Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Granite Point Mortgage Trust Inc.GPMT · Entity 7217 | Secretary | June 23, 2020 | June 24, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Granite Point Mortgage Trust Inc.
Report date June 23, 2020 · Filed June 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,798 |
Reported balance
After 2020-06-23 transaction · row 1
1 source rowRow 1 · 2020-06-23 · Sale · Disposed 1,532 · Balance 31,798 F1: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on June 23, 2020 of a restricted stock award previously granted to the reporting person. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.25, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
F2: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on June 23, 2020 of a restricted stock award previously granted to the reporting person.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.25, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TWO HARBORS INVESTMENT CORP.
Report date August 25, 2026 · Filed August 25, 2026
Section 16 reporting ended · disclosed 2026-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 406,688 |
Reported balance
After 2026-08-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-25 · Grant · Acquired 168,271 · Balance 406,688 F1: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. F3: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-25 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-08-25 · Disposition to issuer · Disposed 406,688 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F4: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan.
F2: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration").
F3: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below.
F4: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 25, 2026 Filed Aug 25, 2026 21:05 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | Disposition to issuerCommon stock, par value $0.01 per share | 406,688 | $12.00 | $4,880,256.00 |
DisclosureSEC source: 0001104659-26-100890 · tm2621869-14_4seq1.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). F4 · shares: Pursuant to the CCM Merger Agreement, at the Effective Time, (i) each TWO RSU that was outstanding as of immediately prior to the Effective Time, whether vested or unvested, was automatically cancelled and converted into the right to receive the CCM Merger Consideration with respect to each share of TWO Common Stock and (ii) each TWO PSU that was outstanding as of immediately prior to the Effective Time was automatically canceled and converted into the right to receive the Merger Consideration with respect to each share of TWO Common Stock subject to such TWO PSU immediately prior to the Effective Time that is earned and vested assuming achievement of the applicable performance criteria at the greater of (x) target performance and (y) actual performance determined by the TWO board of directors as if the closing date contemplated by the Merger Agreement occurs was the last day of the applicable performance period. F2 · price: Pursuant to the Agreement and Plan of Merger (as amended, the "CCM Merger Agreement"), dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock ("TWO Common Stock") that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash (the "CCM Merger Consideration"). Read SEC document |
| August 25, 2026 Filed Aug 25, 2026 21:05 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 168,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-100890 · tm2621869-14_4seq1.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 406,688 F1 · shares: Represents shares of common stock deemed received by the reporting person in connection with the vesting of performance share units (each, a "TWO PSU") previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. F3 · balance_after: Includes TWO restricted stock units ("TWO RSUs") described in footnote 4 below. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 21:30 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 81,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-001620 · wk-form4_1767994221.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 238,417 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain exceptions, in equal installments on January 7, 2027, 2028 and 2029. Read SEC document |
| December 19, 2025 Filed Dec 19, 2025 22:28 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 27,370 | $11.43 | $312,787.10 |
DisclosureSEC source: 0001628280-25-058360 · wk-form4_1766183304.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 156,718 F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the accelerated vesting of restricted stock units and performance share units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.42 to $11.43, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 17, 2025 Filed Dec 19, 2025 22:28 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 37,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058360 · wk-form4_1766183304.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 184,088 F1 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units previously granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 21:20 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,561 | $12.96 | $33,190.56 |
DisclosureSEC source: 0001465740-25-000081 · wk-form4_1739308810.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 146,803 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 14, 2025 Filed Jan 15, 2025 21:41 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 3,014 | $11.24 | $33,869.83 |
DisclosureSEC source: 0001465740-25-000058 · wk-form4_1736977293.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 149,364 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.24 to $11.25, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 10, 2025 Filed Jan 10, 2025 21:24 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 3,785 | $11.14 | $42,164.90 |
DisclosureSEC source: 0001465740-25-000034 · wk-form4_1736544287.xml · nonDerivative · entry 4 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 152,378 F4 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:24 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 5,025 | $11.21 | $56,330.25 |
