UNM

SEC source: 0001127602-17-008720 · form4.xml · nonDerivative · entry 1

Jerome Christopher J · CIK 0001580672 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,469

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,663.185 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 12,702 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 12,767 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-17-008716 · form4.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,752

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,846.369 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 22,719 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 18,032 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 109.077 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-008713 · form4.xml · nonDerivative · entry 1

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,599

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,697.864 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 13,422 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 48,177 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-17-008710 · form4.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,305

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,719.284 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 9,900 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 7,405 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-17-008037 · form4.xml · nonDerivative · entry 2

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,664

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs.

F5 · balance_after: Includes 4,186 stock-settled RSUs and 150,479 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-17-008037 · form4.xml · nonDerivative · entry 1

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,641

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016.

F2 · balance_after: Includes 4,186 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 191,456 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 17.186 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-008034 · form4.xml · nonDerivative · entry 2

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,521

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs.

F5 · balance_after: Includes 31,777 stock-settled RSUs and 32,744 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-17-008034 · form4.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,169

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016.

F2 · balance_after: Includes 31,777 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 34,392 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 130.473 stock-settled RSUs and 141.127 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-008031 · form4.xml · nonDerivative · entry 2

O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,116

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs.

F5 · balance_after: Includes 14,349 stock-settled RSUs and 14,767 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-17-008031 · form4.xml · nonDerivative · entry 1

O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,053

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016.

F2 · balance_after: Includes 14,349 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 15,704 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 281.166 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-008027 · form4.xml · nonDerivative · entry 2

McKenney Richard P · CIK 0001290229 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,576

F4 · balance_after: Includes 138,081 stock-settled RSUs and 147,495 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-17-008027 · form4.xml · nonDerivative · entry 1

McKenney Richard P · CIK 0001290229 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,360

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016.

F2 · balance_after: Includes 138,081 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 151,279 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 2,705.669 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-008017 · form4.xml · nonDerivative · entry 2

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,337

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs.

F5 · balance_after: Includes 16,120 stock-settled RSUs and 46,217 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-17-008017 · form4.xml · nonDerivative · entry 1

Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,395

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016.

F2 · balance_after: Includes 16,120 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 47,275 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of 315.864 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-008024 · form4.xml · nonDerivative · entry 2

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,606

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs.

F5 · balance_after: Includes 26,408 stock-settled RSUs and 38,198 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-17-008024 · form4.xml · nonDerivative · entry 1

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,815

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016.

F2 · balance_after: Includes 26,408 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 39,407 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 231.465 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-008019 · form4.xml · nonDerivative · entry 2

Jerome Christopher J · CIK 0001580672 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,268

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs.

F5 · balance_after: Includes 15,366 stock-settled RSUs and 10,903 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-17-008019 · form4.xml · nonDerivative · entry 1

Jerome Christopher J · CIK 0001580672 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,309

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016.

F2 · balance_after: Includes 15,366 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 11,944 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 121.396 shares of common stock under the issuer's employee stock purchase plan and 134.682 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-008014 · form4.xml · nonDerivative · entry 2

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,227

F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2014 PSUs.

F5 · balance_after: Includes 12,619 stock-settled RSUs and 5,608 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-17-008014 · form4.xml · nonDerivative · entry 1

Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,748

F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 25, 2014 ("2014 PSUs"). The shares were earned upon the vesting of the 2014 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2016.

F2 · balance_after: Includes 12,619 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 6,129 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 30.834 shares of common stock under the issuer's employee stock purchase plan and 182.727 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-006122 · form4.xml · nonDerivative · entry 1

Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,884

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2016.

F2 · balance_after: Includes 31,646 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 29,238 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 492.186 stock-settled RSUs and 543.414 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-004670 · form4.xml · nonDerivative · entry 1

LARSON GLORIA C · CIK 0001207406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,828

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $46.86 per share to $46.87 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 39,754 deferred share rights ("DSRs"), 25,613 restricted stock units ("RSUs"), and 2,460 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 415.992 DSRs and 266.807 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-004668 · form4.xml · nonDerivative · entry 1

Godwin Pamela H · CIK 0001310221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,466

F1 · balance_after: Includes 11,074 deferred share rights ("DSRs"), 17,263 restricted stock units ("RSUs"), and 24,129 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 116.021 DSRs and 179.823 RSUs pursuant to the reinvestment of dividends since the date of the transactions reported in the reporting person's prior Form 4.

SEC source: 0001127602-17-004443 · form4.xml · nonDerivative · entry 1

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,243

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.

