Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TWO HARBORS INVESTMENT CORP.TWO · Entity 9518 | Chief Financial Officer | May 21, 2024 | May 22, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TWO HARBORS INVESTMENT CORP.
Report date May 21, 2024 · Filed May 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 79,735 |
Reported balance
After 2024-05-21 transaction · row 1
1 source rowRow 1 · 2024-05-21 · Sale · Disposed 3,870 · Balance 79,735 F1: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 21, 2024 Filed May 22, 2024 20:50 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 3,870 | $12.68 | $49,077.79 |
DisclosureSEC source: 0001465740-24-000154 · wk-form4_1716411001.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,735 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 21:56 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,150 | $12.30 | $26,439.84 |
DisclosureSEC source: 0001465740-24-000068 · wk-form4_1707774967.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 83,605 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 22:21 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,868 | $13.28 | $38,097.94 |
DisclosureSEC source: 0001465740-24-000032 · wk-form4_1705616480.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,755 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 09, 2024 Filed Jan 10, 2024 22:33 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 3,060 | $14.05 | $42,994.84 |
DisclosureSEC source: 0001465740-24-000011 · wk-form4_1704926021.xml · nonDerivative · entry 3 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 88,623 F3 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:33 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 6,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-24-000011 · wk-form4_1704926021.xml · nonDerivative · entry 2 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,683 F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:33 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 21,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-24-000011 · wk-form4_1704926021.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 85,562 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan (the "Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2024, 2025 and 2026. Read SEC document |
| May 22, 2023 Filed May 23, 2023 20:17 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 3,755 | $12.33 | $46,310.42 |
DisclosureSEC source: 0001465740-23-000107 · wf-form4_168487305808282.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,391 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units on May 19, 2023. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:14 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,181 | $16.97 | $37,006.34 |
DisclosureSEC source: 0001465740-23-000046 · wf-form4_167606368196640.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,146 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 7, 2023 of restricted stock units previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.95 to $17.00, inclusive. The reporting person undertakes to provide, to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:19 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,188 | $17.74 | $38,810.31 |
DisclosureSEC source: 0001465740-23-000026 · wf-form4_167528636402865.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,327 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.70 to $17.78, inclusive. The reporting person undertakes to provide, to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:43 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 17,211 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-23-000010 · wf-form4_167407818403604.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,515 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 13, 2024, 2025 and 2026. F2 · balance_after: On November 1, 2022, the Issuer effected a one-for-four reverse stock split of its outstanding shares of common stock. The amount of securities beneficially owned reported on this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| May 20, 2022 Filed May 23, 2022 21:03 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 15,114 | $4.97 | $75,068.22 |
DisclosureSEC source: 0001465740-22-000060 · wf-form4_165333976811609.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,223 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock unit award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.95 to $5.01, inclusive. The reporting person undertakes to provide, to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 21:33 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 56,497 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000012 · wf-form4_164435597956464.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,337 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on February 7, 2023, 2024 and 2025. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:22 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 13,998 | $5.69 | $79,708.81 |
DisclosureSEC source: 0001465740-22-000002 · wf-form4_164375055048524.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,840 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 17, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings on January 28, 2022 and January 29, 2022 of restricted stock awards previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.62 to $5.75, inclusive. The reporting person undertakes to provide, to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F4 · balance_after: The reporting person's beneficial ownership amount has been adjusted to exclude 2 shares of common stock previously reported in her holdings due to an administrative error. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:24 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 97,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000064 · wf-form4_162154226297719.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,840 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on May 19, 2022, 2023 and 2024. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:37 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 10,394 | $6.08 | $63,235.02 |
DisclosureSEC source: 0001465740-21-000006 · wf-form4_161230544882778.xml · nonDerivative · entry 2 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,938 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vestings that occurred on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F4 · price: Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $6.06 to $6.12. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:37 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 5,957 | $6.02 | $35,873.65 |