DisclosureSEC source: 0001465740-25-000034 · wk-form4_1736544287.xml · nonDerivative · entry 3 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 156,163 F3 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:24 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 10,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000034 · wk-form4_1736544287.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 161,188 F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 07, 2025 Filed Jan 10, 2025 21:24 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 38,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-25-000034 · wk-form4_1736544287.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 151,137 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The RSUs were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 7, 2026, 2027 and 2028. Read SEC document |
| May 21, 2024 Filed May 22, 2024 20:51 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 4,505 | $12.68 | $57,130.61 |
DisclosureSEC source: 0001465740-24-000156 · wk-form4_1716411083.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 112,894 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 6, 2024 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 22:00 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,360 | $12.30 | $29,022.34 |
DisclosureSEC source: 0001465740-24-000072 · wk-form4_1707775215.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 117,399 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 3, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 22:26 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 3,466 | $13.28 | $46,041.65 |
DisclosureSEC source: 0001465740-24-000036 · wk-form4_1705616762.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 119,759 F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 3, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 09, 2024 Filed Jan 10, 2024 22:35 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 3,446 | $14.05 | $48,418.37 |
DisclosureSEC source: 0001465740-24-000014 · wk-form4_1704926132.xml · nonDerivative · entry 3 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 123,225 F3 · kind: The reporting person sold shares to satisfy income tax liabilities incurred as a result of the vesting of the PSUs. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 3, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:35 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 7,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-24-000014 · wk-form4_1704926132.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 126,671 F2 · shares: Represents shares of common stock received by the reporting person in connection with the vesting of performance share units ("PSUs") previously granted to the reporting person under the Plan. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 22:35 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 25,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-24-000014 · wk-form4_1704926132.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 119,273 F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan ("The Plan"). The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 8, 2025, 2026 and 2027. Read SEC document |
| May 22, 2023 Filed May 23, 2023 20:19 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 4,175 | $12.33 | $51,490.28 |
DisclosureSEC source: 0001465740-23-000109 · wf-form4_168487314139534.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,691 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units on May 19, 2023. Read SEC document |
| February 08, 2023 Filed Feb 10, 2023 21:18 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,540 | $16.97 | $43,106.34 |
DisclosureSEC source: 0001465740-23-000050 · wf-form4_167606391971652.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,866 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on February 7, 2023 of restricted stock units previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.95 to $17.00, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:25 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,855 | $17.70 | $50,537.50 |
DisclosureSEC source: 0001465740-23-000030 · wf-form4_167528668901668.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,406 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.64 to $17.79, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 21:48 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 20,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-23-000014 · wf-form4_167407852435692.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,261 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on January 13, 2024, 2025 and 2026. F2 · balance_after: On November 1, 2022, the Issuer effected a one-for-four reverse stock split of its outstanding shares of common stock. The amount of securities beneficially owned reported on this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| May 20, 2022 Filed May 23, 2022 22:14 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 17,139 | $4.99 | $85,451.63 |
DisclosureSEC source: 0001465740-22-000062 · wf-form4_165334404304410.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,865 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.97 to $5.01, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 21:28 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 68,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-22-000008 · wf-form4_164435571232866.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,004 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on February 7, 2023, 2024 and 2025. Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 21:25 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 18,169 | $5.68 | $103,221.72 |
DisclosureSEC source: 0001465740-22-000004 · wf-form4_164375071346378.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,737 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 16, 2021 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings on January 28, 2022 and January 29, 2022 of restricted stock awards previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.61 to $5.75, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:28 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 111,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000076 · wf-form4_162154611844481.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,906 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on May 19, 2022, 2023 and 2024. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:39 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 17,190 | $6.08 | $104,553.02 |
DisclosureSEC source: 0001465740-21-000008 · wf-form4_161230554593428.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,018 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F5 · price: Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $6.06 to $6.11. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. F4 · balance_after: The reporting person's beneficial ownership amount has been reduced by 222 shares to reflect an administrative error on the part of the reporting person's broker. As a result of this error, the Form 4 filed by the reporting person on January 31, 2020 understated the number of shares sold to pay taxes due upon the vesting of a restricted stock award. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:39 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 8,697 | $6.02 | $52,369.86 |
DisclosureSEC source: 0001465740-21-000008 · wf-form4_161230554593428.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,208 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $5.95 to $6.07. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. F4 · balance_after: The reporting person's beneficial ownership amount has been reduced by 222 shares to reflect an administrative error on the part of the reporting person's broker. As a result of this error, the Form 4 filed by the reporting person on January 31, 2020 understated the number of shares sold to pay taxes due upon the vesting of a restricted stock award. Read SEC document |
| June 23, 2020 Filed Jun 24, 2020 20:06 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | SaleCommon Stock | 1,532 | $7.17 | $10,977.09 |
DisclosureSEC source: 0001703644-20-000053 · wf-form4_159302915085954.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,798 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on June 23, 2020 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.25, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:26 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 7,090 | $15.21 | $107,838.90 |
DisclosureSEC source: 0001465740-20-000030 · wf-form4_158050594578970.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,127 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. F4 · price: Per share price reflects the weighted average price paid. The shares were sold in multiple transactions at prices ranging from $15.19 to $15.22. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:05 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | SaleCommon Stock | 429 | $18.41 | $7,897.89 |
DisclosureSEC source: 0001447307-20-000002 · wf-form4_158050472194048.xml · nonDerivative · entry 3 Sandberg Rebecca B · CIK 0001447307 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,330 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F4 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 29, 2020 of a restricted stock award previously granted to the reporting person. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:27 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 68,942 | $15.23 | $1,049,986.66 |
DisclosureSEC source: 0001465740-20-000022 · wf-form4_158041963090019.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,939 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:26 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 7,722 | $15.12 | $116,765.13 |
DisclosureSEC source: 0001465740-20-000030 · wf-form4_158050594578970.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,217 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 28, 2020 and January 29, 2020 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price paid. The shares were sold in multiple transactions at prices ranging from $15.1201 to $15.1232. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:05 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | GrantCommon Stock | 3,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001447307-20-000002 · wf-form4_158050472194048.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,759 F3 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:05 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | SaleCommon Stock | 537 | $18.44 | $9,902.28 |
DisclosureSEC source: 0001447307-20-000002 · wf-form4_158050472194048.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,970 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 28, 2020 of a restricted stock award previously granted to the reporting person. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:13 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 4,503 | $15.09 | $67,950.72 |
DisclosureSEC source: 0001465740-20-000012 · wf-form4_158024961057343.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,997 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on January 26, 2020 of restricted stock awards previously granted to the reporting person. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 21:32 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | SaleCommon Stock | 1,610 | $18.92 | $30,461.52 |
DisclosureSEC source: 0001703644-19-000067 · wf-form4_156158473644575.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,507 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on June 22, 2019 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.87 to $18.955, inclusive. The reporting person undertakes to provide to Granite Point Mortgage Inc., any security holder of Granite Point Mortgage Trust Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 30, 2019 Filed Jan 30, 2019 22:57 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 7,078 | $14.54 | $102,878.73 |
