TapewireFind a company

person · Reporting owner

DALLAS ROBERT H II

Disclosed activity across 1 company

Tapewire entity
60818
SEC CIK
0001033204

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNITY BANCORP INC /NJ/UNTY · Entity 5374Director · 10% ownerMarch 12, 2026March 16, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNITY BANCORP INC /NJ/

Report date March 12, 2026 · Filed March 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect32,073 Ending reported balance After 2026-03-13 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2026-03-12 · Exercise / conversion · Acquired 500 · Balance 30,086

Row 2 · 2026-03-12 · Exercise / conversion · Acquired 152 · Balance 30,238

Row 3 · 2026-03-12 · Exercise / conversion · Acquired 3,048 · Balance 33,286

Row 4 · 2026-03-12 · Exercise / conversion · Acquired 3,000 · Balance 36,286

Row 5 · 2026-03-12 · Exercise / conversion · Acquired 6,600 · Balance 42,886

Row 6 · 2026-03-12 · Exercise / conversion · Acquired 4,000 · Balance 46,886

Row 7 · 2026-03-12 · Sale · Disposed 7,088 · Balance 39,798

F1: This transaction was executed in multiple trades at prices ranging from $49.27 USD to $50.06 USD; the price reported above reflects the weighted average sale price.

Row 8 · 2026-03-13 · Sale · Disposed 7,725 · Balance 32,073

F2: This sale was executed the following day of the exercise to cover anticipated tax liability.

F3: This transaction was executed in multiple trades at prices ranging from $49.46 USD to $50.03 USD; the price reported above reflects the weighted average sale price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.70 · Expires 2027-01-03Direct16,800 Reported balance After 2026-03-12 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-03-12 · Exercise / conversion · Disposed 500 · Balance 16,800

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.57 · Expires 2030-01-02Direct4,000 Reported balance After 2026-03-12 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-03-12 · Exercise / conversion · Disposed 6,600 · Balance 4,000

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.75 · Expires 2028-01-02Direct16,648 Reported balance After 2026-03-12 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2026-03-12 · Exercise / conversion · Disposed 152 · Balance 16,648

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.75 · Expires 2028-01-02Direct13,600 Reported balance After 2026-03-12 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-03-12 · Exercise / conversion · Disposed 3,048 · Balance 13,600

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.77 · Expires 2028-12-21Direct10,600 Reported balance After 2026-03-12 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-03-12 · Exercise / conversion · Disposed 3,000 · Balance 10,600

Stock Options (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.55 · Expires 2031-01-04Direct0 Reported balance After 2026-03-12 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-03-12 · Exercise / conversion · Disposed 4,000 · Balance 0

Restricted StockSEC Table I · non-derivativeDirect4,924 Reported balance Holding disclosure · report date 2026-03-12 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 4,924

F4: 4,000 shares are held in an account at Computershare which have upcoming vesting dates, 924 shares are dividend reinvested shares for a total of 4,924.

Common StockSEC Table I · non-derivativeIndirectDallas Financial Holdings, LLC1,775,735 Reported balance Holding disclosure · report date 2026-03-12 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 1,775,735

F5: 195,425 shares are held in an account at Computershare and 1,580,310 shares are held in a brokerage account totaling 1,775,735.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $49.27 USD to $50.06 USD; the price reported above reflects the weighted average sale price.

F2: This sale was executed the following day of the exercise to cover anticipated tax liability.

F3: This transaction was executed in multiple trades at prices ranging from $49.46 USD to $50.03 USD; the price reported above reflects the weighted average sale price.

F4: 4,000 shares are held in an account at Computershare which have upcoming vesting dates, 924 shares are dividend reinvested shares for a total of 4,924.

F5: 195,425 shares are held in an account at Computershare and 1,580,310 shares are held in a brokerage account totaling 1,775,735.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 SaleCommon Stock 7,725 $49.60 $383,160.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · nonDerivative · entry 8

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,073

F2 · kind: This sale was executed the following day of the exercise to cover anticipated tax liability.

