Souders Donald E. Jr.

SEC source: 0001562180-25-003244 · primarydocument.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,333 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 33+% per year for 3 years beginning on 04-Jan-2021

SEC source: 0001562180-25-003244 · primarydocument.xml · nonDerivative · entry 2

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,477

F1 · balance_after: 8,400 shares are held in an account in Shareworks; and 77 shares are held in an additional brokerage account.

SEC source: 0001562180-25-003244 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-25-000570 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,875

F1 · shares: 1,600 restricted shares were granted on 1/27/2025 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 400 shares on 1/27/2026, 400 shares on 1/27/2027, 400 shares on 1/27/2028, and 400 shares on 1/27/2029.

F2 · balance_after: 4,875 shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-24-000166 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,250

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 5,250 shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-23-004759 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,077

F1 · price: This transaction was executed in multiple trades at prices ranging from $23.00 USD to $23.38 USD; the price reported above reflects the weighted average sale price.

F2 · balance_after: 5,000 shares are held in an account at Shareworks, and 77 shares are held in additonal brokerage accounts.

SEC source: 0001562180-23-001444 · primarydocument.xml · derivative · entry 13

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,333

Underlying: Common Stock · 2,667 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vests 1,334 share(s) on 04-Jan-2022, 1,333 share(s) on 04-Jan-2023, 1,333 share(s) on 04-Jan-2024.

F7 · balance_after: 1,333 stock options were granted under various dates and vesting periods, none are currently exercisable.

SEC source: 0001562180-23-001444 · primarydocument.xml · derivative · entry 12

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,832 shares

Expires 2028-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vests 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.

SEC source: 0001562180-23-001444 · primarydocument.xml · derivative · entry 11

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,832

Underlying: Common Stock · 1,595 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 1,067 share(s) on 02-Jan-2019, 1,066 share(s) on 02-Jan-2020, 1,067 share(s) on 02-Jan-2021.

SEC source: 0001562180-23-001444 · primarydocument.xml · derivative · entry 10

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,427

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 2,200 share(s) on 02-Jan-2021, 2,200 share(s) on 02-Jan-2022, 2,200 share(s) on 02-Jan-2023.

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 8

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

F1 · balance_after: 14,288 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts.

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 7

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 6

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 5

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 4

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 2

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

SEC source: 0001562180-23-001444 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001369 · primarydocument.xml · derivative · entry 7

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,027

Underlying: Common Stock · 168 shares

Expires 2028-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.

F5 · balance_after: 15,027 stock options were granted under various dates and vesting periods of which 13,694 are currently exercisable.

SEC source: 0001562180-23-001369 · primarydocument.xml · derivative · entry 6

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,195

Underlying: Common Stock · 1,605 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 1,067 share(s) on 02-Jan-2019, 1,066 share(s) on 02-Jan-2020, 1,066 share(s) on 02-Jan-2021.

SEC source: 0001562180-23-001369 · primarydocument.xml · nonDerivative · entry 4

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,365

F1 · balance_after: 14,288 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts.

SEC source: 0001562180-23-001369 · primarydocument.xml · nonDerivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,970

SEC source: 0001562180-23-001369 · primarydocument.xml · nonDerivative · entry 2

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-001369 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-000215 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,475

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,475 shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-22-007700 · primarydocument.xml · derivative · entry 7

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 1,365 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 500 share(s) on 03-Jan-2018, 500 share(s) on 03-Jan-2019, 500 share(s) on 03-Jan-2020

F4 · balance_after: 16,800 stock options were granted under various dates and vesting periods of which 11,934 are currently exercisable.

SEC source: 0001562180-22-007700 · primarydocument.xml · nonDerivative · entry 4

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

F1 · balance_after: 13,176 shares are held in an account at Shareworks, and 77 shares are held in additional brokeage accounts.

SEC source: 0001562180-22-007700 · primarydocument.xml · nonDerivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-007700 · primarydocument.xml · derivative · entry 6

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,165

Underlying: Common Stock · 135 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 500 share(s) on 03-Jan-2018, 500 share(s) on 03-Jan-2019, 500 share(s) on 03-Jan-2020

SEC source: 0001562180-22-007700 · primarydocument.xml · nonDerivative · entry 2

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

SEC source: 0001562180-22-007700 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-000939 · primarydocument.xml · derivative · entry 4

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,300

Underlying: Common Stock · 4,400 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019

F4 · balance_after: 18,300 stock options were granted under various dates and vesting periods of which 13,434 are currently exercisable.

