Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2023 Filed Jan 18, 2023 21:33 UTC |
GREENBERG WILLIAM ROSSDirector · President and CEO
|
GrantCommon stock, par value $0.01 per share | 57,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-23-000002 · wf-form4_167407760317383.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,730 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 13, 2024, 2025 and 2026. F2 · balance_after: On November 1, 2022, the Issuer effected a one-for-four reverse stock split of its outstanding shares of common stock. The amount of securities beneficially owned reported on this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| August 15, 2022 Filed Aug 17, 2022 20:22 UTC |
LETICA NICHOLASVice Pres. & Chief Inv. Off.
|
GrantCommon stock, par value $0.01 per share | 207,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001942633-22-000003 · wf-form4_166076775274455.xml · nonDerivative · entry 1 LETICA NICHOLAS · CIK 0001942633 · Vice Pres. & Chief Inv. Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,693 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on August 15, 2023, 2024 and 2025. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:14 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
SaleCommon stock, par value $0.01 per share | 17,139 | $4.99 | $85,451.63 |
DisclosureSEC source: 0001465740-22-000062 · wf-form4_165334404304410.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,865 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.01, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 20, 2022 Filed May 23, 2022 21:03 UTC |
RISKEY MARY KATHRYNChief Financial Officer
|
SaleCommon stock, par value $0.01 per share | 15,114 | $4.97 | $75,068.22 |
DisclosureSEC source: 0001465740-22-000060 · wf-form4_165333976811609.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,223 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock unit award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.95 to $5.01, inclusive. The reporting person undertakes to provide, to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 20, 2022 Filed May 23, 2022 21:01 UTC |
GREENBERG WILLIAM ROSSDirector · President, CEO and CIO
|
SaleCommon stock, par value $0.01 per share | 34,955 | $4.99 | $174,278.64 |
DisclosureSEC source: 0001465740-22-000058 · wf-form4_165333964485475.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,005 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on August 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock unit award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.01, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 19, 2022 Filed May 20, 2022 20:16 UTC |
BENDER JAMES JDirector
|
SaleCommon stock, par value $0.01 per share | 6,153 | $5.00 | $30,750.23 |
DisclosureSEC source: 0001465740-22-000054 · wf-form4_165307774352068.xml · nonDerivative · entry 1 BENDER JAMES J · CIK 0001218336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,687 F1 · shares: The Reporting Person elected to sell shares to satisfy income tax liabilities incurred in connection with the vesting of a restricted stock unit award on May 18, 2022, as authorized by the Board of Directors of Two Harbors Investment Corp. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.03, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 19, 2022 Filed May 20, 2022 20:18 UTC |
KASNET STEPHEN GDirector
|
SaleCommon Stock | 19,213 | $5.00 | $96,001.60 |
DisclosureSEC source: 0001465740-22-000056 · wf-form4_165307786812468.xml · nonDerivative · entry 1 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,692 F1 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock unit award on May 18, 2022, as authorized by the Board of Directors of Two Harbors Investment Corp. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.02, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 19, 2022 Filed May 20, 2022 20:13 UTC |
Abraham SpencerDirector
|
SaleCommon stock, par value $0.01 per share | 6,153 | $5.00 | $30,749.00 |
DisclosureSEC source: 0001465740-22-000052 · wf-form4_165307756843846.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,547 F1 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock unit award on May 18, 2022, as authorized by the Board of Directors of Two Harbors Investment Corp. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.03, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 18, 2022 Filed May 19, 2022 16:32 UTC |
SANDERS WILLIAM REIDDirector
|
GrantCommon stock, par value $0.01 per share | 23,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000046 · wf-form4_165299234964723.xml · nonDerivative · entry 1 SANDERS WILLIAM REID · CIK 0001052783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,044 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2023 annual stockholders meeting of Two Harbors Investment Corp. Read SEC document |
| May 18, 2022 Filed May 19, 2022 20:36 UTC |
Woodhouse Hope BDirector
|
GrantCommon stock, par value $0.01 per share | 23,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000050 · wf-form4_165299253359257.xml · nonDerivative · entry 1 Woodhouse Hope B · CIK 0001529759 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,738 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2023 annual stockholders meeting of Two Harbors Investment Corp. Read SEC document |
| May 18, 2022 Filed May 19, 2022 20:34 UTC |
STERN JAMES ADirector
|
GrantCommon stock, par value $0.01 per share | 23,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000048 · wf-form4_165299244457766.xml · nonDerivative · entry 1 STERN JAMES A · CIK 0001193798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,334 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2023 annual stockholders meeting of Two Harbors Investment Corp. Read SEC document |
| May 18, 2022 Filed May 19, 2022 20:30 UTC |
