Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITY BANCORP INC /NJ/unty · Entity 5374 | Director | January 03, 2017 | January 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITY BANCORP INC /NJ/
Report date January 03, 2017 · Filed January 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common RestrictedSEC Table I · non-derivative | Direct | 5,939 |
Reported balance
After 2017-01-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-01-03 · Grant · Acquired 1,200 · Balance 5,939 F1: 1,200 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/19; 300 shares on 1/3/20; and 300 shares on 1/3/21. F2: Stock price at the close of business on 12/30/16. F3: 5,600 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 339 are dividend reinvested shares. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $15.70 · Expires 2027-01-03 | Direct | 1,466 |
Reported balance
After 2017-01-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-01-03 · Grant · Acquired 1,500 · Balance 1,466 F4: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20. F5: 5,900 stock options were granted under various dates and vesting periods of which 1,466 are currently exercisable. |
| Common StockSEC Table I · non-derivative | Direct | 10,015 |
Reported balance
Holding disclosure · report date 2017-01-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,015 F6: Shares are held in an account at Computershare in Dr. Kutscher's name. |
Filing footnotes · ownership attribution and instrument terms
F1: 1,200 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/19; 300 shares on 1/3/20; and 300 shares on 1/3/21.
F2: Stock price at the close of business on 12/30/16.
F3: 5,600 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 339 are dividend reinvested shares.
F4: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20.
F5: 5,900 stock options were granted under various dates and vesting periods of which 1,466 are currently exercisable.
F6: Shares are held in an account at Computershare in Dr. Kutscher's name.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2017 Filed Jan 5, 2017 20:13 UTC | UNITY BANCORP INC /NJ/ unty · Entity 5374 | GrantStock Options · Derivative | 1,500 | $15.70 Strike: $15.70 | $23,550.00 |
DisclosureSEC source: 0001248813-17-000005 · primary_doc.xml · derivative · entry 3 Kutscher Austin H. Jr. · CIK 0001502277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,466 Underlying: Common Stock · 1,500 shares Expires 2027-01-03 F4 · shares: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20. F4 · derivative.exercise_date: 1,500 stock options were granted on 1/3/17, which vest 1/3 per year; i.e., 500 on 1/3/18; 500 on 1/3/19; and 500 on 1/3/20. F5 · balance_after: 5,900 stock options were granted under various dates and vesting periods of which 1,466 are currently exercisable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:13 UTC | UNITY BANCORP INC /NJ/ unty · Entity 5374 | GrantCommon Restricted | 1,200 | $15.70 | $18,840.00 |
DisclosureSEC source: 0001248813-17-000005 · primary_doc.xml · nonDerivative · entry 1 Kutscher Austin H. Jr. · CIK 0001502277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,939 F1 · shares: 1,200 restricted shares were granted on 1/3/17 from the 2013 Stock Bonus Plan and vest over four years; vesting commences with 300 shares on 1/3/18; 300 shares on 1/3/19; 300 shares on 1/3/20; and 300 shares on 1/3/21. F2 · price: Stock price at the close of business on 12/30/16. F3 · balance_after: 5,600 restricted stock shares are currently held in an account at Computershare, which have upcoming vesting dates; 339 are dividend reinvested shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.