SEC source: 0001562180-22-000939 · primarydocument.xml · nonDerivative · entry 2

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

F1 · balance_after: 13,176 shares are held in an account at Shareworks, and 77 shares are held in additional brokerage accounts.

SEC source: 0001562180-22-000939 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-000267 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,587

F1 · shares: 2,500 restricted shares were granted on 1/3/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 625 shares on 1/3/2023, 625 shares on 1/3/2024, 625 shares on 1/3/2025, and 625 shares on 1/3/2026.

F2 · balance_after: 3,587 shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-21-005191 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,577

F1 · balance_after: 12,500 shares are held in an account at Shareworks; and 77 shares are held in additional brokerage accounts.

SEC source: 0001562180-21-000230 · primarydocument.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,700

Underlying: Common Stock · 4,000 shares

Expires 2031-01-04

F4 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021.

F6 · balance_after: 22,700 stock options were granted under various dates and vesting periods of which 13,300 are currently exercisable.

SEC source: 0001562180-21-000230 · primarydocument.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,763

F1 · shares: 1,200 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/4/2022, 300 shares on 1/4/2023, 300 shares on 1/4/2024, and 300 shares on 1/4/2025.

F2 · balance_after: 1,763 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0001562180-20-000197 · primarydocument.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,700

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F3 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F4 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F5 · balance_after: 18,700 stock options were granted under various dates and vesting periods of which 9,033 are currently exercisable.

SEC source: 0000920427-19-000039 · wf-form4_154663635110252.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,793

F1 · shares: 750 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 188 shares on 1/2/20, 187 shares on 1/2/21, 188 shares on 1/2/22, and 187 shares on 1/2/23.

F2 · balance_after: 2,793 shares are held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0000920427-18-000149 · wf-form4_154584035031274.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F3 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F4 · balance_after: 12,100 stock options were granted under various dates and vesting periods of which 3,433 are currently exercisable.

SEC source: 0000920427-19-000012 · wf-form4a_154646123569588.xml · derivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

SEC source: 0000920427-18-000095 · wf-form4_153357988489952.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 4,400 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Souders exercised 4,400 stock options at $3.46 per share, and sold at $23.67 per share.

F4 · balance_after: 9,100 stock options were granted to Mr. Souders of which 3,433 are currently exercisable.

SEC source: 0000920427-18-000071 · wf-form4_152571952643616.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 4,400 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Souders exercised 4,400 stock options at $3.46 per shares, and sold at $21.47 per share.

F4 · balance_after: 13,500 stock options were granted to Mr. Souders of which 7,833 are currently exercisable.

SEC source: 0000920427-18-000012 · wf-form4_151509005391848.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,900

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F5 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

F6 · balance_after: 17,900 stock options were granted under various dates and vesting periods of which 10,767 are currently exercisable.

SEC source: 0000920427-18-000012 · wf-form4_151509005391848.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,630

F1 · shares: 750 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 187 shares on 1/2/19; 188 shares on 1/2/20; 187 shares on 1/2/21; and 188 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17.

F3 · balance_after: 3,630 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.

SEC source: 0000920427-17-000071 · wf-form4_150429245546017.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,700

Underlying: Common Stock · 4,620 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Mr. Souders exercised 4,620 stock options at $6.42 per share, and sold at $17.1255 per share.

F4 · derivative.exercise_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.42 per share that expire on 12/20/2017.

F4 · derivative.expiration_date: 4,620 stock options were granted on 12/20/2007, which vested one-third per year commencing 12/20/2008; 12/20/2009; and 12/20/2010 at $6.42 per share that expire on 12/20/2017.

F5 · balance_after: 14,700 stock options were granted to Mr. Souders of which 10,267 at currently exercisable.

SEC source: 0001248813-17-000008 · primary_doc.xml · derivative · entry 3

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

Underlying: Common Stock · 1,500 shares

Expires 2027-01-03

F5 · shares: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.

F5 · derivative.exercise_date: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.

F6 · balance_after: 19,320 stock options were granted under various dates and vesting periods of which 14,886 are currently exercisable.

SEC source: 0001248813-17-000008 · primary_doc.xml · nonDerivative · entry 1

Souders Donald E. Jr. · CIK 0001502243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600

F1 · shares: 1,200 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/19; and 300 shares on 1/3/20.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,600 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates.