Last 12 months
Inside the activity.
0 purchase rows · 11 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2018 Filed Feb 28, 2018 01:55 UTC |
Simonds Michael QEVP, President & CEO, Unum US
|
Tax withholdingCommon Stock | 2,176 | $51.73 | $112,564.48 |
DisclosureSEC source: 0001127602-18-008929 · form4.xml · nonDerivative · entry 2 Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,292 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,905.760 stock-settled RSUs. F4 · balance_after: Includes 16,223 stock-settled RSUs and 51,069 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:53 UTC |
O'Donnell Peter GPresident & CEO, Unum UK
|
Tax withholdingCommon Stock | 1,053 | $51.73 | $54,471.69 |
DisclosureSEC source: 0001127602-18-008924 · form4.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,158 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,238.477 stock-settled RSUs. F4 · balance_after: Includes 7,280 stock-settled RSUs and 25,878 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:51 UTC |
McKenney Richard PDirector · President and CEO
|
Tax withholdingCommon Stock | 6,128 | $51.73 | $317,001.44 |
DisclosureSEC source: 0001127602-18-008920 · form4.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,908 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 15,572.761 stock-settled RSUs. F4 · balance_after: Includes 88,790 stock-settled RSUs and 267,119 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:48 UTC |
McGarry John FEVP and CFO
|
Tax withholdingCommon Stock | 1,350 | $51.73 | $69,835.50 |
DisclosureSEC source: 0001127602-18-008916 · form4.xml · nonDerivative · entry 2 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,369 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,212.821 stock-settled RSUs. F4 · balance_after: Includes 15,961 stock-settled RSUs and 54,408 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:44 UTC |
Jerome Christopher JEVP, Global Services
|
Tax withholdingCommon Stock | 938 | $51.73 | $48,522.74 |
DisclosureSEC source: 0001127602-18-008911 · form4.xml · nonDerivative · entry 2 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,463 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,232.110 stock-settled RSUs. F4 · balance_after: Includes 7,158 stock-settled RSUs and 18,305 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:41 UTC |
IGLESIAS LISA GEVP, General Counsel
|
Tax withholdingCommon Stock | 759 | $51.73 | $39,263.07 |
DisclosureSEC source: 0001127602-18-008909 · form4.xml · nonDerivative · entry 2 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,137 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,115.189 stock-settled RSUs. F5 · balance_after: Includes 10,352 stock-settled RSUs and 23,786 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:38 UTC |
Farrell Breege AEVP, Chief Investment Officer
|
Tax withholdingCommon Stock | 551 | $51.73 | $28,503.23 |
DisclosureSEC source: 0001127602-18-008907 · form4.xml · nonDerivative · entry 2 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,846 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,261.831 stock-settled RSUs. F4 · balance_after: Includes 7,686 stock-settled RSUs and 48,160 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 24, 2018 Filed Feb 28, 2018 01:34 UTC |
Arnold Timothy GeraldEVP, President & CEO, Colonial
|
Tax withholdingCommon Stock | 459 | $51.73 | $23,744.07 |
DisclosureSEC source: 0001127602-18-008904 · form4.xml · nonDerivative · entry 2 Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,392 F3 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,582.537 stock-settled RSUs. F4 · balance_after: Includes 7,548 stock-settled RSUs and 13,843 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:57 UTC |
Waxenberg Daniel JasonSVP, Chief Accounting Officer
|
Tax withholdingCommon Stock | 187 | $51.73 | $9,673.51 |
DisclosureSEC source: 0001127602-18-008933 · form4.xml · nonDerivative · entry 1 Waxenberg Daniel Jason · CIK 0001699057 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,018 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 629.239 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 2,123 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,895 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 8.333 shares of common stock under the issuer's employee stock purchase plan and 48.667 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:55 UTC |
Simonds Michael QEVP, President & CEO, Unum US
|
Tax withholdingCommon Stock | 2,589 | $51.73 | $133,928.97 |
DisclosureSEC source: 0001127602-18-008929 · form4.xml · nonDerivative · entry 1 Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,468 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,836.560 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 21,128 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 48,339 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:53 UTC |
O'Donnell Peter GPresident & CEO, Unum UK
|
Tax withholdingCommon Stock | 1,273 | $51.73 | $65,852.29 |
DisclosureSEC source: 0001127602-18-008924 · form4.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,211 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,706.975 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 9,519 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 24,692 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:51 UTC |
