TYG

SEC source: 0001137774-26-000159 · primary_doc.xml · nonDerivative · entry 2

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By PRUCO Life Insurance Company, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: 3,000,000

F2 · ownership.direct: Preferred stock owned by PRUCO Life Insurance Company, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class.

SEC source: 0001137774-26-000159 · primary_doc.xml · nonDerivative · entry 1

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

PRUCO LIFE INSURANCE CO · CIK 0000777917 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: 3,000,000

F1 · ownership.direct: Preferred stock owned by The Prudential Insurance Company of America, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class.

SEC source: 0001280968-26-000002 · primary_doc.xml · nonDerivative · entry 2

CICCOTELLO CONRAD S · CIK 0001280968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206

SEC source: 0001280968-26-000002 · primary_doc.xml · nonDerivative · entry 1

CICCOTELLO CONRAD S · CIK 0001280968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,225.26

SEC source: 0001392243-25-000006 · primary_doc.xml · nonDerivative · entry 1

Iseman Andrew J · CIK 0001392243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

SEC source: 0001392243-25-000009 · primary_doc.xml · nonDerivative · entry 1

Iseman Andrew J · CIK 0001392243 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

SEC source: 0001137774-25-000136 · primary_doc.xml · nonDerivative · entry 1

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By PRUCO Life Insurance Company, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: 1,500,000

F1 · ownership.direct: Preferred stock owned by PRUCO Life Insurance Company, indirectly owned by Prudential Financial, Inc., its parent holding company and a ten percent owner of a class.

SEC source: 0001510281-25-000005 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 1,048,879

SEC source: 0001510281-24-000765 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 1,061,234

SEC source: 0001510281-24-000765 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 1,066,901

SEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 8

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: 300,000

F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024.

F9 · shares: TYG Series I shares issued in exchange for NTG Series H Mandatory Redeemable Preferred Stock.

F10 · ownership.direct: Mandatory Redeemable Preferred Stock owned directly by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 7

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: Not disclosed

F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024.

F7 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series S.

F4 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 6

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: Not disclosed

F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024.

F7 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series S.

F4 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 5

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Prudential Gibraltar Financial Life Insurance Co., Ltd. a wholly-owned sub of Reporting Prsn

Disclosed balance after: Not disclosed

F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024.

F7 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series S.

F8 · ownership.direct: These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd., and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 4

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: Not disclosed

F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024.

F5 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series R.

F4 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 3

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Prudential Annuities Life Assurance Corporation, a wholly-owned sub of the Reporting Person

Disclosed balance after: Not disclosed

F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024.

F5 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series R.

F6 · ownership.direct: These notes are owned directly by Prudential Annuities Life Assurance Corporation and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 2

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: Not disclosed

F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024.

F2 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series Q.

F4 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001137774-24-000288 · primary_doc.xml · nonDerivative · entry 1

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

PRUDENTIAL GIBRALTAR FINANCIAL LIFE INSURANCE CO., LTD. · CIK 0001666188 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By Prudential Arizona Reinsurance Term Company, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: Not disclosed

F1 · security: Senior Note assumption and Share exchange made in connection with the merger of Tortoise Midstream Energy Fund, Inc. (formerly known as Tortoise MLP Fund, Inc.) (NTG) with and into Tortoise Energy Infrastructure Corporation (TYG), effective December 23, 2024.

F2 · shares: TYG Senior Notes issued in exchange for NTG Senior Notes, Series Q.

F3 · ownership.direct: These notes are owned directly by Prudential Arizona Reinsurance Term Company and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0000905148-24-003404 · form4.xml · nonDerivative · entry 3

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: These 3.99% Senior Notes, Series L, Due December 19, 2024 ("Series L Senior Notes") matured on December 19, 2024, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F1 · price: These 3.99% Senior Notes, Series L, Due December 19, 2024 ("Series L Senior Notes") matured on December 19, 2024, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F2 · ownership.direct: These Series L Senior Notes were held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

F2 · ownership.nature: These Series L Senior Notes were held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000905148-24-003404 · form4.xml · nonDerivative · entry 2

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: These 3.99% Senior Notes, Series L, Due December 19, 2024 ("Series L Senior Notes") matured on December 19, 2024, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F1 · price: These 3.99% Senior Notes, Series L, Due December 19, 2024 ("Series L Senior Notes") matured on December 19, 2024, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F2 · ownership.direct: These Series L Senior Notes were held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

F2 · ownership.nature: These Series L Senior Notes were held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0000905148-24-003404 · form4.xml · nonDerivative · entry 1

MetLife Investment Management, LLC · CIK 0001529735 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · kind: These 3.99% Senior Notes, Series L, Due December 19, 2024 ("Series L Senior Notes") matured on December 19, 2024, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F1 · price: These 3.99% Senior Notes, Series L, Due December 19, 2024 ("Series L Senior Notes") matured on December 19, 2024, on which date the Issuer repaid the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder.

F2 · ownership.direct: These Series L Senior Notes were held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

F2 · ownership.nature: These Series L Senior Notes were held directly by clients for whom the Reporting Person serves as investment manager.

