Last 12 months
Inside the activity.
0 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2004 Filed Feb 2, 2004 13:40 UTC |
DAVIDSON RICHARD KDirector · Chairman, CEO & President
|
GrantCommon Stock | 8,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000093 · primary_doc.xml · nonDerivative · entry 2 DAVIDSON RICHARD K · CIK 0001024379 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,126 F2 · security: Retention unit award with a distribution ratio of 1:1 - Payable only in shares of common stock with a four year vesting beginning 1/29/2004 and ending 1/29/2008. Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 13:40 UTC |
DAVIDSON RICHARD KDirector · Chairman, CEO & President
|
GrantCommon Stock | 60,807 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000093 · primary_doc.xml · nonDerivative · entry 1 DAVIDSON RICHARD K · CIK 0001024379 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 390,808 F1 · security: Retention unit award with a distribution ratio of 1:1 - Payable only in shares of common stock with a three year vesting beginning 1/29/2004 and ending 1/29/2007. Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 23:28 UTC |
EVANS IVOR JDirector · PRESIDENT & COO
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 165,000 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0000100885-04-000096 · edgardoc.xml · derivative · entry 3 EVANS IVOR J · CIK 0001200003 · Director · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 Underlying: Common Stock · 165,000 shares Expires 2014-01-29 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 23:28 UTC |
EVANS IVOR JDirector · PRESIDENT & COO
|
GrantCommon Stock | 1,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000096 · edgardoc.xml · nonDerivative · entry 1 EVANS IVOR J · CIK 0001200003 · Director · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,890 F1 · security: Retention unit award with a distribution ratio of 1:1 - Payable only in shares of common stock with a four year vesting beginning 1/29/2004 and ending 1/29/2008. Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 23:54 UTC |
JONES MARY SVP & Treasurer UPC
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 13,500 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0000100885-04-000097 · primary_doc.xml · derivative · entry 3 JONES MARY S · CIK 0001200005 · VP & Treasurer UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Underlying: Common Stock · 13,500 shares Expires 2014-01-29 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 23:54 UTC |
JONES MARY SVP & Treasurer UPC
|
GrantCommon Stock | 346 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000097 · primary_doc.xml · nonDerivative · entry 1 JONES MARY S · CIK 0001200005 · VP & Treasurer UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,108 F1 · security: Retention unit award with a distribution ratio of 1:1 - Payable only in shares of common stock with a three year vesting beginning 1/29/2004 and ending 1/29/2007. Read SEC document |
| January 29, 2004 Filed Feb 3, 2004 00:09 UTC |
KNIGHT ROBERT M JRExecutive VP - Finance
|
GrantNon-Qualifed Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0000100885-04-000098 · primary_doc.xml · derivative · entry 4 KNIGHT ROBERT M JR · CIK 0001200009 · Executive VP - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2014-01-29 Read SEC document |
| January 29, 2004 Filed Feb 3, 2004 00:09 UTC |
KNIGHT ROBERT M JRExecutive VP - Finance
|
GrantCommon Stock | 3,318 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000098 · primary_doc.xml · nonDerivative · entry 1 KNIGHT ROBERT M JR · CIK 0001200009 · Executive VP - Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,164 F1 · security: Retention unit award with a distribution ratio of 1:1 - Payable only in shares of common stock with a three year vesting beginning 1/29/2004 and ending 1/29/2007. Read SEC document |
| January 29, 2004 Filed Feb 3, 2004 00:31 UTC |
YOUNG JAMES RPresident - UPRR
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $65.10 | $0.00 |
DisclosureSEC source: 0000100885-04-000099 · primary_doc.xml · derivative · entry 4 YOUNG JAMES R · CIK 0001200019 · President - UPRR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2014-01-29 Read SEC document |
| January 29, 2004 Filed Feb 3, 2004 00:31 UTC |
YOUNG JAMES RPresident - UPRR
|