F3 · price: This transaction was executed in multiple trades at prices ranging from $49.46 USD to $50.03 USD; the price reported above reflects the weighted average sale price.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Options (Right to buy) · Derivative 4,000 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · derivative · entry 16

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · derivative · entry 15

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Options (Right to buy) · Derivative 3,000 $0.00 Strike: $18.77 $0.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · derivative · entry 14

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,600

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Options (Right to Buy) · Derivative 3,048 $0.00 Strike: $19.75 $0.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · derivative · entry 13

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,600

Underlying: Common Stock · 3,048 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Options (Right to Buy) · Derivative 152 $0.00 Strike: $19.75 $0.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · derivative · entry 12

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,648

Underlying: Common Stock · 152 shares

Expires 2028-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Option (Right to Buy) · Derivative 500 $0.00 Strike: $15.70 $0.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · derivative · entry 11

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 500 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 SaleCommon Stock 7,088 $49.70 $352,273.60
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · nonDerivative · entry 7

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,798

F1 · price: This transaction was executed in multiple trades at prices ranging from $49.27 USD to $50.06 USD; the price reported above reflects the weighted average sale price.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 4,000 $17.55 $70,200.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · nonDerivative · entry 6

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 6,600 $22.57 $148,962.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · nonDerivative · entry 5

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 3,000 $18.77 $56,310.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · nonDerivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 3,048 $19.75 $60,198.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · nonDerivative · entry 3

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 152 $19.75 $3,002.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · nonDerivative · entry 2

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 20:04 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 500 $15.70 $7,850.00
Disclosure

SEC source: 0001033204-26-000004 · primarydocument.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 22:17 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001033204-26-000002 · primarydocument.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,924

F1 · shares: 1,200 restricted shares were granted on 1/27/2026 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 300 shares on 1/27/2027, 300 shares on 1/27/2028, 300 shares on 1/27/2029, and 300 shares on 1/27/2030.

F2 · balance_after: 4,000 shares are held in an account at Computershare which have upcoming vesting dates. 924 shares are dividend reinvested shares for a total of 4,924.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 13:10 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001562180-25-000566 · primarydocument.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,606

F1 · shares: 1,600 restricted shares were granted on 1/27/2025 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 400 shares on 1/27/2026, 400 shares on 1/27/2027, 400 shares on 1/27/2028, and 400 shares on 1/27/2029.

F2 · balance_after: 4,750 shares are held in an account at Computershare, which have upcoming vesting dates. 856 shares are dividend reinvested shares for a total of 5,606.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 18:40 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000177 · primarydocument.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,712

F1 · shares: 2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

F2 · balance_after: 4,950 shares are held in an account at Computershare, which have upcoming vesting dates. 762 shares are dividend reinvested shares for a total of 5,712.

Read SEC document
April 26, 2023 Filed Apr 28, 2023 18:45 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 PurchaseCommon Stock 20,000 $22.72 $454,396.00
Disclosure

SEC source: 0001562180-23-003719 · primarydocument.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · Dallas Financial Holdings, LLC

Disclosed balance after: 1,767,578

F1 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $22.4995 to $22.8944 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: 187,268 shares are held in an account at Computershare, 1,580,310 shares are held in a brokerage account for a total of 1,767,578 shares.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 15:23 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000206 · primarydocument.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,671

F1 · shares: 2,000 restricted shares were granted on 1/3/2023 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2024, 500 shares on 1/3/2025, 500 shares on 1/3/2026, and 500 shares on 1/3/2027.

F2 · balance_after: 4,000 shares are held in an account at Computershare, which have upcoming vesting dates. 671 shares are dividend reinvested shares for a total of 4,671.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:10 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000271 · primarydocument.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,551

F1 · shares: 2,000 restricted shares were granted on 1/3/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 500 shares on 1/3/2023, 500 shares on 1/3/2024, 500 shares on 1/3/2025, and 500 shares on 1/3/2026.

F2 · balance_after: 2,937 shares are held in an account at Computershare, which have upcoming vesting dates. 614 shares are dividend reinvested shares for a total of 3,551.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:54 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options (Right to buy) · Derivative 4,000 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-21-000226 · primarydocument.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,300

Underlying: Common Stock · 4,000 shares

Expires 2031-01-04

F5 · shares: 4,000 stock options were granted on 1/4/2021 from the 2019 Equity Compensation Plan.

F6 · derivative.exercise_date: 33+% per year for 3 years beginning on 1/4/2021.

