Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITY BANCORP INC /NJ/UNTY · Entity 5374 | EVP/COO | May 05, 2023 | May 09, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITY BANCORP INC /NJ/
Report date May 05, 2023 · Filed May 09, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted StockSEC Table I · non-derivative | Direct | 17,750 |
Reported balance
After 2023-05-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-05 · Grant · Acquired 8,500 · Balance 17,750 F1: 8,500 restricted shares were granted on 5/5/2023 from the 2019 Equity Compensation Plan and vest over 3.86 years; vesting commences with 2,125 shares on 5/5/2024, 2,125 shares on 3/15/2025, 2,125 shares on 3/15/2026, and 2,125 shares on 3/15/2027. F2: 17,750 shares are held in an account at Computershare, which have upcoming vesting dates. |
| Common StockSEC Table I · non-derivative | Direct | 61,824 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 61,824 F3: 60,351 shares are held in an account at Shareworks and 1,473 are held in an account at Computershare for a total of 61,824. |
| Stock Options (Right to buy)SEC Table II · derivative / convertible security | Direct | 63,000 |
Reported balance
Holding disclosure · report date 2023-05-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 63,000 F4: 63,000 stock options were granted under various dates and vesting periods of which 59,000 are currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: 8,500 restricted shares were granted on 5/5/2023 from the 2019 Equity Compensation Plan and vest over 3.86 years; vesting commences with 2,125 shares on 5/5/2024, 2,125 shares on 3/15/2025, 2,125 shares on 3/15/2026, and 2,125 shares on 3/15/2027.
F2: 17,750 shares are held in an account at Computershare, which have upcoming vesting dates.
F3: 60,351 shares are held in an account at Shareworks and 1,473 are held in an account at Computershare for a total of 61,824.
F4: 63,000 stock options were granted under various dates and vesting periods of which 59,000 are currently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 05, 2023 Filed May 9, 2023 16:19 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-003999 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,750 F1 · shares: 8,500 restricted shares were granted on 5/5/2023 from the 2019 Equity Compensation Plan and vest over 3.86 years; vesting commences with 2,125 shares on 5/5/2024, 2,125 shares on 3/15/2025, 2,125 shares on 3/15/2026, and 2,125 shares on 3/15/2027. F2 · balance_after: 17,750 shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 25, 2023 Filed Mar 28, 2023 14:06 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 528 | $22.94 | $12,112.32 |
DisclosureSEC source: 0001562180-23-003139 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,250 F1 · shares: 528 shares were withheld @ $22.94 per share to cover tax liability on 1,125 restricted shares vesting. F2 · balance_after: 9,250 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 16, 2023 Filed Mar 21, 2023 16:06 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 983 | $23.18 | $22,785.94 |
DisclosureSEC source: 0001238307-23-000001 · primary_doc.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,375 F2 · shares: 983 shares were withheld @ $23.18 per share to cover tax liability on 2,000 restricted shares vesting. F3 · balance_after: 10,375 shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 16, 2023 Filed Mar 21, 2023 16:06 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 492 | $23.18 | $11,404.56 |
DisclosureSEC source: 0001238307-23-000001 · primary_doc.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,375 F1 · shares: 492 shares were withheld @ $23.18 per share to cover tax liability on 1,000 restricted shares vesting. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 18:30 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 495 | $24.34 | $12,048.30 |
DisclosureSEC source: 0001562180-23-002754 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,375 F1 · shares: 495 shares were withheld @ $24.34 per share to cover tax liability on 1,000 restricted shares vesting. F2 · balance_after: 13,375 shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 17:22 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,661 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001562180-22-007578 · primarydocument.xml · derivative · entry 7 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,000 Underlying: Common Stock · 1,661 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017 F7 · balance_after: 63,000 stock options were granted under various dates and vesting periods of which 51,667 are currently exercisable. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 17:22 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,000 | $0.00 Strike: $8.29 | $0.00 |
DisclosureSEC source: 0001562180-22-007578 · primarydocument.xml · derivative · entry 6 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,661 Underlying: Common Stock · 11,000 shares Expires 2025-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vests 3,667 share(s) on 17-Mar-2016, 3,666 share(s) on 17-Mar-2017, 3,667 share(s) on 17-Mar-2018 Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 17:22 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 1,661 | $28.40 | $47,175.22 |