KASNET STEPHEN GDirector
|
GrantCommon Stock | 78,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000044 · wf-form4_165299221374242.xml · nonDerivative · entry 1 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,905 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2023 annual stockholders meeting of Two Harbors Investment Corp. Read SEC document |
| May 18, 2022 Filed May 19, 2022 20:28 UTC |
Hammond KarenDirector
|
GrantCommon stock, par value $0.01 per share | 23,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000042 · wf-form4_165299210562140.xml · nonDerivative · entry 1 Hammond Karen · CIK 0001621626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,348 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2023 annual stockholders meeting of Two Harbors Investment Corp. Read SEC document |
| May 18, 2022 Filed May 19, 2022 20:26 UTC |
BENDER JAMES JDirector
|
GrantCommon stock, par value $0.01 per share | 23,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000040 · wf-form4_165299197277954.xml · nonDerivative · entry 1 BENDER JAMES J · CIK 0001218336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,840 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2023 annual stockholders meeting of Two Harbors Investment Corp. Read SEC document |
| May 18, 2022 Filed May 19, 2022 20:24 UTC |
Abraham SpencerDirector
|
GrantCommon stock, par value $0.01 per share | 23,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000038 · wf-form4_165299184652878.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,700 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2023 annual stockholders meeting of Two Harbors Investment Corp. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 21:33 UTC |
RISKEY MARY KATHRYNChief Financial Officer
|
GrantCommon stock, par value $0.01 per share | 56,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000012 · wf-form4_164435597956464.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,337 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on February 7, 2023, 2024 and 2025. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 21:31 UTC |
GREENBERG WILLIAM ROSSDirector · President, CEO and CIO
|
GrantCommon stock, par value $0.01 per share | 190,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000010 · wf-form4_164435585444417.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,960 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on February 7, 2023, 2024 and 2025. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 21:28 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
GrantCommon stock, par value $0.01 per share | 68,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000008 · wf-form4_164435571232866.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,004 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on February 7, 2023, 2024 and 2025. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:27 UTC |
GREENBERG WILLIAM ROSSDirector · President, CEO and CIO
|
SaleCommon stock, par value $0.01 per share | 16,680 | $5.71 | $95,174.41 |
DisclosureSEC source: 0001465740-22-000006 · wf-form4_164375082695449.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,282 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on August 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings on January 28, 2022 and January 29, 2022 of restricted stock awards previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.625 to $5.75, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:25 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
SaleCommon stock, par value $0.01 per share | 18,169 | $5.68 | $103,221.72 |
DisclosureSEC source: 0001465740-22-000004 · wf-form4_164375071346378.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,737 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings on January 28, 2022 and January 29, 2022 of restricted stock awards previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.61 to $5.75, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:22 UTC |
RISKEY MARY KATHRYNChief Financial Officer
|
SaleCommon stock, par value $0.01 per share | 13,998 | $5.69 | $79,708.81 |
DisclosureSEC source: 0001465740-22-000002 · wf-form4_164375055048524.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,840 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings on January 28, 2022 and January 29, 2022 of restricted stock awards previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.62 to $5.75, inclusive. The reporting person undertakes to provide, to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: The reporting person's beneficial ownership amount has been adjusted to exclude 2 shares of common stock previously reported in her holdings due to an administrative error. Read SEC document |
| August 12, 2021 Filed Aug 12, 2021 20:10 UTC |
KOEPPEN MATTHEWFormer Chief Inv. Officer
|
SaleCommon stock, par value $0.01 per share | 84,913 | $6.46 | $548,121.91 |
DisclosureSEC source: 0001465740-21-000095 · wf-form4_162879903987380.xml · nonDerivative · entry 3 KOEPPEN MATTHEW · CIK 0001791303 · Former Chief Inv. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,500 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.485, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 20:10 UTC |
KOEPPEN MATTHEWFormer Chief Inv. Officer
|
SaleCommon stock, par value $0.01 per share | 110,000 | $6.44 | $708,587.00 |
DisclosureSEC source: 0001465740-21-000095 · wf-form4_162879903987380.xml · nonDerivative · entry 2 KOEPPEN MATTHEW · CIK 0001791303 · Former Chief Inv. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,413 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.42 to $6.4801, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp, any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:10 UTC |
KOEPPEN MATTHEWFormer Chief Inv. Officer
|
SaleCommon stock, par value $0.01 per share | 100,000 | $6.43 | $642,670.00 |