GrantCommon Stock | 16,130 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000099 · primary_doc.xml · nonDerivative · entry 1 YOUNG JAMES R · CIK 0001200019 · President - UPRR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,349 F1 · security: Retention unit award with a distribution ratio of 1:1 - Payable only in shares of common stock with a three year vesting beginning 1/29/2004 and ending 1/29/2007. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:02 UTC |
BRYAN L MERILL JRSR VP & CIO
|
Tax withholdingCommon Stock | 1,618 | $65.90 | $106,626.20 |
DisclosureSEC source: 0000100885-04-000029 · primary_doc.xml · nonDerivative · entry 1 BRYAN L MERILL JR · CIK 0001199998 · SR VP & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,359 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:22 UTC |
DAVIDSON RICHARD KDirector · Chairman, CEO & President
|
OtherCommon Stock | 70,678.9671 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000030 · primary_doc.xml · nonDerivative · entry 4 DAVIDSON RICHARD K · CIK 0001024379 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · (2) Disclosed balance after: 218,817.5311 F2 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:22 UTC |
DAVIDSON RICHARD KDirector · Chairman, CEO & President
|
OtherCommon Stock | 70,678.9671 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000030 · primary_doc.xml · nonDerivative · entry 3 DAVIDSON RICHARD K · CIK 0001024379 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,001 F2 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:22 UTC |
DAVIDSON RICHARD KDirector · Chairman, CEO & President
|
Tax withholdingCommon Stock | 1,495.0329 | $65.90 | $98,522.67 |
DisclosureSEC source: 0000100885-04-000030 · primary_doc.xml · nonDerivative · entry 2 DAVIDSON RICHARD K · CIK 0001024379 · Director · Chairman, CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,679.9671 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:29 UTC |
DOLAN JAMES VVice Chairman
|
Tax withholdingCommon Stock | 2,161 | $65.90 | $142,409.90 |
DisclosureSEC source: 0000100885-04-000031 · primary_doc.xml · nonDerivative · entry 1 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,463 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:46 UTC |
DUFFY DENNIS JEVP OPRN
|
OtherCommon Stock | 11,203.2619 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000032 · primary_doc.xml · nonDerivative · entry 4 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Indirect · (2) Disclosed balance after: 11,203.2619 F2 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:46 UTC |
DUFFY DENNIS JEVP OPRN
|
OtherCommon Stock | 11,203.2619 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000032 · primary_doc.xml · nonDerivative · entry 3 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,461.1147 F2 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:46 UTC |
DUFFY DENNIS JEVP OPRN
|
Tax withholdingCommon Stock | 278.7381 | $65.90 | $18,368.84 |
DisclosureSEC source: 0000100885-04-000032 · primary_doc.xml · nonDerivative · entry 2 DUFFY DENNIS J · CIK 0001200001 · EVP OPRN 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,664.3766 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:56 UTC |
EISELE CHARLES RSVP Strat Plng & Admin
|
Tax withholdingCommon Stock | 1,852 | $65.90 | $122,046.80 |
DisclosureSEC source: 0000100885-04-000033 · primary_doc.xml · nonDerivative · entry 1 EISELE CHARLES R · CIK 0001200002 · SVP Strat Plng & Admin 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,650 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 01:06 UTC |
EVANS IVOR JDirector · PRESIDENT & COO
|
OtherCommon Stock | 25,032.5014 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000035 · edgardoc.xml · nonDerivative · entry 3 EVANS IVOR J · CIK 0001200003 · Director · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 96,646.5243 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 01:06 UTC |
EVANS IVOR JDirector · PRESIDENT & COO
|
OtherCommon Stock | 25,032.5014 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000035 · edgardoc.xml · nonDerivative · entry 2 EVANS IVOR J · CIK 0001200003 · Director · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,860 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 01:06 UTC |
EVANS IVOR JDirector · PRESIDENT & COO
|
Tax withholdingCommon Stock | 529.4986 | $65.90 | $34,893.96 |
DisclosureSEC source: 0000100885-04-000035 · edgardoc.xml · nonDerivative · entry 1 EVANS IVOR J · CIK 0001200003 · Director · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,892.5014 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 01:15 UTC |
JONES MARY SVP & Treasurer UPC
|
Tax withholdingCommon Stock | 108 | $65.90 | $7,117.20 |
