organization · Reporting owner
Guardian Life Insurance Co of America
Disclosed activity across 7 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ClearBridge Energy Midstream Opportunity Fund Inc.18469P 6@4 · Entity 8990 | 10% owner | November 30, 2022 | February 15, 2023 |
| ClearBridge MLP & Midstream Fund Inc.184692 6@5 · Entity 87611 | 10% owner | January 08, 2023 | April 10, 2023 |
| Duff & Phelps Select MLP & Midstream Energy Fund Inc.DSE · Entity 137850 | 10% owner | February 08, 2017 | February 14, 2017 |
| FS Credit Opportunities Corp.NONE · Entity 4920 | 10% owner | October 16, 2020 | February 18, 2021 |
| Kayne Anderson Energy Infrastructure Fund, Inc.KYN · Entity 4334 | 10% owner | January 06, 2021 | February 15, 2022 |
| SRH Total Return Fund, Inc.BIF · Entity 4587 | 10% owner | November 05, 2020 | November 13, 2020 |
| TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897 | 10% owner | October 08, 2021 | February 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ClearBridge Energy Midstream Opportunity Fund Inc.
Report date November 30, 2022 · Filed February 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred StockSEC Table I · non-derivative | Direct | 200,001 |
Reported balance
Holding disclosure · report date 2022-11-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 200,001 |
ClearBridge MLP & Midstream Fund Inc.
Report date January 08, 2023 · Filed April 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred StockSEC Table I · non-derivative | Direct | 200,000 |
Reported balance
After 2023-01-08 transaction · row 1
1 source rowRow 1 · 2023-01-08 · Sale · Disposed 42 · Balance 200,000 |
Duff & Phelps Select MLP & Midstream Energy Fund Inc.
Report date February 08, 2017 · Filed February 14, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series A/B Mandatory Redeemable Pref. SharesSEC Table I · non-derivative | Direct | 520,000 |
Reported balance
Holding disclosure · report date 2017-02-08 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 520,000 |
FS Credit Opportunities Corp.
Report date October 16, 2020 · Filed February 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Preferred StockSEC Table I · non-derivative | Direct | 60,000,000 |
Reported balance
After 2020-10-16 transaction · row 1
1 source rowRow 1 · 2020-10-16 · Purchase · Acquired 25,000,000 · Balance 60,000,000 |
Kayne Anderson Energy Infrastructure Fund, Inc.
Report date January 06, 2021 · Filed February 15, 2022
Jointly reported with GUARDIAN INSURANCE & ANNUITY CO INC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Mandatory Redeemable Preferred StockSEC Table I · non-derivative | Direct | 520,000 |
Reported balance
Holding disclosure · report date 2021-01-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 520,000 |
SRH Total Return Fund, Inc.
Report date November 05, 2020 · Filed November 13, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Senior NotesSEC Table I · non-derivative | Direct | 31,000,000 |
Reported balance
Holding disclosure · report date 2020-11-05 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 31,000,000 |
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date October 08, 2021 · Filed February 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Preferred Stock (Cusip # 89147L3#5)SEC Table I · non-derivative | Direct | 352,364 |
Reported balance
After 2021-10-08 transaction · row 1
1 source rowRow 1 · 2021-10-08 · Purchase · Acquired 176,182 · Balance 352,364 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 08, 2023 Filed Apr 10, 2023 21:02 UTC | ClearBridge MLP & Midstream Fund Inc. 184692 6@5 · Entity 87611 | SaleMandatory Redeemable Preferred Stock | 42 | $100,000.00 | $4,200,000.00 |
DisclosureSEC source: 0000899243-23-011045 · doc4.xml · nonDerivative · entry 1 GUARDIAN LIFE INSURANCE CO OF AMERICA · CIK 0000901849 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Read SEC document |
| October 08, 2021 Filed Feb 15, 2022 22:13 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchasePreferred Stock (Cusip # 89147L3#5) | 176,182 | $10.00 | $1,761,820.00 |
DisclosureSEC source: 0000899243-22-006441 · doc4.xml · nonDerivative · entry 1 GUARDIAN LIFE INSURANCE CO OF AMERICA · CIK 0000901849 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,364 Read SEC document |
| October 16, 2020 Filed Feb 18, 2021 18:36 UTC | FS Credit Opportunities Corp. NONE · Entity 4920 | PurchasePreferred Stock | 25,000,000 | $100.00 | $2,500,000,000.00 |
DisclosureSEC source: 0000899243-21-007097 · doc4.xml · nonDerivative · entry 1 GUARDIAN LIFE INSURANCE CO OF AMERICA · CIK 0000901849 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.