Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Granite Point Mortgage Trust Inc.GPMT · Entity 7217 | Director | April 02, 2018 | April 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Granite Point Mortgage Trust Inc.
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 185,482 |
Reported balance
After 2018-04-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-04-02 · Other · Acquired 32,755 · Balance 185,482 F1: On November 1, 2017, Two Harbors Investment Corp. ("Two Harbors") completed a pro rata stock dividend of the Issuer's common stock to the holders of Two Harbors common stock. The reporting person's receipt, through the Thomas E. Siering 2016 Grantor Annuity Trust I ("GRAT"), of 32,755 shares of the issuer's common stock in connection with this stock dividend was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder. On April 2, 2018, the 32,755 shares of the Issuer's commons stock held by the reporting person through the GRAT, for which the reporting person is the sole trustee and annuitant, were transferred back to the reporting person in exchange for cash. As result of the transfer, the reporting person now holds these shares directly. F2: This acquisition does not result in a change in the aggregate holdings of the reporting person, as all shares previously held in the GRAT continue to be beneficially owned by the reporting person. F3: Includes 160,482 shares, inclusive of the 32,755 shares held through the GRAT, of the Issuer's common stock acquired by the reporting person in connection with the pro rata stock dividend by Two Harbors of the Issuer's common stock. This Stock dividend was exempt from Section 16 of the Securities Exchange Act of 1934, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 1, 2017, Two Harbors Investment Corp. ("Two Harbors") completed a pro rata stock dividend of the Issuer's common stock to the holders of Two Harbors common stock. The reporting person's receipt, through the Thomas E. Siering 2016 Grantor Annuity Trust I ("GRAT"), of 32,755 shares of the issuer's common stock in connection with this stock dividend was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder. On April 2, 2018, the 32,755 shares of the Issuer's commons stock held by the reporting person through the GRAT, for which the reporting person is the sole trustee and annuitant, were transferred back to the reporting person in exchange for cash. As result of the transfer, the reporting person now holds these shares directly.
F2: This acquisition does not result in a change in the aggregate holdings of the reporting person, as all shares previously held in the GRAT continue to be beneficially owned by the reporting person.
F3: Includes 160,482 shares, inclusive of the 32,755 shares held through the GRAT, of the Issuer's common stock acquired by the reporting person in connection with the pro rata stock dividend by Two Harbors of the Issuer's common stock. This Stock dividend was exempt from Section 16 of the Securities Exchange Act of 1934, as amended.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Silver Bay Realty Trust Corp.
Report date May 09, 2017 · Filed May 09, 2017
Section 16 reporting ended · disclosed 2017-05-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-09 transaction · row 1
1 source rowRow 1 · 2017-05-09 · Disposition to issuer · Disposed 75,260 · Balance 0 F1: On February 27, 2017, the Issuer entered into a Merger and Plan of Merger among Tricon Capital Group Inc., TAH Acquisition Holdings LLC, TAH Acquisition LP, Silver Bay Management LLC and Silver Bay Operating Partnership L.P. Upon completion of the merger, the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $21.50 per share in cash, without interest (the "Merger Consideration"). F2: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 27, 2017, the Issuer entered into a Merger and Plan of Merger among Tricon Capital Group Inc., TAH Acquisition Holdings LLC, TAH Acquisition LP, Silver Bay Management LLC and Silver Bay Operating Partnership L.P. Upon completion of the merger, the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $21.50 per share in cash, without interest (the "Merger Consideration").
F2: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration.
TWO HARBORS INVESTMENT CORP.
Report date May 18, 2021 · Filed May 20, 2021
Section 16 reporting ended · disclosed 2021-05-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 397,330 |
Reported balance
After 2021-05-18 transaction · row 1
1 source rowRow 1 · 2021-05-18 · Sale · Disposed 52,376 · Balance 397,330 |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectThomas E. Siering Revocable Trust | 363,636 |
Reported balance
Holding disclosure · report date 2021-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 363,636 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2021 Filed May 20, 2021 16:20 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 52,376 | $7.23 | $378,804.18 |
DisclosureSEC source: 0001465740-21-000060 · wf-form4_162154199829628.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,330 Read SEC document |
| May 14, 2021 Filed May 17, 2021 17:20 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 100,000 | $7.09 | $709,260.00 |
DisclosureSEC source: 0001465740-21-000056 · wf-form4_162128639851400.xml · nonDerivative · entry 2 SIERING THOMAS · CIK 0001474897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,706 Read SEC document |
| May 13, 2021 Filed May 17, 2021 17:20 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 200,000 | $6.98 | $1,395,120.00 |
DisclosureSEC source: 0001465740-21-000056 · wf-form4_162128639851400.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,706 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.9577 to $7.0180, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 17:39 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 4,000 | $14.42 | $57,680.00 |
DisclosureSEC source: 0001465740-19-000083 · wf-form4_157368472432084.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 749,706 Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:40 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 5,000 | $13.11 | $65,547.50 |
DisclosureSEC source: 0001465740-19-000070 · wf-form4_156590158522150.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 745,706 F1 · balance_after: Excludes a total of 363,636 shares indirectly owned by the reporting person through the Thomas E Siering 2019 Grantor Retained Annuity Trust, the Thomas E Siering 2019 Grantor Retained Annuity Trust II and the Thomas E Siering 2019 Grantor Retained Annuity Trust III. The reporting person is the sole trustee and annuitant of each trust. These shares were previously reported by the reporting person as directly owned prior to their contribution to the trusts. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 16:39 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 3,500 | $13.80 | $48,289.50 |
DisclosureSEC source: 0001465740-19-000022 · wf-form4_155078514957423.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,104,342 Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 16:28 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 20,833 | $14.40 | $299,995.20 |
DisclosureSEC source: 0001465740-19-000006 · wf-form4_154879730173701.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,100,842 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 16:20 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 3,500 | $14.41 | $50,417.50 |
DisclosureSEC source: 0001465740-18-000129 · wf-form4_154214400591963.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080,009 Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 16:23 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 5,000 | $15.41 | $77,041.00 |
DisclosureSEC source: 0001465740-18-000113 · wf-form4_153445099768612.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,509 F1 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $15.4001 to $15.41. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 17:16 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | OtherCommon Stock | 32,755 | $16.63 | $544,715.65 |
DisclosureSEC source: 0001703644-18-000020 · wf-form4_152287659149367.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,482 F1 · kind: On November 1, 2017, Two Harbors Investment Corp. ("Two Harbors") completed a pro rata stock dividend of the Issuer's common stock to the holders of Two Harbors common stock. The reporting person's receipt, through the Thomas E. Siering 2016 Grantor Annuity Trust I ("GRAT"), of 32,755 shares of the issuer's common stock in connection with this stock dividend was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder. On April 2, 2018, the 32,755 shares of the Issuer's commons stock held by the reporting person through the GRAT, for which the reporting person is the sole trustee and annuitant, were transferred back to the reporting person in exchange for cash. As result of the transfer, the reporting person now holds these shares directly. F2 · acquired: This acquisition does not result in a change in the aggregate holdings of the reporting person, as all shares previously held in the GRAT continue to be beneficially owned by the reporting person. F3 · balance_after: Includes 160,482 shares, inclusive of the 32,755 shares held through the GRAT, of the Issuer's common stock acquired by the reporting person in connection with the pro rata stock dividend by Two Harbors of the Issuer's common stock. This Stock dividend was exempt from Section 16 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 16:30 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | OtherCommon stock, par value $0.01 per share | 172,826 | $15.23 | $2,632,139.98 |
DisclosureSEC source: 0001465740-18-000037 · wf-form4_152287377654064.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071,509 F1 · kind: On April 2, 2018, 172,826 shares held by the reporting person through the Thomas E. Siering 2016 Grantor Annuity Trust I ("GRAT"), for which the reporting person is the sole trustee and annuitant, were transferred back to the reporting person in exchange for cash. As a result of the transfer, the reporting person now holds these shares directly. F2 · acquired: This acquisition does not result in a change in the aggregate holdings of the reporting person, as all shares held in the GRAT were previously disclosed as beneficially owned by the reporting person. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 16:23 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 3,000 | $14.85 | $44,547.90 |
DisclosureSEC source: 0001465740-18-000025 · wf-form4_151855695309303.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,683 F1 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $14.8491 to $14.8494. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 29, 2018 Filed Jan 29, 2018 17:25 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 218,253 | $15.12 | $3,299,985.36 |
DisclosureSEC source: 0001465740-18-000002 · wf-form4_151726472178457.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,683 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:51 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 3,500 | $15.30 | $53,539.50 |
DisclosureSEC source: 0001465740-17-000110 · wf-form4_151078265312086.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 677,430 F1 · balance_after: On November 1, 2017, the Issuer effected a one-for-two reverse stock split of its outstanding shares of common stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 16:06 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 5,000 | $10.14 | $50,675.00 |
DisclosureSEC source: 0001465740-17-000087 · wf-form4_150291398812706.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,347,863 F1 · balance_after: Includes 198,711 shares that were previously reported as indirectly owned by the reporting person through the Thomas E. Siering 2016 Grantor Annuity Trust I and are now directly owned by the reporting person. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 19:26 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | PurchaseCommon Stock | 25,000 | $19.50 | $487,500.00 |
DisclosureSEC source: 0001104659-17-043086 · a4.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Represents shares of common stock of Issuer purchased through a directed share program in connection with the intial public offering of the Issuer's common stock, which closed on June 28, 2017. The shares were purchased at the initial public offering price of $19.50 per share. The shares are subject to a lock-up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the initial public offering. Read SEC document |
| May 09, 2017 Filed May 9, 2017 16:21 UTC | Silver Bay Realty Trust Corp. SBY · Entity 176326 | Disposition to issuerCommon Stock, par value $0.01 per share | 75,260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-030935 · doc4.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On February 27, 2017, the Issuer entered into a Merger and Plan of Merger among Tricon Capital Group Inc., TAH Acquisition Holdings LLC, TAH Acquisition LP, Silver Bay Management LLC and Silver Bay Operating Partnership L.P. Upon completion of the merger, the Reporting Person's shares of the Issuer's Common Stock were cancelled and converted into the right to receive $21.50 per share in cash, without interest (the "Merger Consideration"). F2 · price: Common Stock cancelled and converted into the right to receive an amount in cash equal to the product of the aggregate number of shares of this Common Stock and the Merger Consideration. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 17:13 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 4,000 | $8.94 | $35,760.00 |
DisclosureSEC source: 0001465740-17-000029 · wf-form4_148702397635600.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144,152 Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 16:50 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 274,599 | $8.74 | $2,399,995.26 |
DisclosureSEC source: 0001465740-17-000010 · wf-form4_148581299500703.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,140,152 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 17:28 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 3,500 | $8.48 | $29,676.15 |
DisclosureSEC source: 0001465740-16-000198 · wf-form4_147873046987892.xml · nonDerivative · entry 1 SIERING THOMAS · CIK 0001474897 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,553 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.475 to $8.479, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.