DisclosureSEC source: 0001562180-22-007578 · primarydocument.xml · nonDerivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,197 F2 · price: This transaction was executed in multiple trades at prices ranging from $28.16 USD to $28.53 USD; the price reported above reflects the weighted average sale price. F3 · balance_after: 57,724 shares are held in an account at Shareworks, and 1,473 shares are held in an account at Computershare. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 17:22 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 11,000 | $28.29 | $311,228.50 |
DisclosureSEC source: 0001562180-22-007578 · primarydocument.xml · nonDerivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,858 F1 · price: This transaction was executed in multiple trades at prices ranging from $28.15 USD to $28.475 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 17:22 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 1,661 | $7.16 | $11,892.76 |
DisclosureSEC source: 0001562180-22-007578 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,858 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 17:22 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 11,000 | $8.29 | $91,190.00 |
DisclosureSEC source: 0001562180-22-007578 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:50 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 494 | $28.71 | $14,182.74 |
DisclosureSEC source: 0001562180-22-002969 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,375 F1 · shares: 494 shares were withheld @ $28.71 per share to cover tax liability on 1,125 restricted shares vesting. F2 · balance_after: 14,375 shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 21:29 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-002682 · primarydocument.xml · nonDerivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 F3 · shares: 8,000 restricted shares were granted on 3/16/2022 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 2,000 shares on 3/16/2023, 2,000 shares on 3/16/2024, 2,000 shares on 3/16/2025, and 2,000 shares on 3/16/2026, F4 · balance_after: 15,500 shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 21:29 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 439 | $28.18 | $12,371.02 |
DisclosureSEC source: 0001562180-22-002682 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F2 · shares: 439 shares were withheld @ $28.18 per share to cover tax liability on 1,000 restricted shares vested. Read SEC document |
| March 14, 2022 Filed Mar 16, 2022 21:29 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 439 | $27.80 | $12,204.20 |
DisclosureSEC source: 0001562180-22-002682 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 F1 · shares: 439 shares were withheld @ $27.80 per share to cover tax liability on 1,000 restricted shares vested. Read SEC document |
| March 09, 2022 Filed Mar 10, 2022 20:25 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 439 | $27.19 | $11,936.41 |
DisclosureSEC source: 0001562180-22-002499 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 F1 · shares: 439 shares were withheld @ $27.19 per share to cover tax liability on 1,000 restricted shares vested. F2 · balance_after: 9,500 restricted shares held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:38 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 64 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001562180-22-001942 · primarydocument.xml · derivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,661 Underlying: Common Stock · 64 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017 F4 · balance_after: 75,661 stock options were granted under various dates and vesting periods of which 53,662 are currently exercisable. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:38 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 64 | $29.00 | $1,856.00 |
DisclosureSEC source: 0001562180-22-001942 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,883 F1 · balance_after: 55,410 shares are held in an account at Shareworks and 1,473 shares are held in an account at Computershare. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:38 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 64 | $7.16 | $458.24 |
DisclosureSEC source: 0001562180-22-001942 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:08 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 278 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001562180-22-001756 · primarydocument.xml · derivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,725 Underlying: Common Stock · 278 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017 F4 · balance_after: 75,725 stock options were granted under various dates and vesting periods of which 53,726 are currently exercisable. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:08 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 278 | $29.00 | $8,062.00 |
DisclosureSEC source: 0001562180-22-001756 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,883 F1 · balance_after: 55,410 shares are held in an account at Shareworks and 1,473 are held in an account at Computershare. Read SEC document |
| February 18, 2022 Filed Feb 23, 2022 21:08 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 278 | $7.16 | $1,990.48 |
DisclosureSEC source: 0001562180-22-001756 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:51 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 306 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001562180-22-001631 · primarydocument.xml · derivative · entry 7 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,003 Underlying: Common Stock · 306 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017 F5 · balance_after: 76,003 stock options were granted under various dates and vesting periods of which 54,004 are currently exercisable. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:51 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 306 | $29.00 | $8,874.00 |