F2 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $46.58 per share to $47.19 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 4,168 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 94,074 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F4 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 19.501 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-001489 · form4.xml · nonDerivative · entry 1

IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,695

F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,753.975 stock-settled RSUs (as defined in footnote (2) below).

F2 · balance_after: Includes 26,457 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 15,238 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 416.136 shares of common stock under the issuer's employee stock purchase plan and 547.621 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-16-067645 · form4.xml · derivative · entry 11

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,850 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 20, 2014.

SEC source: 0001127602-16-067645 · form4.xml · derivative · entry 10

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,613 shares

Expires 2020-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 21, 2013.

SEC source: 0001127602-16-067645 · form4.xml · derivative · entry 9

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,520 shares

Expires 2019-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 22, 2012.

SEC source: 0001127602-16-067645 · form4.xml · nonDerivative · entry 6

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,925

F2 · balance_after: Includes 26,176 stock-settled RSUs and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-16-067645 · form4.xml · nonDerivative · entry 5

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Includes 26,176 stock-settled RSUs and 40,599 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-16-067645 · form4.xml · nonDerivative · entry 4

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,925

F2 · balance_after: Includes 26,176 stock-settled RSUs and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-16-067645 · form4.xml · nonDerivative · entry 3

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Includes 26,176 stock-settled RSUs and 42,362 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-16-067645 · form4.xml · nonDerivative · entry 2

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,925

F2 · balance_after: Includes 26,176 stock-settled RSUs and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-16-067645 · form4.xml · nonDerivative · entry 1

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 26,176 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 41,269 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-16-067814 · form4.xml · nonDerivative · entry 1

Caulfield E Michael · CIK 0001301044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,836

F1 · balance_after: Includes 14,065 deferred share rights ("DSRs"), 17,815 restricted stock units ("RSUs"), and 4,955 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 81.730 DSRs, 102.712 RSUs and 50.376 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-16-067475 · form4.xml · nonDerivative · entry 1

McGarry John F · CIK 0001497317 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,925

F1 · balance_after: Includes 26,176 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 35,749 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 285.988 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-16-067474 · form4.xml · nonDerivative · entry 1

Jerome Christopher J · CIK 0001580672 · EVP, Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,994

F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $41.491 per share to $41.495 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 15,231 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 8,763 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 544.424 shares of common stock under the issuer's employee stock purchase plan and 166.404 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-16-065713 · form4.xml · derivative · entry 7

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 153,927 shares

Expires 2018-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.

F9 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 25, 2011.

SEC source: 0001127602-16-065713 · form4.xml · nonDerivative · entry 5

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,223

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.

F5 · balance_after: Includes 4,149 stock-settled RSUs and 119,074 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-16-065713 · form4.xml · nonDerivative · entry 4

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,323

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.

F7 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $35.060 per share to $36.050 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F8 · balance_after: Includes 4,149 stock-settled RSUs and 119,174 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-16-065713 · form4.xml · nonDerivative · entry 3

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.

F6 · balance_after: Includes 4,149 stock-settled RSUs and 273,001 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-16-065713 · form4.xml · nonDerivative · entry 2

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,223

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.

F5 · balance_after: Includes 4,149 stock-settled RSUs and 119,074 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

SEC source: 0001127602-16-065713 · form4.xml · nonDerivative · entry 1

WATJEN THOMAS R · CIK 0001182971 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,323

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 31, 2016.

F2 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $35.100 per share to $36.045 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 4,149 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 119,174 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F4 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 23.920 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

SEC source: 0001127602-17-006170 · form4.xml · derivative · entry 1

O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,087

Underlying: Common Stock · 1,087 shares

Expires 2019-11-01

F1 · shares: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.4217 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise.

F2 · derivative.exercise_date: The date on which the option becomes exercisable or expires may be postponed if monthly contribution amounts are not paid when due.

F2 · derivative.expiration_date: The date on which the option becomes exercisable or expires may be postponed if monthly contribution amounts are not paid when due.

F1 · derivative.underlying_shares: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.4217 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise.

F1 · balance_after: Represents the maximum number of shares of common stock that may be purchased under the Unum European Holding Company Limited Savings-Related Share Option Scheme 2011 based on the reporting person's expected contributions to a savings account over a three-year period and a currency exchange rate of 1 pound sterling = $1.4217 as of the date of grant. The actual number of shares that may be purchased upon exercise of the option may be higher or lower depending on the currency exchange rate in effect at the time of exercise.