McKenney Richard PDirector · President and CEO
|
Tax withholdingCommon Stock | 12,467 | $51.73 | $644,917.91 |
DisclosureSEC source: 0001127602-18-008920 · form4.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,036 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 31,682.108 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 104,362 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 257,674 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:48 UTC |
McGarry John FEVP and CFO
|
Tax withholdingCommon Stock | 1,508 | $51.73 | $78,008.84 |
DisclosureSEC source: 0001127602-18-008916 · form4.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,719 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,583.204 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 19,174 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 52,545 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:44 UTC |
Jerome Christopher JEVP, Global Services
|
Tax withholdingCommon Stock | 1,139 | $51.73 | $58,920.47 |
DisclosureSEC source: 0001127602-18-008911 · form4.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,401 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,711.130 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 9,390 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 17,011 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:41 UTC |
IGLESIAS LISA GEVP, General Counsel
|
Tax withholdingCommon Stock | 954 | $51.73 | $49,350.42 |
DisclosureSEC source: 0001127602-18-008909 · form4.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,896 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,915.615 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 13,467 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 21,429 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 75.892 stock-settled RSUs since the date of the reporting person's prior Form 4. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:38 UTC |
Farrell Breege AEVP, Chief Investment Officer
|
Tax withholdingCommon Stock | 669 | $51.73 | $34,607.37 |
DisclosureSEC source: 0001127602-18-008907 · form4.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,397 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,746.433 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 9,948 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 46,449 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 23, 2018 Filed Feb 28, 2018 01:34 UTC |
Arnold Timothy GeraldEVP, President & CEO, Colonial
|
Tax withholdingCommon Stock | 803 | $51.73 | $41,539.19 |
DisclosureSEC source: 0001127602-18-008904 · form4.xml · nonDerivative · entry 1 Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,851 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,768.238 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 9,131 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 12,720 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:12 UTC |
DeVore Susan D.Director
|
GrantCommon Stock | 730 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008538 · form4.xml · nonDerivative · entry 1 DeVore Susan D. · CIK 0001587697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730 F1 · shares: All are restricted stock units ("RSUs") vesting on February 22, 2018. The RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. F1 · balance_after: All are restricted stock units ("RSUs") vesting on February 22, 2018. The RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:14 UTC |
Simonds Michael QEVP, President & CEO, Unum US
|
Tax withholdingCommon Stock | 9,036 | $52.34 | $472,944.24 |
DisclosureSEC source: 0001127602-18-007839 · form4.xml · nonDerivative · entry 2 Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,057 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs. F5 · balance_after: Includes 26,965 stock-settled RSUs and 45,092 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:14 UTC |
Simonds Michael QEVP, President & CEO, Unum US
|
GrantCommon Stock | 20,321.622 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007839 · form4.xml · nonDerivative · entry 1 Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,093 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017. F2 · balance_after: Includes 26,965 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 54,128 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 117.728 stock-settled RSUs and 172.509 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:09 UTC |
O'Donnell Peter GPresident & CEO, Unum UK
|
Tax withholdingCommon Stock | 4,359 | $52.34 | $228,150.06 |
DisclosureSEC source: 0001127602-18-007836 · form4.xml · nonDerivative · entry 2 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,484 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs. F5 · balance_after: Includes 12,226 stock-settled RSUs and 23,258 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:09 UTC |
O'Donnell Peter GPresident & CEO, Unum UK
|
