Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORTOISE ENERGY INDEPENDENCE FUND, INC.NDP · Entity 84717 | Member of Investment Committee | January 21, 2022 | January 24, 2022 |
| TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897 | Member of Investment Committee | January 21, 2022 | January 24, 2022 |
| TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263 | President · Member of Investment Committee | January 21, 2022 | January 24, 2022 |
| TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCTPZ · Entity 73118 | President · Member of Investment Committee | January 21, 2022 | January 24, 2022 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | Member of Investment Committee | January 21, 2022 | January 24, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORTOISE ENERGY INDEPENDENCE FUND, INC.
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 475 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 475 F1: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 2,625 less common shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 2,625 less common shares.
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 500 |
Reported balance
After 2022-01-21 transaction · row 1
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 500 |
TORTOISE PIPELINE & ENERGY FUND, INC.
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 850 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 850 F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 2,250 less common shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 2,250 less common shares.
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,100 |
Reported balance
After 2022-01-21 transaction · row 1
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 2,100 |
Tortoise Midstream Energy Fund, Inc.
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 648 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 648 F1: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 4,932 less common shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 4,932 less common shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2022 Filed Jan 24, 2022 10:32 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 100 | $32.52 | $3,252.00 |
DisclosureSEC source: 0001567619-22-001476 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 4,932 less common shares. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 10:35 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | PurchaseCommon Shares | 100 | $13.99 | $1,399.00 |
DisclosureSEC source: 0001567619-22-001478 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 15:28 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $29.00 | $2,900.00 |
DisclosureSEC source: 0001567619-22-001474 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 10:39 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 100 | $25.34 | $2,534.00 |
DisclosureSEC source: 0001567619-22-001480 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 2,250 less common shares. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 10:42 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 100 | $25.34 | $2,534.00 |
DisclosureSEC source: 0001567619-22-001482 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 2,625 less common shares. Read SEC document |
| September 02, 2020 Filed Sep 2, 2020 14:41 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 150 | $16.31 | $2,446.50 |
DisclosureSEC source: 0001567619-20-016295 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 750 less common shares. Read SEC document |
| February 19, 2020 Filed Feb 19, 2020 17:55 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 1,034 | $9.96 | $10,298.64 |
DisclosureSEC source: 0001567619-20-004340 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,480 Read SEC document |
| February 19, 2020 Filed Feb 19, 2020 22:53 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 500 | $16.73 | $8,365.00 |
DisclosureSEC source: 0001567619-20-004338 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 13:59 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 1,000 | $12.80 | $12,800.00 |
DisclosureSEC source: 0001567619-19-017168 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 14:02 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 2,500 | $4.16 | $10,400.00 |
DisclosureSEC source: 0001567619-19-017170 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| January 03, 2019 Filed Jan 3, 2019 14:21 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | PurchaseCommon Shares | 1,000 | $16.30 | $16,300.00 |
DisclosureSEC source: 0001567619-19-000212 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| January 03, 2019 Filed Jan 3, 2019 14:23 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 850 | $12.81 | $10,888.50 |
DisclosureSEC source: 0001567619-19-000215 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| December 06, 2018 Filed Dec 6, 2018 18:08 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 3,000 | $13.30 | $39,900.00 |
DisclosureSEC source: 0001567619-18-007452 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,446 Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 10:56 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherTransferable Subscription Rights (Right to Buy) · Derivative | 1,083 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032222 · doc1.xml · derivative · entry 2 KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2 Underlying: Common Stock · 361 shares Expires 2018-07-18 F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · derivative.exercise_price: The reporting person exercised his basic subscription privilege. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · price: The reporting person exercised his basic subscription privilege. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). F1 · derivative.expiration_date: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · derivative.expiration_date: The reporting person exercised his basic subscription privilege. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| July 11, 2018 Filed Jul 12, 2018 10:56 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Stock | 361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-032222 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,446 F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege"). F2 · price: The reporting person exercised his basic subscription privilege. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended). Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 11:33 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | PurchaseCommon Shares | 280 | $19.93 | $5,580.40 |
DisclosureSEC source: 0001140361-17-043737 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · President · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 16:31 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 340 | $25.53 | $8,680.20 |
DisclosureSEC source: 0001140361-17-043733 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 11:35 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 175 | $12.44 | $2,177.00 |
DisclosureSEC source: 0001140361-17-043739 · doc1.xml · nonDerivative · entry 1 KESSENS BRIAN ALAN · CIK 0001646126 · Member of Investment Committee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.