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Maricondo Peter E

Disclosed activity across 1 company

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68626
SEC CIK
0001299077

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNITY BANCORP INC /NJ/UNTY · Entity 5374DirectorJanuary 27, 2026January 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNITY BANCORP INC /NJ/

Report date January 27, 2026 · Filed January 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted StockSEC Table I · non-derivativeDirect4,000 Reported balance After 2026-01-27 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-01-27 · Grant · Acquired 1,200 · Balance 4,000

F1: 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.

F2: 4,000 restricted shares are held in an account at Computershare which have upcoming vesting dates.

Common StockSEC Table I · non-derivativeDirect44,813 Reported balance Holding disclosure · report date 2026-01-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 44,813

F3: 42,684 shares are held in an account at Shareworks, and 2,129 shares are held in a brokerage account.

Stock Options (Right to buy)SEC Table II · derivative / convertible securityDirect18,400 Reported balance Holding disclosure · report date 2026-01-27 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 18,400

F4: 18,400 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.

F2: 4,000 restricted shares are held in an account at Computershare which have upcoming vesting dates.

F3: 42,684 shares are held in an account at Shareworks, and 2,129 shares are held in a brokerage account.

F4: 18,400 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2026 Filed Jan 28, 2026 22:20 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001299077-26-000002 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.

F2 · balance_after: 4,000 restricted shares are held in an account at Computershare which have upcoming vesting dates.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 21:46 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option (Right to Buy) · Derivative 1,600 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001299077-25-000005 · primarydocument.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,400

Underlying: Common Stock · 1,600 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019

F4 · balance_after: 18,400 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 21:46 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantCommon Stock 1,241 $10.97 $13,613.77
Disclosure

SEC source: 0001299077-25-000005 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,738

F1 · balance_after: 42,738 shares consisting of 40,609 shares held in an account at Shareworks, and 2,129 shares held in a brokerage account.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 13:10 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000568 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,875

F1 · shares: 1,600 restricted shares were granted on 1/27/2025 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 400 shares on 1/27/2026, 400 shares on 1/27/2027, 400 shares on 1/27/2028, and 400 shares on 1/27/2029.

F2 · balance_after: 4,875 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 13:46 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option (Right to Buy) · Derivative 2,800 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001562180-24-008166 · primarydocument.xml · derivative · entry 4

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 2,800 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019.

F4 · balance_after: 20,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 13:46 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 SaleCommon Stock 2,800 $44.74 $125,262.48
Disclosure

SEC source: 0001562180-24-008166 · primarydocument.xml · nonDerivative · entry 2

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,522

F1 · balance_after: 39,522 shares consisting of 37,393 shares held in an account at Shareworks, and 2,129 shares held in a brokerage account.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 13:46 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 2,800 $10.97 $30,716.00
Disclosure

SEC source: 0001562180-24-008166 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:24 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000164 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,250

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 5,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 15:23 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000208 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,475 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:11 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000274 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625

F1 · shares: 2,500 restricted shares were granted on 1/3/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 625 shares on 1/3/2023, 625 shares on 1/3/2024, 625 shares on 1/3/2025, and 625 shares on 1/3/2026.

F2 · balance_after: 3,625 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:54 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options (Right to buy) · Derivative 4,000 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-21-000228 · primarydocument.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,800

Underlying: Common Stock · 4,000 shares

Expires 2031-01-04

F4 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021.

F6 · balance_after: 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:54 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000228 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

F1 · shares: 1,200 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/4/2022, 300 shares on 1/4/2023, 300 shares on 1/4/2024, and 300 shares on 1/4/2025.

F2 · balance_after: 1,875 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:44 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000193 · primarydocument.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,800

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F3 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F5 · balance_after: 18,800 stock options were granted under various dates and vesting periods of which 9,133 are currently exercisable.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:16 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 900 $20.76 $18,684.00
Disclosure

SEC source: 0000920427-19-000044 · wf-form4_154663654954130.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155

F1 · shares: 900 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/20, 225 shares on 1/2/21, 225 shares on 1/2/22, and 225 shares on 1/2/23.

F2 · balance_after: 3,155 shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:01 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000142 · wf-form4_154584007057739.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F3 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F4 · balance_after: 12,200 stock options were granted to Mr. Maricondo of which 3,467 are currently exercisable.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:39 UTC Amendment UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000020 · wf-form4a_154646157196481.xml · derivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 19:09 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Options · Derivative 8,800 $3.46 Strike: $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000028 · wf-form4_151725294994774.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,200

Underlying: Common Stock · 8,800 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: 8,800 stock options were granted on 12/18/2008, which vest 1/3 each year commencing 12/18/2009, 12/18/2010, and 12/18/2011 and expire on 12/18/2018.