GrantCommon Stock | 9,274.014 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007836 · form4.xml · nonDerivative · entry 1 O'Donnell Peter G · CIK 0001558734 · President & CEO, Unum UK 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,843 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017. F2 · balance_after: Includes 12,226 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 27,617 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 216.210 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:04 UTC |
McKenney Richard PDirector · President and CEO
|
Tax withholdingCommon Stock | 25,379 | $52.34 | $1,328,336.86 |
DisclosureSEC source: 0001127602-18-007834 · form4.xml · nonDerivative · entry 2 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,503 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs. F5 · balance_after: Includes 136,044 stock-settled RSUs and 238,459 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:04 UTC |
McKenney Richard PDirector · President and CEO
|
GrantCommon Stock | 64,514.998 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007834 · form4.xml · nonDerivative · entry 1 McKenney Richard P · CIK 0001290229 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,882 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017. F2 · balance_after: Includes 136,044 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 263,838 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 2,405.874 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:01 UTC |
McGarry John FEVP and CFO
|
Tax withholdingCommon Stock | 3,926 | $52.34 | $205,486.84 |
DisclosureSEC source: 0001127602-18-007832 · form4.xml · nonDerivative · entry 2 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,227 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs. F5 · balance_after: Includes 24,757 stock-settled RSUs and 48,470 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 23, 2018 00:01 UTC |
McGarry John FEVP and CFO
|
GrantCommon Stock | 13,306.382 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007832 · form4.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,153 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017. F2 · balance_after: Includes 24,757 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 52,396 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 108.088 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:59 UTC |
Jerome Christopher JEVP, Global Services
|
Tax withholdingCommon Stock | 2,773 | $52.34 | $145,138.82 |
DisclosureSEC source: 0001127602-18-007830 · form4.xml · nonDerivative · entry 2 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,531 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs. F5 · balance_after: Includes 12,102 stock-settled RSUs and 15,430 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:59 UTC |
Jerome Christopher JEVP, Global Services
|
GrantCommon Stock | 9,247.628 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007830 · form4.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,304 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017. F2 · balance_after: Includes 12,102 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 18,203 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 97.166 shares of common stock under the issuer's employee stock purchase plan and 52.835 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:56 UTC |
Farrell Breege AEVP, Chief Investment Officer
|
Tax withholdingCommon Stock | 2,329 | $52.34 | $121,899.86 |
DisclosureSEC source: 0001127602-18-007828 · form4.xml · nonDerivative · entry 2 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,066 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs. F5 · balance_after: Includes 12,695 stock-settled RSUs and 44,372 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:56 UTC |
Farrell Breege AEVP, Chief Investment Officer
|
GrantCommon Stock | 9,367.824 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007828 · form4.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,395 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017. F2 · balance_after: Includes 12,695 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 46,701 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 169.673 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:52 UTC |
Arnold Timothy GeraldEVP, President & CEO, Colonial
|
Tax withholdingCommon Stock | 2,100 | $52.34 | $109,914.00 |
DisclosureSEC source: 0001127602-18-007824 · form4.xml · nonDerivative · entry 2 Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,654 F4 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2015 PSUs. F5 · balance_after: Includes 11,899 stock-settled RSUs and 10,755 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:52 UTC |
Arnold Timothy GeraldEVP, President & CEO, Colonial
|
GrantCommon Stock | 6,554.984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007824 · form4.xml · nonDerivative · entry 1 Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,754 F1 · shares: Represents shares of common stock earned from a target number of performance share units awarded on February 24, 2015 ("2015 PSUs"). The shares were earned upon the vesting of the 2015 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2017. F2 · balance_after: Includes 11,899 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 12,855 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 6.073 shares of common stock under the issuer's employee stock purchase plan and 51.951 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| February 20, 2018 Filed Feb 27, 2018 01:51 UTC Amendment |