DisclosureSEC source: 0000100885-04-000036 · primary_doc.xml · nonDerivative · entry 1 JONES MARY S · CIK 0001200005 · VP & Treasurer UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,762 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 01:22 UTC |
KING R BRADLEYEVP NDI
|
Tax withholdingCommon Stock | 1,667 | $65.90 | $109,855.30 |
DisclosureSEC source: 0000100885-04-000037 · primary_doc.xml · nonDerivative · entry 1 KING R BRADLEY · CIK 0001200007 · EVP NDI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,481 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 01:34 UTC |
KNIGHT ROBERT M JRSR VP Finance
|
OtherCommon Stock | 3,439.2353 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000038 · primary_doc.xml · nonDerivative · entry 3 KNIGHT ROBERT M JR · CIK 0001200009 · SR VP Finance 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 5,007.0727 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 01:34 UTC |
KNIGHT ROBERT M JRSR VP Finance
|
OtherCommon Stock | 3,439.2353 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000038 · primary_doc.xml · nonDerivative · entry 2 KNIGHT ROBERT M JR · CIK 0001200009 · SR VP Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,846 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 01:34 UTC |
KNIGHT ROBERT M JRSR VP Finance
|
Tax withholdingCommon Stock | 162.7647 | $65.90 | $10,726.19 |
DisclosureSEC source: 0000100885-04-000038 · primary_doc.xml · nonDerivative · entry 1 KNIGHT ROBERT M JR · CIK 0001200009 · SR VP Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,285.2353 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 01:42 UTC |
KORALESKI JOHN JEVP Marketing & Sales
|
Tax withholdingCommon Stock | 2,121 | $65.90 | $139,773.90 |
DisclosureSEC source: 0000100885-04-000039 · primary_doc.xml · nonDerivative · entry 1 KORALESKI JOHN J · CIK 0001200010 · EVP Marketing & Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,884 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 01:47 UTC |
MCAULIFFE MARY EVP EXTERNAL RELATION
|
Tax withholdingCommon Stock | 853 | $65.90 | $56,212.70 |
DisclosureSEC source: 0000100885-04-000041 · edgardoc.xml · nonDerivative · entry 1 MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,260 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 01:57 UTC |
PUTZ RICHARD JVP Controller & CAO UPC
|
Tax withholdingCommon Stock | 513 | $65.90 | $33,806.70 |
DisclosureSEC source: 0000100885-04-000042 · primary_doc.xml · nonDerivative · entry 1 PUTZ RICHARD J · CIK 0001200012 · VP Controller & CAO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,586 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 02:03 UTC |
SCHAEFER BARBARA WSVP - HR Corp & RR
|
Tax withholdingCommon Stock | 1,687 | $65.90 | $111,173.30 |
DisclosureSEC source: 0000100885-04-000043 · primary_doc.xml · nonDerivative · entry 1 SCHAEFER BARBARA W · CIK 0001200014 · SVP - HR Corp & RR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,114 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 02:13 UTC |
VON BERNUTH CARL WSVP General Counsel
|
OtherCommon Stock | 9,506.3422 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000044 · primary_doc.xml · nonDerivative · entry 3 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 23,322.6256 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 02:13 UTC |
VON BERNUTH CARL WSVP General Counsel
|
OtherCommon Stock | 9,506.3422 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000044 · primary_doc.xml · nonDerivative · entry 2 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,770 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 02:13 UTC |
VON BERNUTH CARL WSVP General Counsel
|
Tax withholdingCommon Stock | 267.6578 | $65.90 | $17,638.65 |
DisclosureSEC source: 0000100885-04-000044 · primary_doc.xml · nonDerivative · entry 1 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,276.3422 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 02:23 UTC |
YOUNG JAMES REVP - Finance & CFO UPC
|
OtherCommon Stock | 8,050.4033 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000045 · primary_doc.xml · nonDerivative · entry 3 YOUNG JAMES R · CIK 0001200019 · EVP - Finance & CFO UPC 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 8,050.4033 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 02:23 UTC |
YOUNG JAMES REVP - Finance & CFO UPC
|
OtherCommon Stock | 8,050.4033 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000045 · primary_doc.xml · nonDerivative · entry 2 YOUNG JAMES R · CIK 0001200019 · EVP - Finance & CFO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,219 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 02:23 UTC |
