Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUNDFMO · Entity 145571 | Portfolio Manager | October 31, 2020 | November 03, 2020 |
| TORTOISE ENERGY INDEPENDENCE FUND, INC.NDP · Entity 84717 | Member of Investment Committee | January 21, 2022 | January 24, 2022 |
| TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897 | President · Member of Investment Committee | January 21, 2022 | January 24, 2022 |
| TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263 | Member of Investment Committee | January 21, 2022 | January 24, 2022 |
| TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCTPZ · Entity 73118 | Member of Investment Committee | January 21, 2022 | January 24, 2022 |
| TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDTEAF · Entity 73494 | DIR.; MEMBER OF INV. COMM.^ | June 03, 2019 | June 03, 2019 |
| Tax-Exempt Private Credit Fund, Inc.TSIFX · Entity 76830 | Member of investment committee | September 03, 2024 | September 05, 2024 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | President · Member of Investment Committee | January 21, 2022 | January 24, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND
Report date October 31, 2020 · Filed November 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2020-10-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
TORTOISE ENERGY INDEPENDENCE FUND, INC.
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy revocable trust for which Mr. Sallee and his wife are trustees | 100 |
Reported balance
After 2022-01-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 100 |
| Common SharesSEC Table I · non-derivative | Direct | 62 |
Reported balance
Holding disclosure · report date 2022-01-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 62 F1: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 438 less common shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 438 less common shares.
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy revocable trust for which Mr. Sallee and his wife are trustees | 1,700 |
Reported balance
After 2022-01-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 1,700 F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 4,800 less common shares held indirectly. |
| Common SharesSEC Table I · non-derivative | Direct | 175 |
Reported balance
Holding disclosure · report date 2022-01-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 175 F2: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 525 less common shares held directly. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 4,800 less common shares held indirectly.
F2: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 525 less common shares held directly.
TORTOISE PIPELINE & ENERGY FUND, INC.
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy revocable trust for which Mr. Sallee and his wife are trustees | 100 |
Reported balance
After 2022-01-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 100 |
| Common SharesSEC Table I · non-derivative | Direct | 100 |
Reported balance
Holding disclosure · report date 2022-01-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 100 F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 300 less common shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 300 less common shares.
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy revocable trust for which Mr. Sallee and his wife are trustees | 100 |
Reported balance
After 2022-01-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 100 |
| Common SharesSEC Table I · non-derivative | Direct | 400 |
Reported balance
Holding disclosure · report date 2022-01-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 400 |
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND
Report date June 03, 2019 · Filed June 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,250 |
Reported balance
After 2019-06-03 transaction · row 1
1 source rowRow 1 · 2019-06-03 · Purchase · Acquired 250 · Balance 1,250 |
Tax-Exempt Private Credit Fund, Inc.
Report date September 03, 2024 · Filed September 05, 2024
This filing explicitly reported no securities owned.
Tortoise Midstream Energy Fund, Inc.
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | IndirectBy revocable trust for which Mr. Sallee and his wife are trustees | 1,017 |
Reported balance
After 2022-01-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 1,017 F1: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 8,258 less common shares held indirectly. |
| Common SharesSEC Table I · non-derivative | Direct | 95 |
Reported balance
Holding disclosure · report date 2022-01-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 95 F2: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 855 less common shares held directly. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 8,258 less common shares held indirectly.
