Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Aristotle Pacific Enhanced CLO Income FundACLOX · Entity 17804 | Director | March 27, 2026 | March 27, 2026 |
| LibreMax Asset-Backed Income FundLMIFX · Entity 24446 | Director | February 25, 2026 | February 25, 2026 |
| Muzinich Aviation Income Fund (mAIR)AIRSX · Entity 19322 | Director | July 20, 2026 | July 20, 2026 |
| Regan Capital Alternative Income FundRIIAX · Entity 183004 | Director | September 10, 2026 | September 10, 2026 |
| Rockefeller Municipal Opportunities FundRKMIX · Entity 24684 | Director | December 06, 2024 | December 18, 2024 |
| TORTOISE ENERGY INDEPENDENCE FUND, INC.NDP · Entity 84717 | Chief Executive Officer | January 21, 2022 | January 25, 2022 |
| TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897 | Chief Executive Officer | January 21, 2022 | January 25, 2022 |
| TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263 | Chief Executive Officer | January 21, 2022 | January 25, 2022 |
| TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCTPZ · Entity 73118 | Chief Executive Officer | January 21, 2022 | January 25, 2022 |
| TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDTEAF · Entity 73494 | Chief Executive Officer | January 21, 2022 | January 25, 2022 |
| Tax-Exempt Private Credit Fund, Inc.TSIFX · Entity 76830 | CEO & Princ Financial Officer | January 11, 2019 | March 26, 2019 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | Chief Executive Officer | January 21, 2022 | January 25, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Aristotle Pacific Enhanced CLO Income Fund
Report date March 27, 2026 · Filed March 27, 2026
This filing explicitly reported no securities owned.
LibreMax Asset-Backed Income Fund
Report date February 25, 2026 · Filed February 25, 2026
This filing explicitly reported no securities owned.
Muzinich Aviation Income Fund (mAIR)
Report date July 20, 2026 · Filed July 20, 2026
This filing explicitly reported no securities owned.
Regan Capital Alternative Income Fund
Report date September 10, 2026 · Filed September 10, 2026
This filing explicitly reported no securities owned.
Rockefeller Municipal Opportunities Fund
Report date December 06, 2024 · Filed December 18, 2024
This filing explicitly reported no securities owned.
TORTOISE ENERGY INDEPENDENCE FUND, INC.
Report date January 21, 2022 · Filed January 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 313.18 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 313.18 F1: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 1,458.81 less common shares, including shares acquired through automatic dividend reinvestments. Includes 6.18 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 1,458.81 less common shares, including shares acquired through automatic dividend reinvestments. Includes 6.18 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split.
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date January 21, 2022 · Filed January 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 3,483.71 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 3,483.71 F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 9,320.57 less common shares, including shares acquired through automatic dividend reinvestments. Includes 278.71 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 9,320.57 less common shares, including shares acquired through automatic dividend reinvestments. Includes 278.71 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly.
TORTOISE PIPELINE & ENERGY FUND, INC.
Report date January 21, 2022 · Filed January 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 255.51 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 255.51 F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 438.33 less common shares, including shares acquired through automatic dividend reinvestments. Includes 11.51 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 438.33 less common shares, including shares acquired through automatic dividend reinvestments. Includes 11.51 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly.
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Report date January 21, 2022 · Filed January 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,577.36 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 2,577.36 F1: Includes 671.95 shares acquired pursuant to automatic dividend reinvestments and excludes 1,119.01 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 671.95 shares acquired pursuant to automatic dividend reinvestments and excludes 1,119.01 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information.
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND
Report date January 21, 2022 · Filed January 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 3,314.7 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 3,314.7 F1: Includes 214.70 shares acquired pursuant to automatic dividend reinvestments. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 214.70 shares acquired pursuant to automatic dividend reinvestments.
Tax-Exempt Private Credit Fund, Inc.
Report date January 11, 2019 · Filed March 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Institutional Class I Common StockSEC Table I · non-derivative | Direct | 5,035.247 |
Reported balance
After 2019-01-11 transaction · row 1
1 source rowRow 1 · 2019-01-11 · Purchase · Acquired 5,035.247 · Balance 5,035.247 |
Tortoise Midstream Energy Fund, Inc.