F7 · balance_after: 17,300 stock options were granted under various dates and vesting periods of which 7,900 are currently exercisable.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:54 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000226 · primarydocument.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144

F1 · shares: 1,000 restricted shares were granted on 1/4/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 250 shares on 1/4/2022, 250 shares on 1/4/2023, 250 shares on 1/4/2024, and 250 shares on 1/4/2025.

F2 · balance_after: 1,563 shares are held in an account at Computershare, which have upcoming vesting dates. 581 shares are dividend reinvested shares for a total of 2,144.

Read SEC document
May 08, 2020 Filed May 8, 2020 21:31 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 PurchaseCommon Stock 2,500 $14.54 $36,350.00
Disclosure

SEC source: 0001562180-20-003506 · primarydocument.xml · nonDerivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Dallas Financial Holdings, LLC

Disclosed balance after: 1,737,807

F4 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.45730 to $14.59990 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F5 · balance_after: 177,497 shares are held in an account at Computershare, 1,560,310 shares are held in a brokerage account.

Read SEC document
May 06, 2020 Filed May 8, 2020 21:31 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 PurchaseCommon Stock 2,500 $14.10 $35,250.00
Disclosure

SEC source: 0001562180-20-003506 · primarydocument.xml · nonDerivative · entry 3

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Dallas Financial Holdings, LLC

Disclosed balance after: 1,735,307

F3 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.09616 to $14.10800 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
April 30, 2020 Filed Apr 30, 2020 20:28 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 PurchaseCommon Stock 12,500 $15.81 $197,625.00
Disclosure

SEC source: 0001562180-20-003220 · primarydocument.xml · nonDerivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Dallas Financial Holdings, LLC

Disclosed balance after: 1,732,807

F4 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $15.55 to $16.07 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F5 · balance_after: 177,497 shares are held in an account at Computershare, 1,555,310 shares are held in a brokerage account.

Read SEC document
April 28, 2020 Filed Apr 30, 2020 20:28 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 PurchaseCommon Stock 7,500 $14.39 $107,925.00
Disclosure

SEC source: 0001562180-20-003220 · primarydocument.xml · nonDerivative · entry 3

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Dallas Financial Holdings, LLC

Disclosed balance after: 1,720,307

F3 · price: The price reported in Column 4 is a Weighted Average Price. These shares were purchased in multiple transactions at prices ranging from $14.1238 to $14.7071 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 20:40 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Option (Right to Buy) · Derivative 6,600 $0.00 Strike: $22.57 $0.00
Disclosure

SEC source: 0001562180-20-000189 · primarydocument.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,300

Underlying: Common Stock · 6,600 shares

Expires 2030-01-02

F4 · shares: 6,600 stock options were granted on 1/2/2020 from the 2019 Equity Compensation Plan.

F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 02-Jan-2020

F6 · derivative.underlying_shares: 13,300 stock options were granted under various dates and vesting periods of which 3,633 are currently exercisable.

F6 · balance_after: 13,300 stock options were granted under various dates and vesting periods of which 3,633 are currently exercisable.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 17:15 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Options · Derivative 500 $15.70 Strike: $15.70 $7,850.00
Disclosure

SEC source: 0000920427-19-000048 · wf-form4_154714054013555.xml · derivative · entry 6

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Underlying: Common Stock · 500 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 1,467 stock options at $10.97 per share, and 500 stock options at $15.70 per share.

F5 · balance_after: A total of 6,700 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 17:15 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Options · Derivative 1,467 $10.97 Strike: $10.97 $16,092.99
Disclosure

SEC source: 0000920427-19-000048 · wf-form4_154714054013555.xml · derivative · entry 5

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,700

Underlying: Common Stock · 1,467 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 1,467 stock options at $10.97 per share, and 500 stock options at $15.70 per share.

F5 · balance_after: A total of 6,700 stock options were granted under various dates and vesting periods of which 1,067 are currently exercisable.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 17:15 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 500 $15.70 $7,850.00
Disclosure

SEC source: 0000920427-19-000048 · wf-form4_154714054013555.xml · nonDerivative · entry 3

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 18,585 shares are held in Mr. Dallas' name in an account at Shareworks.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 17:15 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 1,467 $10.97 $16,092.99
Disclosure

SEC source: 0000920427-19-000048 · wf-form4_154714054013555.xml · nonDerivative · entry 2

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 18,585 shares are held in Mr. Dallas' name in an account at Shareworks.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:15 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 750 $20.76 $15,570.00
Disclosure

SEC source: 0000920427-19-000043 · wf-form4_154663651217310.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,289

F1 · shares: 750 restricted shares were granted on 1/2/19 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 188 shares on 1/2/20, 187 shares on 1/2/21, 188 shares on 1/2/22, and 187 shares on 1/2/23.