DisclosureSEC source: 0001562180-22-001631 · primarydocument.xml · nonDerivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,883 F2 · balance_after: 55,410 shares are held in an account at Shareworks and 1,473 are held in an account at Computershare. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:51 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 306 | $7.16 | $2,190.96 |
DisclosureSEC source: 0001562180-22-001631 · primarydocument.xml · nonDerivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:51 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,084 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001562180-22-001631 · primarydocument.xml · derivative · entry 6 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,309 Underlying: Common Stock · 4,084 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017 Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:51 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 4,084 | $29.04 | $118,585.47 |
DisclosureSEC source: 0001562180-22-001631 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,883 F1 · price: This transaction was executed in multiple trades at prices ranging from $29.00 USD to $29.21 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 21:51 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 4,084 | $7.16 | $29,241.44 |
DisclosureSEC source: 0001562180-22-001631 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 22:03 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,606 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001562180-22-001515 · primarydocument.xml · derivative · entry 7 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,393 Underlying: Common Stock · 4,606 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017 F5 · balance_after: 80,393 stock options were granted under various dates and vesting periods of which 58,394 are currently exercisable. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 22:03 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 4,606 | $29.01 | $133,604.40 |
DisclosureSEC source: 0001562180-22-001515 · primarydocument.xml · nonDerivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,883 F1 · price: This transaction was executed in multiple trades at prices ranging from $29.00 USD to $29.07 USD; the price reported above reflects the weighted average sale price. F2 · balance_after: 55,410 shares are held in an account at Shareworks and 1,473 shares are held in an account at Computershare. Read SEC document |
| February 15, 2022 Filed Feb 16, 2022 22:03 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 4,606 | $7.16 | $32,978.96 |
DisclosureSEC source: 0001562180-22-001515 · primarydocument.xml · nonDerivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:03 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001562180-22-001515 · primarydocument.xml · derivative · entry 6 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,999 Underlying: Common Stock · 1 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests 3,667 share(s) on 03-Mar-2015, 3,666 share(s) on 03-Mar-2016, 3,667 share(s) on 03-Mar-2017 Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:03 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 1 | $29.00 | $29.00 |
DisclosureSEC source: 0001562180-22-001515 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,883 Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:03 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 1 | $7.16 | $7.16 |
DisclosureSEC source: 0001562180-22-001515 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 18:56 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,569 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001562180-21-005113 · primarydocument.xml · derivative · entry 7 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 2,569 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vests 3,667 share(s) on 05-Mar-2014, 3,666 share(s) on 05-Mar-2015, 3,667 share(s) on 05-Mar-2016 F6 · balance_after: 85,000 stock options were granted under various dates and vesting periods of which 63,001 are currently exercisable. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 18:56 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 2,569 | $22.39 | $57,519.91 |
DisclosureSEC source: 0001562180-21-005113 · primarydocument.xml · nonDerivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,883 F3 · price: This transaction was executed in multiple trades at prices ranging from $22.39 USD to $22.43 USD, the price reported above reflects the weighted average sale price. F2 · balance_after: 56,883 shares consisting of 55,410 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 18:56 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 2,569 | $5.48 | $14,078.12 |
DisclosureSEC source: 0001562180-21-005113 · primarydocument.xml · nonDerivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 18:56 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,300 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001562180-21-005113 · primarydocument.xml · derivative · entry 6 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,569 Underlying: Common Stock · 6,300 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vests 3,667 share(s) on 05-Mar-2014, 3,666 share(s) on 05-Mar-2015, 3,667 share(s) on 05-Mar-2016 Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 18:56 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 6,300 | $22.33 | $140,679.00 |