Report date January 21, 2022 · Filed January 25, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 683.83 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 683.83 F1: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 4,824.35 less common shares, including shares acquired through automatic dividend reinvestments. Includes 49.83 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 4,824.35 less common shares, including shares acquired through automatic dividend reinvestments. Includes 49.83 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2022 Filed Jan 25, 2022 15:49 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 100 | $25.41 | $2,541.00 |
DisclosureSEC source: 0001567619-22-001651 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313.18 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 1,458.81 less common shares, including shares acquired through automatic dividend reinvestments. Includes 6.18 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Read SEC document |
| January 21, 2022 Filed Jan 25, 2022 15:41 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | PurchaseCommon Shares | 100 | $14.07 | $1,407.00 |
DisclosureSEC source: 0001567619-22-001647 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,577.36 F1 · balance_after: Includes 671.95 shares acquired pursuant to automatic dividend reinvestments and excludes 1,119.01 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information. Read SEC document |
| January 21, 2022 Filed Jan 25, 2022 15:52 UTC | TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND TEAF · Entity 73494 | PurchaseCommon Shares | 100 | $15.21 | $1,521.00 |
DisclosureSEC source: 0001567619-22-001655 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,314.7 F1 · balance_after: Includes 214.70 shares acquired pursuant to automatic dividend reinvestments. Read SEC document |
| January 21, 2022 Filed Jan 25, 2022 15:45 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 100 | $25.35 | $2,535.00 |
DisclosureSEC source: 0001567619-22-001649 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255.51 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 438.33 less common shares, including shares acquired through automatic dividend reinvestments. Includes 11.51 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly. Read SEC document |
| January 21, 2022 Filed Jan 25, 2022 15:37 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 100 | $32.54 | $3,254.00 |
DisclosureSEC source: 0001567619-22-001645 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 683.83 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 4,824.35 less common shares, including shares acquired through automatic dividend reinvestments. Includes 49.83 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Read SEC document |
| January 21, 2022 Filed Jan 25, 2022 15:31 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $28.75 | $2,875.00 |
DisclosureSEC source: 0001567619-22-001642 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,483.71 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 9,320.57 less common shares, including shares acquired through automatic dividend reinvestments. Includes 278.71 shares acquired pursuant to automatic dividend reinvestments since the reverse stock split. Shares previously reported as indirectly owned by spouse are now held directly. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 17:06 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 200 | $4.15 | $830.00 |
DisclosureSEC source: 0001567619-19-017151 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,527.448 F1 · balance_after: Includes 569.605 shares acquired under the Tortoise Energy Independence Fund, Inc. dividend reinvestment plan. Read SEC document |
| May 14, 2019 Filed May 14, 2019 18:49 UTC | TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND TEAF · Entity 73494 | PurchaseCommon Shares | 500 | $19.52 | $9,760.00 |
DisclosureSEC source: 0001567619-19-010780 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO, CFO & Treasurer · Inv Comm Member for Fund 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 01:17 UTC | TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND TEAF · Entity 73494 | PurchaseCommon Shares | 2,500 | $20.00 | $50,000.00 |
DisclosureSEC source: 0000913849-19-000235 · ownership.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO, CFO & TREASURER^ 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| January 11, 2019 Filed Mar 26, 2019 15:01 UTC | Tax-Exempt Private Credit Fund, Inc. TSIFX · Entity 76830 | PurchaseInstitutional Class I Common Stock | 5,035.247 | $9.93 | $50,000.00 |
DisclosureSEC source: 0001567619-19-007616 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,035.247 Read SEC document |
| September 04, 2018 Filed Jan 7, 2019 23:16 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 29.69 | $16.50 | $489.89 |
DisclosureSEC source: 0001567619-19-000737 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,385.38 F1 · shares: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · balance_after: Includes 15.60 shares acquired under the NTG dividend reinvestment plan. Read SEC document |
| September 04, 2018 Filed Jan 7, 2019 14:30 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 3 | $17.81 | $53.43 |
DisclosureSEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 8 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 134.12 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| September 04, 2018 Filed Jan 7, 2019 14:30 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 5.02 | $17.81 | $89.41 |
DisclosureSEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 7 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361.65 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| September 04, 2018 Filed Jan 7, 2019 14:27 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | OtherCommon Shares | 3 | $28.44 | $85.32 |
DisclosureSEC source: 0001567619-19-000651 · doc1.xml · nonDerivative · entry 6 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 133.3 F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| September 04, 2018 Filed Jan 7, 2019 14:27 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | OtherCommon Shares | 38.69 | $28.44 | $1,100.34 |
DisclosureSEC source: 0001567619-19-000651 · doc1.xml · nonDerivative · entry 5 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,183.04 F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 18:41 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherOversubscription Privilege (contingent right to buy) · Derivative | 1,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-033630 · doc1.xml · derivative · entry 2 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,789 shares Expires 2018-07-18 F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common F2 · derivative.exercise_price: On July 9 and 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 638 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 11, 2018), plus an additional 1,789 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges. F1 · date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common F2 · date: On July 9 and 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 638 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 11, 2018), plus an additional 1,789 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges. F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common F2 · price: On July 9 and 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 638 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 11, 2018), plus an additional 1,789 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 18:41 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Stock | 