Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNION PACIFIC CORPUNP · Entity 2854 | SVP General Counsel | February 12, 2004 | February 17, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNION PACIFIC CORP
Report date February 12, 2004 · Filed February 17, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,020 |
Reported balance
After 2004-02-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2004-02-12 · Exercise / conversion · Acquired 50,000 · Balance 126,020 F1: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. |
| Common StockSEC Table I · non-derivative | Direct | 102,135 |
Reported balance
After 2004-02-12 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2004-02-12 · Tax withholding · Disposed 23,885 · Balance 102,135 |
| Common StockSEC Table I · non-derivative | Direct | 91,310 |
Reported balance
After 2004-02-12 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2004-02-12 · Tax withholding · Disposed 10,825 · Balance 91,310 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.60 · Expires 2004-12-15 | Direct | 108,343 |
Reported balance
After 2004-02-12 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2004-02-12 · Exercise / conversion · Disposed 50,000 · Balance 108,343 F1: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. |
| Common StockSEC Table I · non-derivative | Indirect(2) | 29,922.6256 |
Reported balance
Holding disclosure · report date 2004-02-12 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 29,922.6256 F2: Fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. |
| Common StockSEC Table I · non-derivative | Indirectby Managed Account | 2,006.3277 |
Reported balance
Holding disclosure · report date 2004-02-12 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 2,006.3277 F3: Includes holdings in employee benefit plans, 401(k) and Payroll Based Stock Ownership plans, as of Transaction Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc.
F2: Fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
F3: Includes holdings in employee benefit plans, 401(k) and Payroll Based Stock Ownership plans, as of Transaction Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2004 Filed Feb 17, 2004 17:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $31.60 | $0.00 |
DisclosureSEC source: 0000100885-04-000124 · primary_doc.xml · derivative · entry 6 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,343 Underlying: Common Stock · 50,000 shares Expires 2004-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 17:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 10,825 | $66.15 | $716,073.75 |
DisclosureSEC source: 0000100885-04-000124 · primary_doc.xml · nonDerivative · entry 3 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,310 Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 17:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 23,885 | $66.15 | $1,579,992.75 |
DisclosureSEC source: 0000100885-04-000124 · primary_doc.xml · nonDerivative · entry 2 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,135 Read SEC document |
| February 12, 2004 Filed Feb 17, 2004 17:28 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 50,000 | $31.60 | $1,580,000.00 |
DisclosureSEC source: 0000100885-04-000124 · primary_doc.xml · nonDerivative · entry 1 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| January 31, 2004 Filed Feb 4, 2004 00:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000120 · primary_doc.xml · nonDerivative · entry 3 VON BERNUTH CARL W · CIK 0001200017 · Sr. VP General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 29,922.6256 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 31, 2004 Filed Feb 4, 2004 00:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 6,600 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000120 · primary_doc.xml · nonDerivative · entry 2 VON BERNUTH CARL W · CIK 0001200017 · Sr. VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,020 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 31, 2004 Filed Feb 4, 2004 00:55 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Disposition to issuerCommon Stock | 7,150 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000120 · primary_doc.xml · nonDerivative · entry 1 VON BERNUTH CARL W · CIK 0001200017 · Sr. VP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,620 Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 02:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 9,506.3422 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000044 · primary_doc.xml · nonDerivative · entry 3 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · (1) Disclosed balance after: 23,322.6256 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 02:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | OtherCommon Stock | 9,506.3422 | $0.00 | $0.00 |