YOUNG JAMES REVP - Finance & CFO UPC
|
Tax withholdingCommon Stock | 212.5967 | $65.90 | $14,010.12 |
DisclosureSEC source: 0000100885-04-000045 · primary_doc.xml · nonDerivative · entry 1 YOUNG JAMES R · CIK 0001200019 · EVP - Finance & CFO UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,269.4033 Read SEC document |
| January 22, 2004 Filed Jan 23, 2004 14:04 UTC |
EVANS IVOR JDirector · PRESIDENT & COO
|
SaleCommon Stock | 23,500 | $67.39 | $1,583,665.00 |
DisclosureSEC source: 0000100885-04-000027 · edgardoc.xml · nonDerivative · entry 1 EVANS IVOR J · CIK 0001200003 · Director · PRESIDENT & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,422 Read SEC document |
| January 22, 2004 Filed Jan 26, 2004 23:24 UTC |
KORALESKI JOHN JEVP Marketing & Sales
|
SaleCommon Stock | 6,100 | $67.08 | $409,188.00 |
DisclosureSEC source: 0000100885-04-000028 · primary_doc.xml · nonDerivative · entry 1 KORALESKI JOHN J · CIK 0001200010 · EVP Marketing & Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,005 Read SEC document |
| January 07, 2004 Filed Jan 9, 2004 21:14 UTC |
JONES MARY SVP & Treasurer UPC
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $56.50 | $0.00 |
DisclosureSEC source: 0000100885-04-000022 · primary_doc.xml · derivative · entry 5 JONES MARY S · CIK 0001200005 · VP & Treasurer UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,150 Underlying: Common Stock · 3,000 shares Expires 2006-11-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2004 Filed Jan 9, 2004 21:14 UTC |
JONES MARY SVP & Treasurer UPC
|
Tax withholdingCommon Stock | 251 | $68.48 | $17,188.48 |
DisclosureSEC source: 0000100885-04-000022 · primary_doc.xml · nonDerivative · entry 3 JONES MARY S · CIK 0001200005 · VP & Treasurer UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,870 Read SEC document |
| January 07, 2004 Filed Jan 9, 2004 21:14 UTC |
JONES MARY SVP & Treasurer UPC
|
Tax withholdingCommon Stock | 2,475 | $68.48 | $169,488.00 |
DisclosureSEC source: 0000100885-04-000022 · primary_doc.xml · nonDerivative · entry 2 JONES MARY S · CIK 0001200005 · VP & Treasurer UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,121 Read SEC document |
| January 07, 2004 Filed Jan 9, 2004 21:14 UTC |
JONES MARY SVP & Treasurer UPC
|
Exercise / conversionCommon Stock | 3,000 | $56.50 | $169,500.00 |
DisclosureSEC source: 0000100885-04-000022 · primary_doc.xml · nonDerivative · entry 1 JONES MARY S · CIK 0001200005 · VP & Treasurer UPC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,596 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2004 Filed Jan 9, 2004 21:49 UTC |
MCAULIFFE MARY EVP EXTERNAL RELATION
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 31,155 | $0.00 Strike: $31.60 | $0.00 |
DisclosureSEC source: 0000100885-04-000025 · edgardoc.xml · derivative · entry 4 MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,370 Underlying: Common Stock · 31,155 shares Expires 2004-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| January 07, 2004 Filed Jan 9, 2004 21:49 UTC |
MCAULIFFE MARY EVP EXTERNAL RELATION
|
Tax withholdingCommon Stock | 7,158 | $68.48 | $490,179.84 |
DisclosureSEC source: 0000100885-04-000025 · edgardoc.xml · nonDerivative · entry 3 MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,113 Read SEC document |
| January 07, 2004 Filed Jan 9, 2004 21:49 UTC |
MCAULIFFE MARY EVP EXTERNAL RELATION
|
Tax withholdingCommon Stock | 14,376 | $68.48 | $984,468.48 |
DisclosureSEC source: 0000100885-04-000025 · edgardoc.xml · nonDerivative · entry 2 MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,271 Read SEC document |
| January 07, 2004 Filed Jan 9, 2004 21:49 UTC |
MCAULIFFE MARY EVP EXTERNAL RELATION
|
Exercise / conversionCommon Stock | 31,155 | $31.60 | $984,498.00 |
DisclosureSEC source: 0000100885-04-000025 · edgardoc.xml · nonDerivative · entry 1 MCAULIFFE MARY E · CIK 0001200011 · VP EXTERNAL RELATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 20:07 UTC |
ANSCHUTZ PHILIP FDirector