1,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-033630 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,340.09 F1 · date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common F2 · date: On July 9 and 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 638 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 11, 2018), plus an additional 1,789 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges. F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). The Rights Offering also included an oversubscription privilege, which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $14.64 per common F2 · price: On July 9 and 10, 2018, the reporting person exercised his basic subscription rights and oversubscription privileges in full to purchase common shares of the Fund issued in the Rights Offering. The reporting person purchased 638 common shares of the Fund from the exercise of his basic subscription rights (previously reported in a Form 4 filed on July 11, 2018), plus an additional 1,789 common shares of the Fund pursuant to the oversubscription privileges associated with the reporting person's subscription rights on the basis of the Fund's allocation of common shares, as of the closing of the subscription period. On July 24, 2018, the third-party subscription agent for the Rights Offering determined the allocations to be made to the Record Date Shareholders who exercised their oversubscription privileges. Read SEC document |
| July 10, 2018 Filed Jul 11, 2018 16:45 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | SaleTransferable Subscription Rights (Right to Buy) · Derivative | 1 | $0.23 | $0.23 |
DisclosureSEC source: 0001140361-18-032109 · doc1.xml · derivative · entry 6 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2018-07-18 F2 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · security: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F2 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · derivative.exercise_price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F2 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · derivative.expiration_date: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| July 10, 2018 Filed Jul 11, 2018 16:45 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherTransferable Subscription Rights (Right to Buy) · Derivative | 1,158 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032109 · doc1.xml · derivative · entry 5 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 386 shares Expires 2018-07-18 F2 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · security: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F2 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · derivative.exercise_price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F2 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F2 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · derivative.expiration_date: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| July 10, 2018 Filed Jul 11, 2018 16:45 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Stock | 386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032109 · doc1.xml · nonDerivative · entry 3 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,551.09 F2 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 16:45 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherTransferable Subscription Rights (Right to Buy) · Derivative | 756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032109 · doc1.xml · derivative · entry 4 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159 Underlying: Common Stock · 252 shares Expires 2018-07-18 F2 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · security: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F2 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · derivative.exercise_price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F2 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F2 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · derivative.expiration_date: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 16:45 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Stock | 252 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032109 · doc1.xml · nonDerivative · entry 2 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,165.09 F2 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F3 · price: The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The reporting person exercised his basic subscription privilege in full. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F4 · balance_after: Includes 14.33 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 13:20 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 1,050 | $18.77 | $19,708.50 |
DisclosureSEC source: 0001140361-18-028302 · doc1.xml · nonDerivative · entry 3 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,896.32 F3 · balance_after: Includes 14.67 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan. Read SEC document |
| June 01, 2018 Filed Jul 11, 2018 16:45 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Stock | 2.44 | $18.60 | $45.38 |
DisclosureSEC source: 0001140361-18-032109 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,898.76 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document |
| June 01, 2018 Filed Jan 7, 2019 14:30 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 2.99 | $17.49 | $52.30 |
DisclosureSEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 6 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 134.12 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| June 01, 2018 Filed Jan 7, 2019 14:30 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 4.99 | $17.49 | $87.28 |
DisclosureSEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 5 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361.65 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| June 01, 2018 Filed Jan 7, 2019 14:27 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | OtherCommon Shares | 2.88 | $28.94 | $83.35 |
DisclosureSEC source: 0001567619-19-000651 · doc1.xml · nonDerivative · entry 4 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 133.3 F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| June 01, 2018 Filed Jan 7, 2019 14:27 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | OtherCommon Shares | 37.17 | $28.94 | $1,075.70 |
DisclosureSEC source: 0001567619-19-000651 · doc1.xml · nonDerivative · entry 3 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,183.04 F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2018 Filed Jun 13, 2018 13:20 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 2.52 | $17.62 | $44.40 |
DisclosureSEC source: 0001140361-18-028302 · doc1.xml · nonDerivative · entry 2 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 831.65 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. F2 · balance_after: Includes 14.75 shares acquired under the Tortoise MLP Fund, Inc. dividend reinvestment plan. Read SEC document |
| March 01, 2018 Filed Jan 7, 2019 14:30 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 3.01 | $16.96 | $51.05 |
DisclosureSEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 4 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 134.12 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2018 Filed Jan 7, 2019 14:30 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 5.03 | $16.96 | $85.31 |
DisclosureSEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 3 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361.65 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2018 Filed Jan 7, 2019 14:27 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | OtherCommon Shares | 2.93 | $27.80 | $81.45 |