DisclosureSEC source: 0000100885-04-000044 · primary_doc.xml · nonDerivative · entry 2 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,770 F1 · security: Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain. The reported transaction constitutes a change of beneficial ownership from direct to indirect upon vesting of the restricted stock units. Read SEC document |
| January 25, 2004 Filed Jan 28, 2004 02:13 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 267.6578 | $65.90 | $17,638.65 |
DisclosureSEC source: 0000100885-04-000044 · primary_doc.xml · nonDerivative · entry 1 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,276.3422 Read SEC document |
| January 02, 2004 Filed Jan 7, 2004 01:09 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 8,920 | $0.00 Strike: $31.60 | $0.00 |
DisclosureSEC source: 0000100885-04-000021 · primary_doc.xml · derivative · entry 5 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,920 shares Expires 2004-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| January 02, 2004 Filed Jan 7, 2004 01:09 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 4,056 | $69.48 | $281,810.88 |
DisclosureSEC source: 0000100885-04-000021 · primary_doc.xml · nonDerivative · entry 2 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,544 Read SEC document |
| January 02, 2004 Filed Jan 7, 2004 01:09 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 8,920 | $31.60 | $281,872.00 |
DisclosureSEC source: 0000100885-04-000021 · primary_doc.xml · nonDerivative · entry 1 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| December 01, 2003 Filed Dec 3, 2003 16:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 326 | $64.52 | $21,033.52 |
DisclosureSEC source: 0000100885-03-000082 · primary_doc.xml · nonDerivative · entry 2 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,680 Read SEC document |
| December 01, 2003 Filed Dec 3, 2003 16:04 UTC | UNION PACIFIC CORP UNP · Entity 2854 | SaleCommon Stock | 6,000 | $64.50 | $387,000.00 |
DisclosureSEC source: 0000100885-03-000082 · primary_doc.xml · nonDerivative · entry 1 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,006 Read SEC document |
| June 13, 2003 Filed Jun 17, 2003 19:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 34,961 | $0.00 Strike: $42.87 | $0.00 |
DisclosureSEC source: 0000100885-03-000019 · primary_doc.xml · derivative · entry 7 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,961 shares Expires 2003-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| June 13, 2003 Filed Jun 17, 2003 19:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,231 | $0.00 Strike: $42.87 | $0.00 |
DisclosureSEC source: 0000100885-03-000019 · primary_doc.xml · derivative · entry 6 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,231 shares Expires 2003-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| June 13, 2003 Filed Jun 17, 2003 19:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 4,122 | $61.14 | $252,019.08 |
DisclosureSEC source: 0000100885-03-000019 · primary_doc.xml · nonDerivative · entry 5 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,006 F2 · security: The reporting person also has the following indirect holdings: 1) 1,988.5723 units by a Managed Account which include holdings in Union Pacific's Payroll Based Stock Ownership Plan and 401(k) Plan as of the transaction date; and 2) 13,648.1878 fully vested stock units with a distribution ratio of 1:1 - payable only in shares of common stock at termination of employment or a date certain. (Due to system limitations, this footnote is shown in Column 1 versus Column 5 of Table 1 where it normally would appear.) Read SEC document |
| June 13, 2003 Filed Jun 17, 2003 19:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 24,513 | $61.14 | $1,498,724.82 |
DisclosureSEC source: 0000100885-03-000019 · primary_doc.xml · nonDerivative · entry 4 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,128 Read SEC document |
| June 13, 2003 Filed Jun 17, 2003 19:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 34,961 | $42.87 | $1,498,778.07 |
DisclosureSEC source: 0000100885-03-000019 · primary_doc.xml · nonDerivative · entry 3 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
| June 13, 2003 Filed Jun 17, 2003 19:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Tax withholdingCommon Stock | 1,564 | $61.14 | $95,622.96 |
DisclosureSEC source: 0000100885-03-000019 · primary_doc.xml · nonDerivative · entry 2 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,680 Read SEC document |
| June 13, 2003 Filed Jun 17, 2003 19:05 UTC | UNION PACIFIC CORP UNP · Entity 2854 | Exercise / conversionCommon Stock | 2,231 | $42.87 | $95,642.97 |
DisclosureSEC source: 0000100885-03-000019 · primary_doc.xml · nonDerivative · entry 1 VON BERNUTH CARL W · CIK 0001200017 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Number of shares and option price of outstanding options adjusted 10/16/96 to reflect new values following the spin-off of Union Pacific Resources Group, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.