Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897 | Director | November 12, 2025 | November 20, 2025 |
| TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCTPZ · Entity 73118 | Director | November 12, 2025 | November 14, 2025 |
| TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDTEAF · Entity 73494 | Director | August 14, 2025 | October 23, 2025 |
| UMB FINANCIAL CORPUMBF · Entity 2021 | CEO of Subsidiary | March 14, 2017 | June 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date November 12, 2025 · Filed November 20, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 3,000 |
Reported balance
After 2025-11-12 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-11-12 · Purchase · Acquired 3,000 · Balance 3,000 |
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Report date November 12, 2025 · Filed November 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
After 2025-11-12 transaction · row 1
1 source rowRow 1 · 2025-11-12 · Purchase · Acquired 2,000 · Balance 2,000 |
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND
Report date August 14, 2025 · Filed October 23, 2025
This filing explicitly reported no securities owned.
UMB FINANCIAL CORP
Report date March 14, 2017 · Filed June 12, 2017 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,441.9584 |
Reported balance
After 2017-03-14 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2017-03-14 · Tax withholding · Disposed 126 · Balance 5,441.9584 F1: The number of shares previously reported was incorrect. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 111.1837 |
Reported balance
Holding disclosure · report date 2017-03-14 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 111.1837 |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares previously reported was incorrect.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 12, 2025 Filed Nov 14, 2025 12:52 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | PurchaseCommon Shares | 2,000 | $21.20 | $42,393.40 |
DisclosureSEC source: 0001392243-25-000007 · primary_doc.xml · nonDerivative · entry 1 Iseman Andrew J · CIK 0001392243 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| November 12, 2025 Filed Nov 14, 2025 17:47 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 3,000 | $46.83 | $140,484.30 |
DisclosureSEC source: 0001392243-25-000006 · primary_doc.xml · nonDerivative · entry 1 Iseman Andrew J · CIK 0001392243 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| November 12, 2025 Filed Nov 20, 2025 22:23 UTC Amendment | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 3,000 | $46.83 | $140,490.00 |
DisclosureSEC source: 0001392243-25-000009 · primary_doc.xml · nonDerivative · entry 1 Iseman Andrew J · CIK 0001392243 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 20:58 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 2,486 | $74.25 | $184,585.75 |
DisclosureSEC source: 0001127602-17-021205 · form4.xml · nonDerivative · entry 3 Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,068.2287 Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 20:58 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 800 | $74.25 | $59,400.00 |
DisclosureSEC source: 0001127602-17-021205 · form4.xml · nonDerivative · entry 2 Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,554.2287 Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 20:58 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | SaleCommon Stock | 100 | $74.30 | $7,430.00 |
DisclosureSEC source: 0001127602-17-021205 · form4.xml · nonDerivative · entry 1 Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,354.2287 F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock. Read SEC document |
| March 14, 2017 Filed Mar 15, 2017 15:58 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 125 | $76.98 | $9,622.50 |
DisclosureSEC source: 0001127602-17-011738 · form4.xml · nonDerivative · entry 1 Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,445.9584 Read SEC document |
| March 14, 2017 Filed Jun 12, 2017 22:19 UTC Amendment | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 126 | $76.98 | $9,699.48 |
DisclosureSEC source: 0001127602-17-021217 · form4a.xml · nonDerivative · entry 1 Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,441.9584 F1 · shares: The number of shares previously reported was incorrect. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 00:16 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,667 | $0.00 Strike: $45.07 | $0.00 |
DisclosureSEC source: 0001127602-17-003419 · form4.xml · derivative · entry 5 Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires 2022-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 00:16 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Disposition to issuerCommon Stock | 100 | $77.95 | $7,794.93 |
DisclosureSEC source: 0001127602-17-003419 · form4.xml · nonDerivative · entry 3 Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,570.9584 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 00:16 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Disposition to issuerCommon Stock | 1,126 | $77.94 | $87,759.43 |
DisclosureSEC source: 0001127602-17-003419 · form4.xml · nonDerivative · entry 2 Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,670.9584 Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 00:16 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Exercise / conversionCommon Stock | 1,667 | $45.07 | $75,131.69 |
DisclosureSEC source: 0001127602-17-003419 · form4.xml · nonDerivative · entry 1 Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,796.9584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects shares acquired through the reinvestment of dividends on restricted stock Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 21:10 UTC | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 1,539 | $77.12 | $118,687.68 |
DisclosureSEC source: 0001127602-17-000592 · form4.xml · nonDerivative · entry 1 Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,108.0301 Read SEC document |
| January 01, 2017 Filed Jun 12, 2017 22:17 UTC Amendment | UMB FINANCIAL CORP UMBF · Entity 2021 | Tax withholdingCommon Stock | 1,542 | $77.12 | $118,919.04 |
DisclosureSEC source: 0001127602-17-021215 · form4a.xml · nonDerivative · entry 1 Iseman Andrew J · CIK 0001392243 · CEO of Subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,105.0301 F1 · shares: The number of shares previously reported was incorrect. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.