F5 · balance_after: 9,200 stock options were granted to Mr. Maricondo of which 3,467 are currently exercisable.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 19:09 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 8,800 $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000028 · wf-form4_151725294994774.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Maricondo exercised 8,800 stock options at $3.46 per share.

F2 · balance_after: 30,353 shares are held in an account at Computershare; and 2,130 shares are held in a broker account in Mr. Maricondo's name.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:23 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000019 · wf-form4_151509017834165.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F5 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

F6 · balance_after: 18,000 stock options were granted under various dates and vesting periods of which 10,801 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:23 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 900 $19.75 $17,775.00
Disclosure

SEC source: 0000920427-18-000019 · wf-form4_151509017834165.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,930

F1 · shares: 900 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 225 shares on 1/2/19; 225 shares on 1/2/20; 225 shares on 1/2/21; and 225 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17.

F3 · balance_after: 3,930 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 12:50 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Options · Derivative 4,620 $6.46 Strike: $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000069 · wf-form4_150418382391723.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

Underlying: Common Stock · 4,620 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: 4,620 stock options were granted on 12/20/2007, which vest 1/3 each year commencing 12/20/2008, 12/20/2009, and 12/20/2010 and expire on 12/20/2017.

F5 · balance_after: 14,800 stock options were granted to Mr. Maricondo of which 10,267 are currently exercisable.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 12:50 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 2,915 $6.46 $18,830.90
Disclosure

SEC source: 0000920427-17-000069 · wf-form4_150418382391723.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Maricondo exercised 4,620 stock options at $6.46 through a "net out" with the Company based on the stock price of $17.50 resulting in the issuance of 2,915 shares.

F2 · balance_after: 19,443 shares are held in an account at Computershare; and 2,130 shares are held in a broker account in Mr. Maricondo's name.

Read SEC document
August 08, 2017 Filed Aug 10, 2017 18:57 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 PurchaseCommon Stock 1,000 $18.10 $18,100.00
Disclosure

SEC source: 0000920427-17-000061 · wf-form4_150239143029437.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,658

F1 · balance_after: 16,528 shares are held in an account at Computershare; and 2,130 shares are held in a broker account in Mr. Maricondo's name.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:35 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 GrantStock Options · Derivative 1,600 $15.70 Strike: $15.70 $25,120.00
Disclosure

SEC source: 0001248813-17-000006 · primary_doc.xml · derivative · entry 3

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

Underlying: Common Stock · 1,600 shares

Expires 2027-01-03

F5 · shares: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20.

F5 · derivative.exercise_date: 1,600 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 534 on 1/3/18; 533 on 1/3/19; and 533 on 1/3/20.

F6 · balance_after: 19,420 stock options were granted under various dates and vesting periods of which 14,886 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 20:35 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 GrantCommon Restricted 1,400 $15.70 $21,980.00
Disclosure

SEC source: 0001248813-17-000006 · primary_doc.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

F1 · shares: 1,400 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 350 shares on 1/3/18; 350 shares on 1/3/19; 350 shares on 1/3/20; and 350 shares on 1/3/21.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,800 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 18:10 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 Exercise / conversionStock Options · Derivative 3,032 $11.48 Strike: $11.48 $34,807.36
Disclosure

SEC source: 0001590464-16-000002 · primary_doc.xml · derivative · entry 2

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,820

Underlying: Common Stock · 843 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Maricondo exercised 3,032 stock options at $11.48 through a "net out" with the Company based on the stock price of $15.90 resulting in the issuance of 843 shares on common stock.

F2 · derivative.exercise_date: 3,032 stock options were granted on 1/25/07, which vest 1/3 each year commencing 1/25/08; 1/25/09 and 1/25/10 and expire on 1/25/17. Mr. Maricondo received 843 shares of common stock through a "net-out" with the Company on 12/8/16.

F3 · balance_after: 17,820 stock options were granted to Mr. Maricondo of which 13,420 are currently exercisable.

Read SEC document
December 08, 2016 Filed Dec 8, 2016 18:10 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 Exercise / conversionCommon Stock 843 $11.48 $9,677.64
Disclosure

SEC source: 0001590464-16-000002 · primary_doc.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Maricondo exercised 3,032 stock options at $11.48 through a "net out" with the Company based on the stock price of $15.90 resulting in the issuance of 843 shares on common stock.

F1 · balance_after: There was a 10% stock dividend on September 30, 2016, for which Mr. Maricondo received additional shares.

Read SEC document
September 13, 2016 Filed Sep 13, 2016 19:10 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 PurchaseCommon Stock 1,000 $12.46 $12,460.00
Disclosure

SEC source: 0001604682-16-000034 · primary_doc.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,377

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.