DisclosureSEC source: 0001567619-19-000651 · doc1.xml · nonDerivative · entry 2 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 133.3 F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| March 01, 2018 Filed Jan 7, 2019 14:27 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | OtherCommon Shares | 37.81 | $27.80 | $1,051.12 |
DisclosureSEC source: 0001567619-19-000651 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,183.04 F1 · shares: Automatic reinvestment of distribution by broker not made at the TYG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · balance_after: Includes 474.17 shares acquired under the TYG dividend reinvestment plan. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 18:29 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 1,500 | $28.33 | $42,495.00 |
DisclosureSEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 11 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,595.2 Read SEC document |
| December 01, 2017 Filed Jan 2, 2018 18:29 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 2.56 | $26.22 | $67.12 |
DisclosureSEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 10 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,095.2 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. F4 · balance_after: Includes 85.56 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document |
| December 01, 2017 Filed Jan 2, 2018 18:29 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 3.03 | $26.22 | $79.45 |
DisclosureSEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 9 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 124.49 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document |
| December 01, 2017 Filed Jun 13, 2018 13:20 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 2.64 | $16.35 | $43.16 |
DisclosureSEC source: 0001140361-18-028302 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814.38 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise MLP Fund, Inc. dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document |
| December 01, 2017 Filed Jan 7, 2019 14:30 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 2.87 | $17.35 | $49.79 |
DisclosureSEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 2 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 134.12 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| December 01, 2017 Filed Jan 7, 2019 14:30 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 4.8 | $17.35 | $83.28 |
DisclosureSEC source: 0001567619-19-000653 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361.65 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · balance_after: Includes 3.14 shares acquired under the TTP dividend reinvestment plan. Read SEC document |
| November 01, 2017 Filed Jan 12, 2018 19:05 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.85 | $20.28 | $138.92 |
DisclosureSEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 11 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home at time of transaction Disclosed balance after: 1,119.01 F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| October 02, 2017 Filed Jan 12, 2018 19:05 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.49 | $21.30 | $138.24 |
DisclosureSEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 10 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home at time of transaction Disclosed balance after: 1,119.01 F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| September 01, 2017 Filed Jan 2, 2018 18:29 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 2.27 | $28.82 | $65.42 |
DisclosureSEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 8 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,007.08 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. F3 · balance_after: Includes 168.98 shares acquired under the Tortoise Energy Infrastructure Corporation dividend reinvestment plan. Read SEC document |
| September 01, 2017 Filed Jan 2, 2018 18:29 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 2.7 | $28.82 | $77.81 |
DisclosureSEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 7 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 121.45 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. Read SEC document |
| September 01, 2017 Filed Jan 2, 2018 18:29 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 19.78 | $28.82 | $570.06 |
DisclosureSEC source: 0001140361-18-000055 · doc1.xml · nonDerivative · entry 6 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home Disclosed balance after: 890 F1 · shares: Automatic reinvestment of distribution by broker not made at the Tortoise Energy Infrastructure Corporation dividend reinvestment plan price. This transaction is being voluntarily reported early on Form 4. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to transaction and as of the date this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| September 01, 2017 Filed Jan 12, 2018 19:05 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.78 | $20.25 | $137.30 |
DisclosureSEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 9 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home at time of transaction Disclosed balance after: 1,119.01 F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| September 01, 2017 Filed Jan 12, 2018 19:00 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Shares | 2.33 | $18.13 | $42.24 |
DisclosureSEC source: 0001140361-18-001867 · doc1.xml · nonDerivative · entry 1 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811.74 F1 · shares: Automatic reinvestment of distribution by broker not made at the NTG dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · balance_after: Includes 116.06 shares acquired under the NTG dividend reinvestment plan. Read SEC document |
| September 01, 2017 Filed Jan 12, 2018 18:56 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 4.43 | $18.42 | $81.60 |
DisclosureSEC source: 0001140361-18-001864 · doc1.xml · nonDerivative · entry 5 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338.68 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| September 01, 2017 Filed Jan 12, 2018 18:56 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | OtherCommon Shares | 2.65 | $18.42 | $48.81 |
DisclosureSEC source: 0001140361-18-001864 · doc1.xml · nonDerivative · entry 4 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 122.25 F1 · shares: Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Read SEC document |
| August 01, 2017 Filed Jan 12, 2018 19:05 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.41 | $21.31 | $136.60 |
DisclosureSEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 8 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home at time of transaction Disclosed balance after: 1,119.01 F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
| July 03, 2017 Filed Jan 12, 2018 19:05 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | OtherCommon Shares | 6.46 | $21.02 | $135.79 |
DisclosureSEC source: 0001140361-18-001869 · doc1.xml · nonDerivative · entry 7 ADAMS P. BRADLEY · CIK 0001497453 · CEO & Princ Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By adult child living at home at time of transaction Disclosed balance after: 1,119.01 F1 · shares: Automatic reinvestment of distribution by broker not made at the TPZ dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. F2 · shares: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. F2 · balance_after: Transaction reported occurred while reporting person had a reportable beneficial interest, but subsequent to the fiscal year-end for which this filing is made, these shares are held by adult child no longer living at home and the reporting person no longer has a reportable beneficial interest and disclaims beneficial ownership. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.