DisclosureSEC source: 0001465740-21-000095 · wf-form4_162879903987380.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Former Chief Inv. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,413 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4201 to $6.435, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 21, 2021 Filed May 24, 2021 20:25 UTC |
BENDER JAMES JDirector
|
Tax withholdingCommon stock, par value $0.01 per share | 9,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000088 · wf-form4_162188793347758.xml · nonDerivative · entry 1 BENDER JAMES J · CIK 0001218336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,288 F1 · shares: The Reporting Person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the vesting of a restricted stock award on May 21, 2021, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 21, 2021 Filed May 24, 2021 20:24 UTC |
Abraham SpencerDirector
|
Tax withholdingCommon stock, par value $0.01 per share | 9,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000086 · wf-form4_162188782835450.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,148 F1 · shares: The Reporting Person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the vesting of a restricted stock award on May 21, 2021, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 21, 2021 Filed May 24, 2021 20:21 UTC |
KASNET STEPHEN GDirector
|
Tax withholdingCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000084 · wf-form4_162188767372660.xml · nonDerivative · entry 1 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,462 F1 · shares: The Reporting Person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the vesting of a restricted stock award on May 21, 2021, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 19, 2021 Filed May 20, 2021 17:30 UTC |
SANDERS WILLIAM REIDDirector
|
GrantCommon stock, par value $0.01 per share | 15,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000078 · wf-form4_162154623218253.xml · nonDerivative · entry 1 SANDERS WILLIAM REID · CIK 0001052783 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,492 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2022 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:34 UTC |
Woodhouse Hope BDirector
|
GrantCommon stock, par value $0.01 per share | 15,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000082 · wf-form4_162154647295364.xml · nonDerivative · entry 1 Woodhouse Hope B · CIK 0001529759 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,186 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2022 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:32 UTC |
STERN JAMES ADirector
|
GrantCommon stock, par value $0.01 per share | 15,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000080 · wf-form4_162154635436137.xml · nonDerivative · entry 1 STERN JAMES A · CIK 0001193798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,782 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2022 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:28 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
GrantCommon stock, par value $0.01 per share | 111,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000076 · wf-form4_162154611844481.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,906 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on May 19, 2022, 2023 and 2024. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:20 UTC |
KASNET STEPHEN GDirector
|
Tax withholdingCommon Stock | 2,447 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000074 · wf-form4_162154561185139.xml · nonDerivative · entry 3 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,962 F3 · shares: The Reporting Person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the May 19, 2021 common stock award, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:20 UTC |
KASNET STEPHEN GDirector
|
GrantCommon Stock | 6,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000074 · wf-form4_162154561185139.xml · nonDerivative · entry 2 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,409 F2 · shares: Represents a common stock award granted to the Reporting Person issued under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a member of a special committee of the Board of Directors. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:20 UTC |
KASNET STEPHEN GDirector
|
GrantCommon Stock | 54,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000074 · wf-form4_162154561185139.xml · nonDerivative · entry 1 KASNET STEPHEN G · CIK 0001232379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,416 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2022 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:13 UTC |
Hammond KarenDirector
|
GrantCommon stock, par value $0.01 per share | 6,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000070 · wf-form4_162154520771720.xml · nonDerivative · entry 2 Hammond Karen · CIK 0001621626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,796 F2 · shares: Represents a common stock award granted to the Reporting Person issued under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a member of a special committee of the Board of Directors. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:13 UTC |
Hammond KarenDirector
|
GrantCommon stock, par value $0.01 per share | 15,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000070 · wf-form4_162154520771720.xml · nonDerivative · entry 1 Hammond Karen · CIK 0001621626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,803 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2022 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:12 UTC |
BENDER JAMES JDirector
|
