Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | Vice Chairman | April 30, 2004 | April 30, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date April 30, 2004 · Filed April 30, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,369 |
Reported balance
After 2004-04-30 transaction · row 1
1 source rowRow 1 · 2004-04-30 · Sale · Disposed 20,000 · Balance 57,369 |
| Common StockSEC Table I · non-derivative | IndirectBy Managed Account | 132.9981 |
Reported balance
Holding disclosure · report date 2004-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 132.9981 F1: Includes holdings in employee benefit plans, 401(k) and Payroll Based Stock Ownership plans, as of Transaction Date. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse | 650 |
Reported balance
Holding disclosure · report date 2004-04-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 650 F2: The reporting person disclaims beneficial ownership of these securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes holdings in employee benefit plans, 401(k) and Payroll Based Stock Ownership plans, as of Transaction Date.
F2: The reporting person disclaims beneficial ownership of these securities.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2004 Filed Apr 30, 2004 19:50 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 20,000 | $59.02 | $1,180,304.00 |
DisclosureSEC source: 0000100885-04-000146 · primary_doc.xml · nonDerivative · entry 1 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,369 Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 16:15 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 1,500 | $63.86 | $95,790.00 |
DisclosureSEC source: 0000100885-04-000122 · primary_doc.xml · nonDerivative · entry 6 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,369 Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 16:15 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 1,500 | $64.03 | $96,045.00 |
DisclosureSEC source: 0000100885-04-000122 · primary_doc.xml · nonDerivative · entry 5 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,869 Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 16:15 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 1,800 | $64.05 | $115,290.00 |
DisclosureSEC source: 0000100885-04-000122 · primary_doc.xml · nonDerivative · entry 4 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,369 Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 16:15 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 2,000 | $64.12 | $128,240.00 |
DisclosureSEC source: 0000100885-04-000122 · primary_doc.xml · nonDerivative · entry 3 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,169 Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 16:15 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 1,200 | $64.19 | $77,028.00 |
DisclosureSEC source: 0000100885-04-000122 · primary_doc.xml · nonDerivative · entry 2 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,169 Read SEC document |
| February 05, 2004 Filed Feb 9, 2004 16:15 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 2,000 | $64.20 | $128,400.00 |
DisclosureSEC source: 0000100885-04-000122 · primary_doc.xml · nonDerivative · entry 1 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,369 Read SEC document |
| January 31, 2004 Filed Feb 3, 2004 21:07 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 5,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000110 · primary_doc.xml · nonDerivative · entry 2 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,369 Read SEC document |
| January 31, 2004 Filed Feb 3, 2004 21:07 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,894 | $64.15 | $121,500.10 |
DisclosureSEC source: 0000100885-04-000110 · primary_doc.xml · nonDerivative · entry 1 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,569 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 00:29 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 2,161 | $65.90 | $142,409.90 |
DisclosureSEC source: 0000100885-04-000031 · primary_doc.xml · nonDerivative · entry 1 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,463 Read SEC document |
| August 05, 2003 Filed Aug 7, 2003 21:00 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,231 | $0.00 Strike: $42.87 | $0.00 |
DisclosureSEC source: 0000100885-03-000039 · primary_doc.xml · derivative · entry 5 DOLAN JAMES V · CIK 0001199999 · Vice Chairman - UPRR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,231 shares Expires 2003-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| August 05, 2003 Filed Aug 7, 2003 21:00 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,565 | $61.10 | $95,621.50 |
DisclosureSEC source: 0000100885-03-000039 · primary_doc.xml · nonDerivative · entry 2 DOLAN JAMES V · CIK 0001199999 · Vice Chairman - UPRR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,624 Read SEC document |
| August 05, 2003 Filed Aug 7, 2003 21:00 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 2,231 | $42.87 | $95,642.97 |
DisclosureSEC source: 0000100885-03-000039 · primary_doc.xml · nonDerivative · entry 1 DOLAN JAMES V · CIK 0001199999 · Vice Chairman - UPRR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| June 12, 2003 Filed Jun 16, 2003 21:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 400 | $61.13 | $24,452.00 |
DisclosureSEC source: 0000100885-03-000018 · primary_doc.xml · nonDerivative · entry 3 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,958 F2 · balance_after: The reporting person also has the following indirect holdings: 1) 118.7437 units by a Managed Account which include holdings in Union Pacific's Payroll Based Stock Ownership Plan as of the Transaction Date; and 2) 650 shares held by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 12, 2003 Filed Jun 16, 2003 21:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 5,600 | $61.03 | $341,768.00 |
DisclosureSEC source: 0000100885-03-000018 · primary_doc.xml · nonDerivative · entry 2 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,358 Read SEC document |
| June 11, 2003 Filed Jun 16, 2003 20:23 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 3,168.5164 | $60.85 | $192,804.22 |
DisclosureSEC source: 0000100885-03-000017 · primary_doc.xml · nonDerivative · entry 1 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Managed Account Disclosed balance after: 107.9806 F1 · balance_after: Includes holdings in Union Pacific's Payroll Based Stock Ownership Plan as of the Transaction Date. The reporting person also has the following holdings: 1) 650 shares held indirectly by the reporting person's spouse, and the reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein; and 2) 102,458 shares held directly by the reporting person. Read SEC document |
| January 14, 2003 Filed Jun 16, 2003 21:17 UTC | UNION PACIFIC CORP UNP · Entity 2854 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-03-000018 · primary_doc.xml · nonDerivative · entry 1 DOLAN JAMES V · CIK 0001199999 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,958 F1 · security: The reporting person made a charitable contribution to a non-affiliated entity. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.