F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001137774-24-000287 · primary_doc.xml · nonDerivative · entry 3

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: 1,500,000

F3 · ownership.direct: Preferred stock owned by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001137774-24-000287 · primary_doc.xml · nonDerivative · entry 2

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: Not disclosed

F2 · ownership.direct: These notes are owned directly by The Prudential Insurance Company of America and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001137774-24-000287 · primary_doc.xml · nonDerivative · entry 1

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By PRUCO Life Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: Not disclosed

F1 · ownership.direct: These notes are owned directly by PRUCO Life Insurance Company of New Jersey and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001140361-24-001707 · form4.xml · nonDerivative · entry 1

CICCOTELLO CONRAD S · CIK 0001280968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,448.49

F1 · balance_after: Includes 532.60 shares acquired under the TYG dividend reinvestment plan.

SEC source: 0001280965-24-000005 · primary_doc.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of investment committee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,319.52

F1 · kind: This transaction involved inherited shares of the Reporting Person's spouse and was executed by a third party investment adviser in a managed account of the Reporting Person's spouse over which neither the Reporting Person nor his spouse had investment discretion.

F2 · balance_after: Includes 0.42 shares acquired under the TYG dividend reinvestment plan.

SEC source: 0001567619-23-003942 · doc1.xml · nonDerivative · entry 1

CICCOTELLO CONRAD S · CIK 0001280968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,515.89

F1 · balance_after: Includes 107.57 shares acquired under the TYG dividend reinvestment plan.

SEC source: 0001567619-22-017815 · doc1.xml · nonDerivative · entry 2

CICCOTELLO CONRAD S · CIK 0001280968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,208.32

SEC source: 0001567619-22-017815 · doc1.xml · nonDerivative · entry 1

CICCOTELLO CONRAD S · CIK 0001280968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,204.32

F1 · balance_after: Includes 297.08 shares acquired under the TYG dividend reinvestment plan.

SEC source: 0001567619-22-013025 · doc1.xml · nonDerivative · entry 1

Paquette Jennifer · CIK 0001741493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307

SEC source: 0001567619-22-007297 · doc1.xml · nonDerivative · entry 1

Paquette Jennifer · CIK 0001741493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282

SEC source: 0001567619-22-002375 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,319.1

SEC source: 0001567619-22-002716 · doc1.xml · nonDerivative · entry 1

Gengler Courtney · CIK 0001816119 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23

SEC source: 0001567619-22-001762 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,219.1

SEC source: 0001567619-22-001695 · doc1.xml · nonDerivative · entry 2

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,119.1

SEC source: 0001567619-22-001695 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,019.1

SEC source: 0001567619-22-001663 · doc1.xml · nonDerivative · entry 1

Paquette Jennifer · CIK 0001741493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257

SEC source: 0001567619-22-001496 · doc1.xml · nonDerivative · entry 1

HERGER ALEXANDRA · CIK 0001630060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225

F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 375 less shares.

SEC source: 0001567619-22-001590 · doc1.xml · nonDerivative · entry 1

CICCOTELLO CONRAD S · CIK 0001280968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,711.24

F1 · balance_after: Includes 365.24 shares acquired under the TYG dividend reinvestment plan.

SEC source: 0001567619-22-001529 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,919.1

F1 · balance_after: Includes 0.03 shares acquired under the TYG dividend reinvestment plan and excludes 154 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.

SEC source: 0001567619-22-001563 · doc1.xml · nonDerivative · entry 1

SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees

Disclosed balance after: 1,700

F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 4,800 less common shares held indirectly.

SEC source: 0001567619-22-001511 · doc1.xml · nonDerivative · entry 1

BERNEY RAND C · CIK 0001234248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,196

SEC source: 0001567619-22-001474 · doc1.xml · nonDerivative · entry 1

KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

SEC source: 0001567619-22-001642 · doc1.xml · nonDerivative · entry 1

ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,483.71

F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 9,320.57 less common shares, including shares acquired through automatic dividend reinvestments. Includes 278.71 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly.

SEC source: 0001137774-21-000147 · primary_doc.xml · nonDerivative · entry 4

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: 2,000,000

F4 · ownership.direct: Preferred stock owned by The Prudential Insurance Company of America, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001137774-21-000147 · primary_doc.xml · nonDerivative · entry 3

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Prudential Gibraltar Financial Life Insurance Co., Ltd., a wholly-owned subsidiary of the Rep

Disclosed balance after: Not disclosed

F3 · ownership.direct: These notes are owned directly by The Prudential Gibraltar Financial Life Insurance Co., Ltd. and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001137774-21-000147 · primary_doc.xml · nonDerivative · entry 2

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Prudential Term Reinsurance Company, a wholly-owned subsidiary of the Reporting Person

Disclosed balance after: Not disclosed

F2 · ownership.direct: These notes are owned directly by The Prudential Term Reinsurance Company and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0001137774-21-000147 · primary_doc.xml · nonDerivative · entry 1

PRUDENTIAL FINANCIAL INC · CIK 0001137774 · 10% owner

PRUDENTIAL INSURANCE CO OF AMERICA · CIK 0000729057 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Prudential Annuities Life Assurance Corporation, a wholly-owned subsidiary of the Reporting Perso

Disclosed balance after: Not disclosed

F1 · ownership.direct: These notes are owned directly by The Prudential Annuities Life Assurance Corporation and indirectly owned by Prudential Financial, Inc., its parent holding company.

SEC source: 0000899243-22-006441 · doc4.xml · nonDerivative · entry 1

GUARDIAN LIFE INSURANCE CO OF AMERICA · CIK 0000901849 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,364

SEC source: 0001567619-21-017900 · doc1.xml · nonDerivative · entry 1

BIRZER H KEVIN · CIK 0001280969 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,819.07

F1 · balance_after: Includes 0.02 shares acquired under the TYG dividend reinvestment plan.