Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CONOCOPHILLIPSCOP · Entity 658 | Vice President and Controller | February 12, 2009 | February 17, 2009 |
| TORTOISE ENERGY INDEPENDENCE FUND, INC.NDP · Entity 84717 | Director | January 21, 2022 | January 24, 2022 |
| TORTOISE ENERGY INFRASTRUCTURE CORPTYG · Entity 8897 | Director | January 21, 2022 | January 24, 2022 |
| TORTOISE PIPELINE & ENERGY FUND, INC.TTP · Entity 95263 | Director | January 21, 2022 | January 24, 2022 |
| TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INCTPZ · Entity 73118 | Director | January 21, 2022 | January 24, 2022 |
| TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUNDTEAF · Entity 73494 | Director | January 21, 2022 | January 24, 2022 |
| Tortoise Midstream Energy Fund, Inc.NTG · Entity 84716 | Director | January 21, 2022 | January 24, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CONOCOPHILLIPS
Report date February 12, 2009 · Filed February 17, 2009
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Options (rights to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.47 · Expires 2019-02-12 | Direct | 34,300 |
Reported balance
After 2009-02-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2009-02-12 · Grant · Acquired 34,300 · Balance 34,300 F1: The stock options become exercisable in three equal annual installments beginning on February 12, 2010. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 55,326 |
Reported balance
After 2009-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2009-02-12 · Grant · Acquired 7,104 · Balance 55,326 F2: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of stock units until a later date. F4: The stock units do not have an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The stock options become exercisable in three equal annual installments beginning on February 12, 2010.
F2: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis.
F3: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of stock units until a later date.
F4: The stock units do not have an expiration date.
TORTOISE ENERGY INDEPENDENCE FUND, INC.
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,292 |
Reported balance
After 2022-01-21 transaction · row 1
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 1,292 |
TORTOISE ENERGY INFRASTRUCTURE CORP
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,196 |
Reported balance
After 2022-01-21 transaction · row 1
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 1,196 |
TORTOISE PIPELINE & ENERGY FUND, INC.
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 958 |
Reported balance
After 2022-01-21 transaction · row 1
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 958 |
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,092 |
Reported balance
After 2022-01-21 transaction · row 1
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 2,092 |
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 1,111 |
Reported balance
After 2022-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 1,111 F1: Includes 11 shares acquired under the TEAF dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 11 shares acquired under the TEAF dividend reinvestment plan.
Tortoise Midstream Energy Fund, Inc.
Report date January 21, 2022 · Filed January 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 735 |
Reported balance
After 2022-01-21 transaction · row 1
1 source rowRow 1 · 2022-01-21 · Purchase · Acquired 100 · Balance 735 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2022 Filed Jan 24, 2022 14:40 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 100 | $32.77 | $3,277.00 |
DisclosureSEC source: 0001567619-22-001514 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735 Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 14:42 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | PurchaseCommon Shares | 100 | $14.16 | $1,416.00 |
DisclosureSEC source: 0001567619-22-001516 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,092 Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 19:36 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 100 | $29.31 | $2,931.00 |
DisclosureSEC source: 0001567619-22-001511 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,196 Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 14:52 UTC | TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND TEAF · Entity 73494 | PurchaseCommon Shares | 100 | $15.08 | $1,508.00 |
DisclosureSEC source: 0001567619-22-001524 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,111 F1 · balance_after: Includes 11 shares acquired under the TEAF dividend reinvestment plan. Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 14:45 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 100 | $25.50 | $2,550.00 |
DisclosureSEC source: 0001567619-22-001518 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 958 Read SEC document |
| January 21, 2022 Filed Jan 24, 2022 14:48 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 100 | $25.40 | $2,540.00 |
DisclosureSEC source: 0001567619-22-001522 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292 Read SEC document |
| July 17, 2020 Filed Jul 20, 2020 11:09 UTC | TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND TEAF · Entity 73494 | PurchaseCommon Shares | 1,000 | $11.11 | $11,110.00 |
DisclosureSEC source: 0001567619-20-013453 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 11:03 UTC | TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ · Entity 73118 | PurchaseCommon Shares | 884 | $9.04 | $7,991.36 |
DisclosureSEC source: 0001567619-20-013451 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,992 F1 · balance_after: Includes 18 shares acquired pursuant to an automatic dividend reinvestment plan. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 16:57 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | PurchaseCommon Shares | 494 | $16.24 | $8,022.56 |
DisclosureSEC source: 0001567619-20-013222 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-10, resulting in the reporting person's ownership of 1,275 less common shares. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 20:54 UTC | TORTOISE ENERGY INFRASTRUCTURE CORP TYG · Entity 8897 | PurchaseCommon Shares | 719 | $15.35 | $11,036.65 |
DisclosureSEC source: 0001567619-20-013218 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 1,131 less common shares. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 17:01 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 364 | $11.04 | $4,018.56 |