Jerome Christopher JEVP, Global Services
|
Tax withholdingCommon Stock | 2,764 | $52.34 | $144,667.76 |
DisclosureSEC source: 0001127602-18-008562 · form4a.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,540 F1 · shares: Due to an administrative error, the original Form 4 over-reported by 9 shares the number of shares withheld to satisfy the tax withholding obligation. Corrective adjustments to the tax withholding amount and the total beneficial ownership amount are reflected in this amendment. F1 · balance_after: Due to an administrative error, the original Form 4 over-reported by 9 shares the number of shares withheld to satisfy the tax withholding obligation. Corrective adjustments to the tax withholding amount and the total beneficial ownership amount are reflected in this amendment. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 23:33 UTC |
Simonds Michael QEVP, President & CEO, Unum US
|
SaleCommon Stock | 5,000 | $52.09 | $260,450.00 |
DisclosureSEC source: 0001127602-18-004478 · form4.xml · nonDerivative · entry 1 Simonds Michael Q · CIK 0001580627 · EVP, President & CEO, Unum US 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,481 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2017. F2 · balance_after: Includes 26,847 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 33,633 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 359.133 stock-settled RSUs and 528.478 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:16 UTC |
McGarry John FEVP and CFO
|
SaleCommon Stock | 4,588 | $58.19 | $266,975.72 |
DisclosureSEC source: 0001127602-18-002112 · form4.xml · nonDerivative · entry 2 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,738 F3 · kind: The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2017. F4 · balance_after: Includes 24,649 stock-settled RSUs and 39,090 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 22:44 UTC |
IGLESIAS LISA GEVP, General Counsel
|
Tax withholdingCommon Stock | 2,528 | $56.47 | $142,756.16 |
DisclosureSEC source: 0001127602-18-001569 · form4.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,775 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,909.250 stock-settled RSUs (as defined in footnote (2) below). F2 · balance_after: Includes 17,307 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 18,468 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 60.729 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4. Read SEC document |
| December 15, 2017 Filed Jan 18, 2018 22:16 UTC |
McGarry John FEVP and CFO
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002112 · form4.xml · nonDerivative · entry 1 McGarry John F · CIK 0001497317 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,326 F1 · balance_after: Includes 24,649 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 43,678 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 329.727 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| December 15, 2017 Filed Feb 3, 2018 01:25 UTC |
O HANLEY RONALD PDirector
|
GiftCommon Stock | 5,160 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003870 · form5.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,552 F1 · balance_after: Includes 6,013 deferred share rights ("DSRs"), 3,334 restricted stock units ("RSUs"), and 4,205 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,204.009 RSUs, and the exempt acquisitions of an aggregate of 54.351 DSRs and 30.138 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:05 UTC |
Arnold Timothy GeraldEVP, President & CEO, Colonial
|
SaleCommon Stock | 1,000 | $55.07 | $55,070.00 |
DisclosureSEC source: 0001127602-17-034949 · form4.xml · nonDerivative · entry 1 Arnold Timothy Gerald · CIK 0001629328 · EVP, President & CEO, Colonial 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,141 F1 · balance_after: Includes 11,847 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 6,293 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 23.047 shares of common stock under the issuer's employee stock purchase plan and 158.479 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 22:07 UTC |
IGLESIAS LISA GEVP, General Counsel
|
SaleCommon Stock | 8,459 | $54.83 | $463,806.97 |
DisclosureSEC source: 0001127602-17-034951 · form4.xml · nonDerivative · entry 1 IGLESIAS LISA G · CIK 0001103172 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,242 F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $54.64 per share to $55.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 26,216 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 12,026 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 230.472 shares of common stock under the issuer's employee stock purchase plan and 350.689 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 22:14 UTC |
Jerome Christopher JEVP, Global Services
|
SaleCommon Stock | 7,849 | $53.24 | $417,912.16 |