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OtherContract · Derivative | 0 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001172578-04-000004 · edgar.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The Anschutz Corporation Disclosed balance after: 0 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · security: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · security: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.exercise_price: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_price: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · derivative.exercise_price: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · shares: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · shares: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · shares: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · price: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · price: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · price: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.exercise_date: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.exercise_date: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · derivative.exercise_date: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.expiration_date: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.expiration_date: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · derivative.expiration_date: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · derivative.underlying_shares: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · derivative.underlying_shares: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · derivative.underlying_shares: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F1 · balance_after: On January 5, 2004, The Anschutz Corporation entered into a pricing schedule (the "Pricing Schedule") that set the terms of a forward sale contract (the "Contract"). The Contract relates to 200,000 shares (the "Base Amount") of common stock. The Contract provides that The Anschutz Corporation will deliver in January 2015 (the "Maturity Date"), a number of shares of common stock equal to the product of (i) the Base Amount and (ii) the applicable Exchange Rate, which will be determined as follows: F2 · balance_after: (a) If the average closing price (the "Maturity Price') of the common stock on the ten trading days beginning nine trading days prior to the Maturity Date is less than or equal to $66.2298 (the "Issue Price"), the Exchange Rate will be one; (b) If the Maturity Price is greater than the Issue Price but less than 150% of such Issue Price (the "Threshold Appreciation Price"), the Exchange Rate will be equal to the Issue Price divided by the Maturity Price; and (c) If the Maturity Price is equal to or greater than the Threshold Appreciation Price, the Exchange Rate will be equal to the Adjusted Issue Price (as hereinafter defined) divided by the Maturity Price. The Adjusted Issue Price will be equal to the Issue Price plus the Maturity Price minus the Threshold Appreciation Price. F3 · balance_after: In consideration therefor, The Anschutz Corporation will receive on January 8, 2004 an aggregate purchase price of $10,199,389.20. The Contract is governed by the terms of a Master Stock Purchase Agreement dated May 9, 2000, as amended and supplemented by a transaction schedule dated December 5, 2003 and the Pricing Schedule. In the event of the payment of dividends (whether cash or in-kind), stock splits, reverse stock splits, spinoffs, mergers or similar events affecting the common stock, the Base Amount and one or more of the Maturity Price, Issue Price and Threshold Appreciation Price are subject to adjustment depending on the nature of the transaction. The Anschutz Corporation has pledged the amount of shares of common stock equal to the Base Amount to secure its obligations under the Contract. F4 · ownership.nature: Philip F. Anschutz is the indirect owner of 100% of the capital stock of The Anschutz Corporation, which is the registered owner of the securities indicated. Read SEC document |
| January 02, 2004 Filed Jan 5, 2004 20:36 UTC |
ANSCHUTZ PHILIP FDirector
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GrantPhantom Stock · Derivative | 430 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000010 · edgardoc.xml · derivative · entry 1 ANSCHUTZ PHILIP F · CIK 0000944423 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,093 Underlying: Common Stock · 430 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
| January 02, 2004 Filed Jan 5, 2004 20:37 UTC |
DONOHUE THOMAS JDirector
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GrantPhantom Stock · Derivative | 184 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000011 · edgardoc.xml · derivative · entry 1 DONOHUE THOMAS J · CIK 0001241205 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,270 Underlying: Common Stock · 184 shares Expires not disclosed F1 · security: Distribution ratio for Phantom Stock Units is 1:1. F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement. F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.