DisclosureSEC source: 0001562180-21-005113 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,883 F1 · price: This transaction was executed in multiple trades at prices ranging from $22.30 USD to $22.49 USD, the price reported above reflects the weighted average sale price. F2 · balance_after: 56,883 shares consisting of 55,410 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare. Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 18:56 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 6,300 | $5.48 | $34,524.00 |
DisclosureSEC source: 0001562180-21-005113 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 19:41 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,131 | $0.00 Strike: $5.48 | $0.00 |
DisclosureSEC source: 0001562180-21-004066 · primarydocument.xml · derivative · entry 4 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,869 Underlying: Common Stock · 2,131 shares Expires 2023-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Vests 3,667 share(s) on 05-Mar-2014, 3,666 share(s) on 05-Mar-2015, 3,667 share(s) on 05-Mar-2016 F5 · balance_after: 93,869 stock options were granted under various dates and vesting periods of which 71,870 are currently exercisable. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 19:41 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | SaleCommon Stock | 2,131 | $24.52 | $52,241.47 |
DisclosureSEC source: 0001562180-21-004066 · primarydocument.xml · nonDerivative · entry 2 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,883 F1 · price: This transaction was executed in multiple trades at prices ranging from $24.50 USD to $24.59 USD, the price reported above reflects the weighted average sale price. F2 · balance_after: 56,883 shares consisting of 55,410 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 19:41 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionCommon Stock | 2,131 | $5.48 | $11,677.88 |
DisclosureSEC source: 0001562180-21-004066 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,014 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 17:26 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $20.56 | $0.00 |
DisclosureSEC source: 0001562180-21-002457 · primarydocument.xml · derivative · entry 3 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,000 Underlying: Common Stock · 12,000 shares Expires 2031-03-25 F4 · shares: 12,500 stock options were granted on 3/25/2021 from the 2019 Equity Compensation Plan. F5 · derivative.exercise_date: 33+% per year for 3 years beginning on 3/25/2022. F6 · balance_after: 96,000 stock options were granted under various dates and vesting periods of which 74,001 are currently exercisable. Read SEC document |
| March 25, 2021 Filed Mar 29, 2021 17:26 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | GrantRestricted Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-002457 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 F1 · shares: 4,500 restricted shares were granted on 3/25/2021 from the 2019 Equity Compensation Plan and vest over four years; vesting commences with 1,125 shares on 3/25/2022, 1,125 shares on 3/25/2023, 1,125 shares on 3/25/2024, and 1,125 shares on 3/25/2025. F2 · balance_after: 10,500 shares held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:23 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 439 | $23.02 | $10,105.78 |
DisclosureSEC source: 0001562180-21-002286 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · shares: 439 shares were withheld @ 23.02 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 6,000 shares held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 17:35 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 439 | $22.00 | $9,658.00 |
DisclosureSEC source: 0001562180-21-002232 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · shares: 439 shares were withheld @ 22.00 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 7,000 shares held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 09, 2021 Filed Mar 10, 2021 20:16 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 439 | $22.28 | $9,780.92 |
DisclosureSEC source: 0001562180-21-002140 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · shares: 439 shares were withheld @ $22.28 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 8,000 shares held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:25 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Tax withholdingRestricted Stock | 547 | $20.00 | $10,940.00 |
DisclosureSEC source: 0001562180-21-002028 · primarydocument.xml · nonDerivative · entry 1 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 F1 · shares: 547 shares were withheld @ $20.00 per share to cover tax liability on restricted stock vesting. F2 · balance_after: 9,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 17:39 UTC | UNITY BANCORP INC /NJ/ UNTY · Entity 5374 | Exercise / conversionStock Option (Right to Buy) · Derivative | 177 | $0.00 Strike: $5.82 | $0.00 |
DisclosureSEC source: 0001562180-21-001964 · primarydocument.xml · derivative · entry 7 KAUCHAK JOHN J · CIK 0001238307 · EVP/COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,000 Underlying: Common Stock · 177 shares Expires 2021-11-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Vests 3,667 share(s) on 17-Nov-2012, 3,666 share(s) on 17-Nov-2013, 3,667 share(s) on 17-Nov-2014 F6 · balance_after: 84,000 stock options were granted under various dates and vesting periods of which 64,001 are currently exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.