DisclosureSEC source: 0001127602-17-033049 · form4.xml · nonDerivative · entry 1 Jerome Christopher J · CIK 0001580672 · EVP, Global Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,906 F1 · balance_after: Includes 12,049 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 8,858 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 368.754 shares of common stock under the issuer's employee stock purchase plan and 161.174 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 22:41 UTC |
Caulfield E MichaelDirector
|
SaleCommon Stock | 3,814 | $52.42 | $199,921.49 |
DisclosureSEC source: 0001127602-17-030852 · form4.xml · nonDerivative · entry 1 Caulfield E Michael · CIK 0001301044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,394 F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $52.40 per share to $52.44 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 14,321 deferred share rights ("DSRs"), 17,234 restricted stock units ("RSUs"), and 3,839 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 68.392 DSRs, 82.307 RSUs and 42.361 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| August 07, 2017 Filed Aug 9, 2017 22:46 UTC |
Godwin Pamela HDirector
|
SaleCommon Stock | 2,500 | $50.71 | $126,770.00 |
DisclosureSEC source: 0001127602-17-025373 · form4.xml · nonDerivative · entry 1 Godwin Pamela H · CIK 0001310221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,512 F1 · price: Reflects the weighted average price for multiple sale transactions ranging in price from $50.675 per share to $50.735 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 10,443 deferred share rights ("DSRs"), 10,332 restricted stock units ("RSUs"), and 32,737 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,204.009 RSUs after the date of the reporting person's prior Form 4. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 22:04 UTC |
Caulfield E MichaelDirector
|
GiftCommon Stock | 1,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024917 · form4.xml · nonDerivative · entry 1 Caulfield E Michael · CIK 0001301044 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,015 F1 · balance_after: Includes 14,252 deferred share rights ("DSRs"), 17,152 restricted stock units ("RSUs"), and 7,611 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,204.009 RSUs after the date of the reporting person's prior Form 4. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:58 UTC |
LARSON GLORIA CDirector
|
SaleCommon Stock | 2,460 | $50.23 | $123,565.80 |
DisclosureSEC source: 0001127602-17-024915 · form4.xml · nonDerivative · entry 1 LARSON GLORIA C · CIK 0001207406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,873 F1 · balance_after: Includes 42,737 deferred share rights ("DSRs") and 29,136 restricted stock units ("RSUs"). All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 21:20 UTC |
Farrell Breege AEVP, Chief Investment Officer
|
SaleCommon Stock | 15,000 | $45.47 | $682,050.00 |
DisclosureSEC source: 0001127602-17-022260 · form4.xml · nonDerivative · entry 1 Farrell Breege A · CIK 0001584749 · EVP, Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,858 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2017. F2 · balance_after: Includes 12,525 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 37,333 shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisition of 54.827 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:03 UTC |
Shammo FrancisDirector
|
GrantCommon Stock | 3,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019731 · form4.xml · nonDerivative · entry 1 Shammo Francis · CIK 0001325625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,797 F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018. F2 · balance_after: Includes 10,722 RSUs and 75 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 75.085 RSUs, and the exempt acquisitions of an aggregate of 139.411 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:58 UTC |
O HANLEY RONALD PDirector
|
GrantCommon Stock | 2,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019729 · form4.xml · nonDerivative · entry 2 O HANLEY RONALD P · CIK 0001180495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,627 F4 · shares: Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person. F5 · balance_after: Includes 5,958 DSRs, 7,508 RSUs and 5,161 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:58 UTC |
O HANLEY RONALD PDirector
|
GrantCommon Stock | 3,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019729 · form4.xml · nonDerivative · entry 1 O HANLEY RONALD P · CIK 0001180495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,205 F1 · shares: All are restricted stock units ("RSUs") vesting on May 25, 2018. F2 · balance_after: Includes 3,536 deferred share rights ("DSRs"), 7,508 RSUs and 5,161 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F3 · balance_after: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 66.464 DSRs and 79.009 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:55 UTC |
LARSON GLORIA CDirector
|
GrantCommon Stock | 2,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019727 · form4.xml · nonDerivative · entry 2 LARSON GLORIA C · CIK 0001207406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,333 F4 · shares: Represents DSRs in lieu of cash for annual retainers pursuant to the election of the reporting person. F5 · balance_after: Includes 42,737 DSRs, 29,136 RSUs, and 2,460 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.