Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TWO HARBORS INVESTMENT CORP.
Report date August 25, 2026 · Filed August 25, 2026
Section 16 reporting ended · disclosed 2026-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 1,213,933 |
Reported balance
After 2026-08-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-25 · Grant · Acquired 667,827 · Balance 1,213,933 F1: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. F3: Includes TWO restricted stock units ("TWO RSUs") and TWO restricted stock awards ("TWO RSAs") described in footnotes 4 and 5 below. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-25 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-08-25 · Disposition to issuer · Disposed 1,213,933 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F4: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock, F5: (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period, and (iii) each TWO RSA that was outstanding as of immediately prior to the Effective Time, automatically fully vested and was converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2026-08-25 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2026-08-25 · Disposition to issuer · Disposed 3,025 · Balance 0 F6: Includes 3,025 shares held by the reporting person's spouse prior to the Effective Time, which the reporting person retained a pecuniary interest in, but did not have dispositive or voting power with respect thereto. F2: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.
F2: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").
F3: Includes TWO restricted stock units ("TWO RSUs") and TWO restricted stock awards ("TWO RSAs") described in footnotes 4 and 5 below.
F4: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock,
F5: (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period, and (iii) each TWO RSA that was outstanding as of immediately prior to the Effective Time, automatically fully vested and was converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock.
F6: Includes 3,025 shares held by the reporting person's spouse prior to the Effective Time, which the reporting person retained a pecuniary interest in, but did not have dispositive or voting power with respect thereto.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2026 Filed Aug 25, 2026 21:07 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | Disposition to issuerCommon stock, par value $0.01 per share | 3,025 | $12.00 | $36,300.00 |
DisclosureSEC source: 0001104659-26-100896 · tm2621869-16_4seq1.xml · nonDerivative · entry 3 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 0 F6 · shares: Includes 3,025 shares held by the reporting person's spouse prior to the Effective Time, which the reporting person retained a pecuniary interest in, but did not have dispositive or voting power with respect thereto. F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:07 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | Disposition to issuerCommon stock, par value $0.01 per share | 1,213,933 | $12.00 | $14,567,196.00 |
DisclosureSEC source: 0001104659-26-100896 · tm2621869-16_4seq1.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock, F5 · shares: (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period, and (iii) each TWO RSA that was outstanding as of immediately prior to the Effective Time, automatically fully vested and was converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock. F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:07 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 667,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-100896 · tm2621869-16_4seq1.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,213,933 F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") and TWO restricted stock awards ("TWO RSAs") described in footnotes 4 and 5 below. Read SEC document |
| December 30, 2025 Filed Dec 31, 2025 22:02 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | Tax withholdingCommon stock, par value $0.01 per share | 154,593 | $11.32 | $1,749,992.76 |
DisclosureSEC source: 0001628280-25-059242 · wk-form4_1767218536.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 546,106 F1 · kind: Represents the number of common shares surrendered to pay applicable taxes in connection with an election made pursuant to Section 83(b) of the Internal Revenue Code with respect to the grant of restricted common stock on December 18, 2025. F2 · price: The reported price is equal to the closing price of the Issuer's common stock on the date of grant of the restricted common stock, December 18, 2025. Read SEC document |
| December 19, 2025 Filed Dec 19, 2025 22:26 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 103,893 | $11.42 | $1,186,458.06 |
DisclosureSEC source: 0001628280-25-058352 · wk-form4_1766183157.xml · nonDerivative · entry 3 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 700,699 F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the accelerated vesting of the restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| December 18, 2025 Filed Dec 19, 2025 22:26 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 309,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058352 · wk-form4_1766183157.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 804,592 F2 · shares: Represents a restricted stock award granted to the reporting person under the Plan. The restricted stock award was received as a grant for no consideration. The restricted stock award will vest in three installments on each of the first, second and third anniversaries of the grant date. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 22:26 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 103,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058352 · wk-form4_1766183157.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 495,405 F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan"). Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 21:15 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 7,945 | $12.95 | $102,887.75 |
DisclosureSEC source: 0001465740-25-000073 · wk-form4_1739308508.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 391,457 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 21:37 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 9,663 | $11.27 | $108,902.01 |
DisclosureSEC source: 0001465740-25-000048 · wk-form4_1736977065.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 399,402 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 10, 2025 Filed Jan 10, 2025 21:20 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 13,855 | $11.13 | $154,229.70 |
DisclosureSEC source: 0001465740-25-000024 · wk-form4_1736544019.xml · nonDerivative · entry 4 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 409,065 F5 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.15, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:20 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 14,039 | $11.21 | $157,382.81 |
DisclosureSEC source: 0001465740-25-000024 · wk-form4_1736544019.xml · nonDerivative · entry 3 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 422,920 F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.21 to $11.22, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:20 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 28,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000024 · wk-form4_1736544019.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 436,959 F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:20 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 152,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000024 · wk-form4_1736544019.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 408,881 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028. Read SEC document |
| May 21, 2024 Filed May 22, 2024 20:48 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 8,170 | $12.68 | $103,608.67 |
DisclosureSEC source: 0001465740-24-000152 · wk-form4_1716410907.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 255,909 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 21:48 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 7,170 | $12.30 | $88,173.79 |