F2 · balance_after: 2,793 shares are held in an account at Computershare, which have upcoming vesting dates. 496 shares are dividend reinvested shares for a total of 3,289.

Read SEC document
December 21, 2018 Filed Dec 26, 2018 16:07 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options · Derivative 3,000 $18.25 Strike: $18.25 $54,750.00
Disclosure

SEC source: 0000920427-18-000151 · wf-form4_154584042487018.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F4 · shares: 3,000 stock options were granted on 12/21/18 at $18.25 per share, which vest 1/3 per year; i.e., 1,000 on 12/21/19; 1,000 on 12/21/20; and 1,000 on 12/21/21.

F5 · balance_after: A total of 8,667 stock options were granted under various dates and vesting periods of which none are currently exercisable.

Read SEC document
December 21, 2018 Filed Jan 2, 2019 20:35 UTC Amendment UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options · Derivative 3,000 $18.77 Strike: $18.77 $56,310.00
Disclosure

SEC source: 0000920427-19-000014 · wf-form4a_154646132032319.xml · derivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667

Underlying: Common Stock · 3,000 shares

Expires 2028-12-21

F1 · price: Incorrectly filed as $18.25 - price of derivative security. Adjusted to $18.77, prior day closing market price.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Options · Derivative 500 $15.70 Strike: $15.70 $7,850.00
Disclosure

SEC source: 0000920427-18-000024 · wf-form4_151578573615143.xml · derivative · entry 6

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Underlying: Common Stock · 500 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 2,933 stock options at $10.97 per share, and 500 stock options at $15.70 per share.

F7 · derivative.exercise_date: 1,500 stock options were granted on 1/3/2017, which vest one-third per year at $15.70 per share and expire on 1/3/2027.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Options · Derivative 2,933 $10.97 Strike: $10.97 $32,175.01
Disclosure

SEC source: 0000920427-18-000024 · wf-form4_151578573615143.xml · derivative · entry 5

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Underlying: Common Stock · 2,933 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Mr. Dallas exercised 2,933 stock options at $10.97 per share, and 500 stock options at $15.70 per share.

F5 · derivative.exercise_date: 4,400 stock options were granted on 1/5/2016, which vest one-third per year at $10.97 per share and expire on 1/5/2016.

F5 · derivative.expiration_date: 4,400 stock options were granted on 1/5/2016, which vest one-third per year at $10.97 per share and expire on 1/5/2016.

F6 · balance_after: A total of 5,667 stock options were granted under various dates and vesting periods of which none are currently exercisable.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 500 $15.70 $7,850.00
Disclosure

SEC source: 0000920427-18-000024 · wf-form4_151578573615143.xml · nonDerivative · entry 3

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 14,898 shares are held in Mr. Dallas' name in an account at Computershare.

Read SEC document
January 10, 2018 Filed Jan 12, 2018 19:35 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 2,933 $10.97 $32,175.01
Disclosure

SEC source: 0000920427-18-000024 · wf-form4_151578573615143.xml · nonDerivative · entry 2

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: 14,898 shares are held in Mr. Dallas' name in an account at Computershare.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:23 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Options · Derivative 8,800 $3.46 Strike: $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000020 · wf-form4_151509019508205.xml · derivative · entry 5

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 8,800 shares

Expires 2018-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: Mr. Dallas exercised 8,800 stock options at $3.46 per share.

F8 · derivative.exercise_date: 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.

F8 · derivative.expiration_date: 8,800 stock options were granted on 12/18/2008, which vested one-third per year at $3.46 per share and expire on 12/18/2018.