F2: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 855 less common shares held directly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2022 Filed Jan 24, 2022 16:33 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 100 | $32.44 | $3,244.00 |
DisclosureSEC source: 0001567619-22-001565 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 1,017 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 8,258 less common shares held indirectly. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 16:36 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | PurchaseCommon Shares | 100 | $14.04 | $1,404.00 |
DisclosureSEC source: 0001567619-22-001567 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 100 Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 21:29 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $29.15 | $2,915.00 |
DisclosureSEC source: 0001567619-22-001563 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 1,700 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 4,800 less common shares held indirectly. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 16:45 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 100 | $25.30 | $2,530.00 |
DisclosureSEC source: 0001567619-22-001573 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 100 Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 16:51 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 100 | $25.62 | $2,562.00 |
DisclosureSEC source: 0001567619-22-001581 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 100 Read SEC document |
| June 03, 2019 Filed Jun 3, 2019 18:05 UTC | TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND TEAF · Entity 73494 | PurchaseCommon Shares | 250 | $17.77 | $4,442.50 |
DisclosureSEC source: 0001567619-19-012610 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · DIR.; MEMBER OF INV. COMM.^ 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Read SEC document |
| March 27, 2019 Filed Mar 28, 2019 19:57 UTC | TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND TEAF · Entity 73494 | PurchaseCommon Shares | 1,000 | $20.00 | $20,000.00 |
DisclosureSEC source: 0000913849-19-000230 · ownership.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · DIR.; MEMBER OF INV. COMM.^ 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 14:59 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 2,000 | $13.36 | $26,720.00 |
DisclosureSEC source: 0001567619-18-007029 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 9,175 Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 19:57 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 1,000 | $22.00 | $22,000.00 |
DisclosureSEC source: 0001567619-18-007026 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 6,400 Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 16:29 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | SaleTransferable Subscription Rights (Right to Buy) · Derivative | 951 | $0.30 | $285.30 |
DisclosureSEC source: 0001140361-18-032394 · doc1.xml · derivative · entry 5 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 317 shares Expires 2018-07-18 F1 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · security: The reporting person exercised a portion of his basic subscription privilege and sold the remaining Rights. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · derivative.exercise_price: The reporting person exercised a portion of his basic subscription privilege and sold the remaining Rights. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F1 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · derivative.expiration_date: The reporting person exercised a portion of his basic subscription privilege and sold the remaining Rights. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 16:29 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | SaleTransferable Subscription Rights (Right to Buy) · Derivative | 3,075 | $0.30 | $922.50 |
DisclosureSEC source: 0001140361-18-032394 · doc1.xml · derivative · entry 4 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 0 Underlying: Common Stock · 1,025 shares Expires 2018-07-18 F1 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · security: The reporting person exercised a portion of his basic subscription privilege and sold the remaining Rights. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · derivative.exercise_price: The reporting person exercised a portion of his basic subscription privilege and sold the remaining Rights. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F1 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · derivative.expiration_date: The reporting person exercised a portion of his basic subscription privilege and sold the remaining Rights. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 16:29 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherTransferable Subscription Rights (Right to Buy) · Derivative | 3,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032394 · doc1.xml · derivative · entry 3 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 3,075 Underlying: Common Stock · 1,025 shares Expires 2018-07-18 F1 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · security: The reporting person exercised a portion of his basic subscription privilege and sold the remaining Rights. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · derivative.exercise_price: The reporting person exercised a portion of his basic subscription privilege and sold the remaining Rights. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · price: The reporting person exercised a portion of his basic subscription privilege and sold the remaining Rights. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F1 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · derivative.expiration_date: The reporting person exercised a portion of his basic subscription privilege and sold the remaining Rights. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| July 12, 2018 Filed Jul 13, 2018 16:29 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Stock | 1,025 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032394 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 7,175 F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · price: The reporting person exercised a portion of his basic subscription privilege and sold the remaining Rights. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| November 30, 2017 Filed Nov 30, 2017 15:57 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 3,900 | $15.60 | $60,840.00 |
DisclosureSEC source: 0001140361-17-044444 · doc1.xml · nonDerivative · entry 2 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 6,150 Read SEC document |
| November 30, 2017 Filed Nov 30, 2017 15:57 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 1,100 | $15.56 | $17,116.00 |
DisclosureSEC source: 0001140361-17-044444 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 2,250 Read SEC document |
| November 30, 2017 Filed Nov 30, 2017 20:55 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 5,000 | $25.47 | $127,350.00 |
DisclosureSEC source: 0001140361-17-044442 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 5,400 Read SEC document |
| November 16, 2017 Filed Nov 16, 2017 17:21 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 1,000 | $16.35 | $16,350.00 |
DisclosureSEC source: 0001140361-17-043130 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Indirect · By revocable trust for which Mr. Sallee and his wife are trustees Disclosed balance after: 1,150 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 11:10 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 150 | $18.87 | $2,830.50 |
DisclosureSEC source: 0001140361-16-089919 · doc1.xml · nonDerivative · entry 2 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 11:10 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | GiftCommon Shares | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-089919 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 16:12 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 400 | $30.25 | $12,100.00 |
DisclosureSEC source: 0001140361-16-089921 · doc1.xml · nonDerivative · entry 2 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100 Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 16:12 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | GiftCommon Shares | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-089921 · doc1.xml · nonDerivative · entry 1 SALLEE MATTHEW · CIK 0001645685 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.