DisclosureSEC source: 0001567619-20-013226 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-8, resulting in the reporting person's ownership of 5,799 less common shares. Read SEC document |
| July 10, 2020 Filed Jul 13, 2020 16:59 UTC | TORTOISE PIPELINE & ENERGY FUND, INC. TTP · Entity 95263 | PurchaseCommon Shares | 592 | $13.53 | $8,009.76 |
DisclosureSEC source: 0001567619-20-013224 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858 F1 · balance_after: On May 1, 2020, the common shares reverse split 1-for-4, resulting in the reporting person's ownership of 801 less common shares. Read SEC document |
| September 04, 2019 Filed Sep 5, 2019 09:29 UTC | TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP · Entity 84717 | PurchaseCommon Shares | 4,950 | $4.03 | $19,948.50 |
DisclosureSEC source: 0001567619-19-017926 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,627 Read SEC document |
| July 17, 2018 Filed Jan 7, 2019 18:26 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherTransferable Subscription Rights (Right to Buy) · Derivative | 1,062 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-000741 · doc1.xml · derivative · entry 2 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 354 shares Expires 2018-07-18 F1 · security: On June 7, 2018, Tortoise MLP Fund, Inc. (now known as Tortoise Midstream Energy Fund, Inc.) (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). F1 · derivative.exercise_price: On June 7, 2018, Tortoise MLP Fund, Inc. (now known as Tortoise Midstream Energy Fund, Inc.) (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (now known as Tortoise Midstream Energy Fund, Inc.) (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). Read SEC document |
| July 17, 2018 Filed Jan 7, 2019 18:26 UTC | Tortoise Midstream Energy Fund, Inc. NTG · Entity 84716 | OtherCommon Stock | 354 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-000741 · doc1.xml · nonDerivative · entry 1 BERNEY RAND C · CIK 0001234248 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416 F1 · price: On June 7, 2018, Tortoise MLP Fund, Inc. (now known as Tortoise Midstream Energy Fund, Inc.) (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). Read SEC document |
| February 12, 2009 Filed Feb 17, 2009 21:48 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Units · Derivative | 7,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-009654 · doc4.xml · derivative · entry 2 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,326 Underlying: Common Stock · 7,104 shares Expires not disclosed F2 · derivative.exercise_price: The stock units convert to ConocoPhillips common stock on a 1-for-1 basis. F3 · derivative.exercise_date: The stock units will be forfeited if the reporting person separates from service prior to the end of an escrow period ending on the earliest to occur of the following: (a) termination of employment as a result of layoff; (b) termination of employment after attainment of age 55 with five years of service; (c) termination of employment due to death or total disability; or (d) termination of employment following a change in control. During the escrow period, the reporting person may not dispose of the stock units. The stock units will convert to common stock on the later of (a) the end of the escrow period or (b) the earlier of death or six months after separation from service. The reporting person may also elect to defer conversion of stock units until a later date. F4 · derivative.expiration_date: The stock units do not have an expiration date. Read SEC document |
| February 12, 2009 Filed Feb 17, 2009 21:48 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantStock Options (rights to buy) · Derivative | 34,300 | $0.00 Strike: $45.47 | $0.00 |
DisclosureSEC source: 0001209191-09-009654 · doc4.xml · derivative · entry 1 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,300 Underlying: Common Stock · 34,300 shares Expires 2019-02-12 F1 · derivative.exercise_date: The stock options become exercisable in three equal annual installments beginning on February 12, 2010. Read SEC document |
| January 21, 2009 Filed Jan 22, 2009 21:31 UTC | CONOCOPHILLIPS COP · Entity 658 | GrantPhantom Stock · Derivative | 375.663 | $51.80 | $19,459.34 |
DisclosureSEC source: 0001209191-09-004420 · doc4.xml · derivative · entry 1 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,564.771 Underlying: Common Stock · 375.663 shares Expires not disclosed F1 · derivative.exercise_price: The shares of phantom stock convert to ConocoPhillips common stock on a 1-for-1 basis. F2 · derivative.exercise_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F2 · derivative.expiration_date: The shares of phantom stock were acquired under a Defined Contribution Makeup Plan providing for settlement upon termination of employment, subject to possible deferred payment in certain circumstances. The reporting of this transaction is not an acknowledgment that it is not an exempt transaction under an Excess Benefit Plan pursuant to Rule 16b-3(c). F3 · balance_after: Includes units acquired through routine dividend transactions that are exempt under Rule 16a-11. Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 12,738 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · derivative · entry 34 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,738 shares Expires 2012-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F3 · derivative.exercise_date: The stock option became exercisable in three equal installments beginning on October 9, 2001. Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 14,662 | $0.00 Strike: $23.55 | $0.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · derivative · entry 33 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,662 shares Expires 2012-10-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F3 · derivative.exercise_date: The stock option became exercisable in three equal installments beginning on October 9, 2001. Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 28,400 | $0.00 Strike: $27.39 | $0.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · derivative · entry 32 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,400 shares Expires 2011-10-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F2 · derivative.exercise_date: The stock options became immediately exercisable upon the approval by the stockholders of Phillips Petroleum Company of the merger with Conoco Inc. at the special meeting of Phillips stockholders held on March 12, 2002. Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionStock Options (right to buy) · Derivative | 16,000 | $0.00 Strike: $31.14 | $0.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · derivative · entry 31 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,000 shares Expires 2010-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 1, 2005, the Common Stock of the issuer split on a 2-for-1 basis by means of a 100% stock dividend payable to stockholders of record as of May 16, 2005. As a result, the exercise price and the number of shares that may be acquired upon exercise of the stock options as of the date of the transactions reported herein reflects the stock split. F2 · derivative.exercise_date: The stock options became immediately exercisable upon the approval by the stockholders of Phillips Petroleum Company of the merger with Conoco Inc. at the special meeting of Phillips stockholders held on March 12, 2002. Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 1,500 | $88.90 | $133,350.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 30 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,275 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 3,135 | $88.91 | $278,732.85 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 29 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,775 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 780 | $88.92 | $69,357.60 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 28 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,910 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 2,300 | $88.94 | $204,562.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 27 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,690 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 620 | $88.95 | $55,149.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 26 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,990 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 365 | $88.96 | $32,470.40 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 25 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,610 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 900 | $88.97 | $80,073.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 24 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,975 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 800 | $88.98 | $71,184.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 23 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,875 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 3,200 | $89.00 | $284,800.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 22 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,675 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 2,300 | $89.01 | $204,723.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 21 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,875 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 500 | $89.02 | $44,510.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 20 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,175 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 1,300 | $89.03 | $115,739.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 19 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,675 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 1,161 | $89.04 | $103,375.44 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 18 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,975 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 855 | $89.05 | $76,137.75 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 17 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,136 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 2,987 | $89.06 | $266,022.22 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 16 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,991 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 1,258 | $89.07 | $112,050.06 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 15 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,978 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 100 | $89.08 | $8,908.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 14 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,236 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 200 | $89.09 | $17,818.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 13 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,336 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 1,039 | $89.10 | $92,574.90 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 12 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,536 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 1,200 | $89.11 | $106,932.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 11 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,575 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 200 | $89.12 | $17,824.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 10 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,775 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 500 | $89.18 | $44,590.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 9 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,975 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 28,200 | $89.30 | $2,518,260.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 8 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,475 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 100 | $89.32 | $8,932.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 7 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,675 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | SaleCommon Stock | 100 | $89.35 | $8,935.00 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 6 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,775 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | Tax withholdingCommon Stock | 3,384 | $88.65 | $299,991.60 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 5 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,875 Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 12,738 | $23.55 | $299,979.90 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 4 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2008 Filed May 19, 2008 22:48 UTC | CONOCOPHILLIPS COP · Entity 658 | Exercise / conversionCommon Stock | 14,662 | $23.55 | $345,290.10 |
DisclosureSEC source: 0001209191-08-031503 · doc4.xml · nonDerivative · entry 3 BERNEY RAND C · CIK 0001234248 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.