DisclosureSEC source: 0001465740-24-000062 · wk-form4_1707774477.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 264,079 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 22:08 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 9,663 | $13.28 | $128,361.36 |
DisclosureSEC source: 0001465740-24-000024 · wk-form4_1705615729.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 271,249 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 09, 2024 Filed Jan 10, 2024 22:38 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 9,878 | $14.05 | $138,791.83 |
DisclosureSEC source: 0001465740-24-000018 · wk-form4_1704926283.xml · nonDerivative · entry 3 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 280,912 F3 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:38 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 20,665 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-24-000018 · wk-form4_1704926283.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 290,790 F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:38 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 100,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-24-000018 · wk-form4_1704926283.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 270,125 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027. Read SEC document |
| May 22, 2023 Filed May 23, 2023 20:16 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 8,741 | $12.33 | $107,802.75 |
DisclosureSEC source: 0001465740-23-000105 · wf-form4_168487295254979.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 169,561 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units on May 19, 2023. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:08 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 7,408 | $16.99 | $125,876.74 |
DisclosureSEC source: 0001465740-23-000040 · wf-form4_167606332124345.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,302 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 7, 2023 of restricted stock units previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.92 to $17.19, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:10 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 4,020 | $17.72 | $71,247.67 |
DisclosureSEC source: 0001465740-23-000020 · wf-form4_167528581711821.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,710 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on January 26, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.64 to $17.78, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:33 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 57,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-23-000002 · wf-form4_167407760317383.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,730 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 13, 2024, 2025 and 2026. F2 · balance_after: On November 1, 2022, the Issuer effected a one-for-four reverse stock split of its outstanding shares of common stock. The amount of securities beneficially owned reported on this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| May 20, 2022 Filed May 23, 2022 21:01 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 34,955 | $4.99 | $174,278.64 |
DisclosureSEC source: 0001465740-22-000058 · wf-form4_165333964485475.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,005 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on August 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock unit award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.01, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 21:31 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 190,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000010 · wf-form4_164435585444417.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,960 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on February 7, 2023, 2024 and 2025. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:27 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 16,680 | $5.71 | $95,174.41 |
DisclosureSEC source: 0001465740-22-000006 · wf-form4_164375082695449.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President, CEO and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,282 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on August 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings on January 28, 2022 and January 29, 2022 of restricted stock awards previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.625 to $5.75, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:18 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 209,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000058 · wf-form4_162154188072718.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,962 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on May 19, 2022, 2023 and 2024. Read SEC document |
| February 18, 2021 Filed Feb 18, 2021 21:23 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 17,500 | $6.53 | $114,245.25 |
DisclosureSEC source: 0001465740-21-000023 · wf-form4_161368337099621.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,274 F2 · price: Per share price reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.515 to $6.55. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 21:23 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 17,500 | $6.63 | $115,937.50 |
DisclosureSEC source: 0001465740-21-000023 · wf-form4_161368337099621.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,774 F1 · price: Per share price reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.5856 to $6.6699. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:18 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 27,813 | $6.08 | $169,183.70 |
DisclosureSEC source: 0001465740-21-000002 · wf-form4_161230430705726.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,274 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 11, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F4 · price: Per share price reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.06 to $6.11. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:18 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 4,209 | $6.03 | $25,364.70 |
DisclosureSEC source: 0001465740-21-000002 · wf-form4_161230430705726.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,087 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 11, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $5.95 to $6.07. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:21 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 10,341 | $15.20 | $157,155.28 |
DisclosureSEC source: 0001465740-20-000024 · wf-form4_158050568047159.xml · nonDerivative · entry 2 GREENBERG WILLIAM ROSS · CIK 0001792521 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,296 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 11, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. F4 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $15.16 to $15.24. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:21 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 98,489 | $15.23 | $1,499,987.47 |
DisclosureSEC source: 0001465740-20-000016 · wf-form4_158041925715534.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,338 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:21 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 3,701 | $15.17 | $56,145.65 |
DisclosureSEC source: 0001465740-20-000024 · wf-form4_158050568047159.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,637 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 11, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price paid. The shares were sold in multiple transactions at prices ranging from $15.1605 to $15.1704. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:15 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 7,146 | $15.13 | $108,121.84 |
DisclosureSEC source: 0001465740-20-000014 · wf-form4_158024971321321.xml · nonDerivative · entry 1 GREENBERG WILLIAM ROSS · CIK 0001792521 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,849 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 11, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 26, 2020 of a restricted stock award previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $15.10 to $15.14. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.