F9 · balance_after: 9,100 stock options were granted under various dates and vesting periods of which 1,967 are currently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:23 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantStock Options · Derivative 3,200 $19.75 Strike: $19.75 $63,200.00
Disclosure

SEC source: 0000920427-18-000020 · wf-form4_151509019508205.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100

Underlying: Common Stock · 3,200 shares

Expires 2028-01-02

F6 · shares: 3,200 stock options were granted on 1/2/18, which vest 1/3 per year; i.e., 1,067 on 1/2/19; 1,066 on 1/2/20; and 1,067 on 1/2/21.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:23 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 8,800 $3.46 $30,448.00
Disclosure

SEC source: 0000920427-18-000020 · wf-form4_151509019508205.xml · nonDerivative · entry 2

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: 11,025 shares are held in Mr. Dallas' name in an account at Computershare.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:23 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 GrantRestricted Stock 750 $19.75 $14,812.50
Disclosure

SEC source: 0000920427-18-000020 · wf-form4_151509019508205.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,081

F1 · shares: 750 restricted shares were granted on 1/2/18 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 187 shares on 1/2/19; 188 shares on 1/2/20; 187 shares on 1/2/21; and 188 shares on 1/2/22.

F2 · price: Stock price at the close of business on 12/29/17

F3 · balance_after: 3,630 shares are currently held in an account at Computershare, which have upcoming vesting dates; 451 shares are dividend reinvested shares for a total of 4,081.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:10 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionStock Options · Derivative 4,620 $6.46 Strike: $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000048 · wf-form4_149695258733302.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,700

Underlying: Common Stock · 4,620 shares

Expires 2017-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/17.

F4 · derivative.exercise_date: 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/17.

F4 · derivative.expiration_date: 4,620 stock options were granted on 12/20/07, which vested one-third per year commencing 12/20/08; 12/20/09 and 12/20/10 at $6.46 per share that expire on 12/20/17.

F5 · balance_after: 14,700 stock options were granted of which 10,267 are currently exercisable.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:10 UTC UNITY BANCORP INC /NJ/ UNTY · Entity 5374 Exercise / conversionCommon Stock 4,620 $6.46 $29,845.20
Disclosure

SEC source: 0000920427-17-000048 · wf-form4_149695258733302.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 22,387 shares are held in an account in Mr. Dallas' name at Computershare, of which 251 shares are dividend reinvestment shares.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 20:45 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 Exercise / conversionStock Options · Derivative 3,032 $11.48 Strike: $11.48 $34,807.36
Disclosure

SEC source: 0001033204-17-000001 · primary_doc.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,886

Underlying: Common Stock · 3,032 shares

Expires 2017-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On 1/25/2007 Mr. Dallas was granted 3,032 stock options at $11.48 which vested one-third per year commencing 1/25/08, 1/25/09 and 1/25/10 and expire on1/25/17.

F2 · balance_after: A total of 19,320 stock options were granted under various dates and vesting periods of which 14,886 are currently exercisable.

Read SEC document
January 12, 2017 Filed Jan 12, 2017 20:45 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 Exercise / conversionCommon Stock 3,032 $11.48 $34,807.36
Disclosure

SEC source: 0001033204-17-000001 · primary_doc.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: On 1/2/2017, 660 shares of Restricted Stock vested and on 1/5/2017, 440 shares of Restricted Stock vested, for a total of 1,100 shares, were transferred to Mr. Dallas' account at Computershare.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:22 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 GrantStock Options · Derivative 1,500 $15.70 Strike: $15.70 $23,550.00
Disclosure

SEC source: 0001248813-17-000011 · primary_doc.xml · derivative · entry 4

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,918

Underlying: Common Stock · 1,500 shares

Expires 2027-01-02

F6 · shares: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.

F6 · derivative.exercise_date: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.

F7 · balance_after: 22,353 stock options were granted under various dates and vesting periods of which 17,918 are currently exercisable.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:22 UTC UNITY BANCORP INC /NJ/ unty · Entity 5374 GrantCommon Restricted 1,200 $15.70 $18,840.00
Disclosure

SEC source: 0001248813-17-000011 · primary_doc.xml · nonDerivative · entry 1

DALLAS ROBERT H II · CIK 0001033204 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,990

F1 · shares: 1,200 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/19; 300 shares on 1/3/20; and 300 shares on 1/3/21.

F2 · price: Stock price at the close of business on 12/30/16.

F3 · balance_after: 5,600 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 390 shares are dividend reinvested shares for a total of 5,990.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.