GrantCommon stock, par value $0.01 per share | 15,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000068 · wf-form4_162154510362124.xml · nonDerivative · entry 1 BENDER JAMES J · CIK 0001218336 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,550 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2022 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:09 UTC |
Abraham SpencerDirector
|
Tax withholdingCommon stock, par value $0.01 per share | 2,097 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000066 · wf-form4_162154497616128.xml · nonDerivative · entry 3 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,410 F3 · shares: The Reporting Person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the May 19, 2021 common stock award, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:09 UTC |
Abraham SpencerDirector
|
GrantCommon stock, par value $0.01 per share | 6,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000066 · wf-form4_162154497616128.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,507 F2 · shares: Represents a common stock award granted to the Reporting Person issued under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a member of a special committee of the Board of Directors. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:09 UTC |
Abraham SpencerDirector
|
GrantCommon stock, par value $0.01 per share | 15,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000066 · wf-form4_162154497616128.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,514 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2022 annual meeting of the stockholders of Two Harbors Investment Corp. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:24 UTC |
RISKEY MARY KATHRYNChief Financial Officer
|
GrantCommon stock, par value $0.01 per share | 97,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000064 · wf-form4_162154226297719.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,840 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on May 19, 2022, 2023 and 2024. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:22 UTC |
KOEPPEN MATTHEWChief Investment Officer
|
GrantCommon stock, par value $0.01 per share | 157,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000062 · wf-form4_162154211963743.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,413 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on May 19, 2022, 2023 and 2024. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:18 UTC |
GREENBERG WILLIAM ROSSDirector · President and CEO
|
GrantCommon stock, par value $0.01 per share | 209,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000058 · wf-form4_162154188072718.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,962 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on May 19, 2022, 2023 and 2024. Read SEC document |
| May 18, 2021 Filed May 20, 2021 16:20 UTC |
SIERING THOMASDirector
|
SaleCommon stock, par value $0.01 per share | 52,376 | $7.23 | $378,804.18 |
DisclosureSEC source: 0001465740-21-000060 · wf-form4_162154199829628.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,330 Read SEC document |
| May 14, 2021 Filed May 17, 2021 17:20 UTC |
SIERING THOMASDirector
|
SaleCommon stock, par value $0.01 per share | 100,000 | $7.09 | $709,260.00 |
DisclosureSEC source: 0001465740-21-000056 · wf-form4_162128639851400.xml · nonDerivative · entry 2 SIERING THOMAS · CIK 0001474897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,706 Read SEC document |
| May 13, 2021 Filed May 17, 2021 17:20 UTC |
SIERING THOMASDirector
|
SaleCommon stock, par value $0.01 per share | 200,000 | $6.98 | $1,395,120.00 |
DisclosureSEC source: 0001465740-21-000056 · wf-form4_162128639851400.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,706 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.9577 to $7.0180, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 18, 2021 Filed Feb 18, 2021 21:23 UTC |
GREENBERG WILLIAM ROSSDirector · President and CEO
|
PurchaseCommon stock, par value $0.01 per share | 17,500 | $6.53 | $114,245.25 |
DisclosureSEC source: 0001465740-21-000023 · wf-form4_161368337099621.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,274 F2 · price: Per share price reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.515 to $6.55. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 21:27 UTC |
KOEPPEN MATTHEWChief Investment Officer
|
PurchaseCommon stock, par value $0.01 per share | 20,000 | $6.66 | $133,292.00 |
DisclosureSEC source: 0001465740-21-000025 · wf-form4_161368360237355.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,071 F1 · price: Per share price reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.6199 to $6.6795. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 21:23 UTC |
GREENBERG WILLIAM ROSSDirector · President and CEO
|
PurchaseCommon stock, par value $0.01 per share | 17,500 | $6.63 | $115,937.50 |
DisclosureSEC source: 0001465740-21-000023 · wf-form4_161368337099621.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,774 F1 · price: Per share price reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.5856 to $6.6699. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:39 UTC |
Sandberg Rebecca BGeneral Counsel and Secretary
|
SaleCommon stock, par value $0.01 per share | 17,190 | $6.08 | $104,553.02 |
DisclosureSEC source: 0001465740-21-000008 · wf-form4_161230554593428.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,018 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F5 · price: Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $6.06 to $6.11. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. F4 · balance_after: The reporting person's beneficial ownership amount has been reduced by 222 shares to reflect an administrative error on the part of the reporting person's broker. As a result of this error, the Form 4 filed by the reporting person on January 31, 2020 understated the number of shares sold to pay taxes due upon the vesting of a restricted stock award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.