DisclosureSEC source: 0001465740-21-000006 · wf-form4_161230544882778.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,332 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vestings that occurred on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $5.95 to $6.07. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:24 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,533 | $15.20 | $38,501.60 |
DisclosureSEC source: 0001465740-20-000028 · wf-form4_158050587077898.xml · nonDerivative · entry 2 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,289 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vestings that occurred on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:24 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 52,527 | $15.23 | $799,986.21 |
DisclosureSEC source: 0001465740-20-000020 · wf-form4_158041947450638.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,084 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:24 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 5,262 | $15.15 | $79,718.77 |
DisclosureSEC source: 0001465740-20-000028 · wf-form4_158050587077898.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,822 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vestings that occurred on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price paid. The shares were sold in multiple transactions at prices ranging from $15.135 to $15.1501. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:11 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 1,524 | $15.10 | $23,019.56 |
DisclosureSEC source: 0001465740-20-000010 · wf-form4_158024946457598.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,557 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on January 26, 2020 of restricted stock awards previously granted to the reporting person. Read SEC document |
| January 30, 2019 Filed Jan 30, 2019 23:00 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,528 | $14.55 | $36,782.40 |
DisclosureSEC source: 0001465740-19-000014 · wf-form4_154888918553067.xml · nonDerivative · entry 3 RISKEY MARY KATHRYN · CIK 0001661925 · Acting Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,081 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F5 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on January 29, 2019 of a restricted stock award previously granted to the reporting person. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 23:00 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 1,593 | $14.39 | $22,930.12 |
DisclosureSEC source: 0001465740-19-000014 · wf-form4_154888918553067.xml · nonDerivative · entry 2 RISKEY MARY KATHRYN · CIK 0001661925 · Acting Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,609 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 26, 2019 and January 27, 2019 of restricted stock awards previously granted to the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.39 to $14.41, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 21:24 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 34,722 | $14.40 | $499,996.80 |
DisclosureSEC source: 0001465740-19-000002 · wf-form4_154879705687014.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Acting Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,726 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 23:00 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 1,524 | $14.43 | $21,994.52 |
DisclosureSEC source: 0001465740-19-000014 · wf-form4_154888918553067.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Acting Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,202 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 26, 2019 and January 27, 2019 of restricted stock awards previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.40 to $14.48, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:08 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 620 | $15.08 | $9,349.97 |
DisclosureSEC source: 0001465740-18-000029 · wf-form4_151872891414379.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,004 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting that occurred on February 12, 2018 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.06 to $15.10, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 29, 2018 Filed Jan 29, 2018 22:33 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 17,096 | $15.12 | $258,491.52 |
DisclosureSEC source: 0001465740-18-000007 · wf-form4_151726521752402.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,810 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. F2 · balance_after: On November 1, 2017, the Issuer effected a one-for-two reverse stock split of its outstanding shares of common stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 21:37 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 3,186 | $15.16 | $48,310.91 |
DisclosureSEC source: 0001465740-18-000019 · wf-form4_151743464122863.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,624 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 26, 2018 and January 27, 2018 of restricted stock awards previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.12 to $15.19, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 21:36 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 1,284 | $8.96 | $11,506.69 |
DisclosureSEC source: 0001465740-17-000033 · wf-form4_148719455123923.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,428 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 12, 2017 of a restricted stock award previously granted to the reporting person. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:22 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 1,517 | $8.81 | $13,367.20 |
DisclosureSEC source: 0001465740-17-000022 · wf-form4_148650254834996.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,712 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 5, 2017 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.8116 to $8.8153, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 30, 2017 Filed Jan 31, 2017 22:38 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 3,190 | $8.61 | $27,449.95 |
DisclosureSEC source: 0001465740-17-000017 · wf-form4_148590228063308.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,229 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 21, 2015 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 27, 2017 of a restricted stock award previously granted to the reporting person. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 21:42 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 18,306 | $8.74 | $159,994.44 |
DisclosureSEC source: 0001465740-17-000005 · wf-form4_148581251875972.xml · nonDerivative · entry 1 RISKEY MARY KATHRYN · CIK 0001661925 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,419 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.