DisclosureSEC source: 0000920427-19-000041 · wf-form4_154663643217674.xml · nonDerivative · entry 1 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,657 F1 · shares: 900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23. F2 · balance_after: 3,155 shares are held in an account at Computershare, which have upcoming vesting dates. 502 shares are dividend reinvested shares for a total of 3,657. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 16:05 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantStock Options · Derivative | 3,000 | $18.25 Strike: $18.25 | $54,750.00 |
DisclosureSEC source: 0000920427-18-000148 · wf-form4_154584031328853.xml · derivative · entry 4 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Common Stock · 3,000 shares Expires 2028-12-21 F4 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21. F5 · balance_after: 12,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable. Read SEC document |
| December 21, 2018 Filed Jan 2, 2019 20:40 UTC Amendment | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantStock Options · Derivative | 3,000 | $18.77 Strike: $18.77 | $56,310.00 |
DisclosureSEC source: 0000920427-19-000021 · wf-form4a_154646161040747.xml · derivative · entry 1 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,200 Underlying: Common Stock · 3,000 shares Expires 2028-12-21 F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:45 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Options · Derivative | 8,800 | $3.46 Strike: $3.46 | $30,448.00 |
DisclosureSEC source: 0000920427-18-000049 · wf-form4_152096307579944.xml · derivative · entry 4 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,200 Underlying: Common Stock · 8,800 shares Expires 2018-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Mr. Tucker exercised 8,800 stock options at $3.46 per share. F5 · derivative.exercise_date: 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018. F5 · derivative.expiration_date: 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018. F6 · balance_after: 9,200 stock options were granted under various dates and vesting periods of which 3,467 are currently exercisable. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:45 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 8,800 | $3.46 | $30,448.00 |
DisclosureSEC source: 0000920427-18-000049 · wf-form4_152096307579944.xml · nonDerivative · entry 1 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 240,888 shares are held in a brokerage account; 115,820 shares are held in an account at Computershare for a total of 356,708. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 18:22 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantStock Options · Derivative | 3,200 | $19.75 Strike: $19.75 | $63,200.00 |
DisclosureSEC source: 0000920427-18-000016 · wf-form4_151509012598641.xml · derivative · entry 4 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 3,200 shares Expires 2028-01-02 F6 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21. F7 · balance_after: 18,000 stock options were granted under various dates and vesting periods of which 10,801 are currently exercisable. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 18:22 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 900 | $19.75 | $17,775.00 |
DisclosureSEC source: 0000920427-18-000016 · wf-form4_151509012598641.xml · nonDerivative · entry 1 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,383 F1 · shares: 900 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/19; 225 shares on 1/2/20; 225 shares on 1/2/21; and 225 shares on 1/2/22. F2 · price: Stock price at the close of business on 12/29/17. F3 · balance_after: 3,930 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 453 shares are dividend reinvested shares for a total of 4,383. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:00 UTC | UNITY BANCORP INC /NJ/ unty · Entity 5374 | GrantStock Options · Derivative | 1,600 | $15.70 Strike: $15.70 | $25,120.00 |
DisclosureSEC source: 0001248813-17-000010 · primary_doc.xml · derivative · entry 4 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,266 Underlying: Common Stock · 1,600 shares Expires 2027-01-03 F7 · shares: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20. F7 · derivative.exercise_date: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20. F6 · balance_after: 14,800 stock options were granted under various dates and vesting periods of which 10,266 are currently exercisable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:00 UTC | UNITY BANCORP INC /NJ/ unty · Entity 5374 | GrantCommon Restricted | 1,400 | $15.70 | $21,980.00 |
DisclosureSEC source: 0001248813-17-000010 · primary_doc.xml · nonDerivative · entry 1 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,190 F1 · shares: 1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 on 1/3/18; 350 on 1/3/19; 350 on 1/3/20; and 350 on 1/3/21. F2 · price: Stock price at the close of business on 12/30/16. F3 · balance_after: 5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 390 shares are dividend reinvested shares for a total of 6,190. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:25 UTC | UNITY BANCORP INC /NJ/ unty · Entity 5374 | Exercise / conversionStock Options · Derivative | 3,032 | $11.48 Strike: $11.48 | $34,807.36 |
DisclosureSEC source: 0001238309-16-000001 · primary_doc.xml · derivative · entry 3 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 Underlying: Common Stock · 3,032 shares Expires 2017-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock options vest over three (3) years; options were granted 1/25/2007; one-third was exercisable on 1/25/2008 and options expire on 1/25/2017. F1 · balance_after: A total of 13,200 Stock Options have been granted of which 8,800 are currently exercisable. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 14:25 UTC | UNITY BANCORP INC /NJ/ unty · Entity 5374 | Exercise / conversionCommon Stock | 3,032 | $11.48 | $34,807.36 |
DisclosureSEC source: 0001238309-16-000001 · primary_doc.xml · nonDerivative · entry 1 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2016 Filed Nov 14, 2016 15:01 UTC Amendment | UNITY BANCORP INC /NJ/ unty · Entity 5374 | Exercise / conversionStock Options · Derivative | 3,032 | $11.48 Strike: $11.48 | $34,807.36 |
DisclosureSEC source: 0001449046-16-000002 · primary_doc.xml · derivative · entry 3 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,200 Underlying: Common Stock · 3,032 shares Expires 2017-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Options vest over three (3) years; options were granted on 1/25/2007; one-third exercisable 1/25/2008; 1/25/2009 and 1/25/2010, and expire on 1/25/2017. F2 · balance_after: A total of 13,200 Stock Options have been granted of which 8,800 are currently exercisable. Read SEC document |
| November 01, 2016 Filed Nov 14, 2016 15:01 UTC Amendment | UNITY BANCORP INC /NJ/ unty · Entity 5374 | Exercise / conversionCommon Stock | 3,032 | $11.48 | $34,807.36 |
DisclosureSEC source: 0001449046-16-000002 · primary_doc.xml · nonDerivative · entry 1 TUCKER ALLEN · CIK 0001238309 · Director · Vice Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.