DisclosureSEC source: 0001465740-19-000012 · wf-form4_154888903982417.xml · nonDerivative · entry 3 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,500 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F5 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on January 29, 2019 of a restricted stock award previously granted to the reporting person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.52 to $14.55, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 23:38 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | SaleCommon Stock | 424 | $19.48 | $8,257.48 |
DisclosureSEC source: 0001703644-19-000024 · wf-form4_154906427873916.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,117 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 29, 2019 of a restricted stock award previously granted to the reporting person. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 22:57 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 4,570 | $14.39 | $65,775.55 |
DisclosureSEC source: 0001465740-19-000012 · wf-form4_154888903982417.xml · nonDerivative · entry 2 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,578 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 26, 2019, and January 27, 2019 of restricted stock awards previously granted to the reporting person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.39 to $14.40, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 28, 2019 Filed Jan 29, 2019 21:26 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 52,083 | $14.40 | $749,995.20 |
DisclosureSEC source: 0001465740-19-000004 · wf-form4_154879718565122.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,573 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:30 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | GrantCommon Stock | 3,625 | $19.31 | $69,998.75 |
DisclosureSEC source: 0001703644-19-000004 · wf-form4_154881178550687.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,862 F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. F2 · balance_after: Solely as a result of arithmetical error, the Amount of Securities Beneficially Owned Following Reported Transactions(s) reported on the reporting person's Form 4s filed on January 30, 2018 and June 27, 2018 was overstated by 10,000 shares. The Amount of Securities Beneficially Owned Following Reported Transaction(s) reported on the reporting person's January 30, 2018 and June 27, 2018 Form 4s should have been 30,390 and 28,916, respectively. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 22:57 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 4,425 | $14.43 | $63,864.26 |
DisclosureSEC source: 0001465740-19-000012 · wf-form4_154888903982417.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,148 F1 · kind: The transactions reported on this Form 4 were effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 26, 2019, and January 27, 2019 of restricted stock awards previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.40 to $14.48, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| January 28, 2019 Filed Feb 1, 2019 23:13 UTC Amendment | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | GrantCommon Stock | 3,625 | $19.31 | $69,998.75 |
DisclosureSEC source: 0001703644-19-000014 · wf-form4a_154906280424460.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,541 F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. F2 · balance_after: Solely as a result of arithmetical error, the Amount of Securities Beneficially Owned Following Reported Transactions(s) reported on the reporting person's Form 4s filed on January 30, 2018 and June 27, 2018 was overstated by 10,000 shares. The Amount of Securities Beneficially Owned Following Reported Transaction(s) reported on the reporting person's January 30, 2018 and June 27, 2018 Form 4s should have been 30,390 and 28,916, respectively. Read SEC document |
| June 25, 2018 Filed Jun 28, 2018 01:32 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | SaleCommon Stock | 1,474 | $18.69 | $27,555.40 |
DisclosureSEC source: 0001703644-18-000064 · wf-form4_153014953001428.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,916 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 22, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on June 22, 2018 of a restricted stock award previously granted to the reporting person. Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:08 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,818 | $15.55 | $43,821.87 |
DisclosureSEC source: 0001465740-18-000045 · wf-form4_152650482451465.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,490 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of a vesting that occurred on May 14, 2018 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.54 to $15.57, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 29, 2018 Filed Jan 29, 2018 22:27 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 47,883 | $15.12 | $723,990.96 |
DisclosureSEC source: 0001465740-18-000004 · wf-form4_151726484263959.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,616 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. F2 · balance_after: On November 1, 2017, the Issuer effected a one-for-two reverse stock split of its outstanding shares of common stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 21:56 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | GrantCommon Stock | 2,885 | $17.33 | $49,997.05 |
DisclosureSEC source: 0001703644-18-000008 · wf-form4_151734938726161.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,390 F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. F2 · balance_after: Includes 17,005 shares of the Issuer's common stock acquired by the Reporting Person in connection with the pro rata stock dividend, by Two Harbors Investment Corp. ("Two Harbors"), of the Issuer's common stock to the holders of Two Harbors common stock. This stock dividend, completed on November 1, 2017, was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 21:33 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 9,308 | $15.16 | $141,113.93 |
DisclosureSEC source: 0001465740-18-000015 · wf-form4_151743439634199.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,308 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on February 9, 2017 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of vestings that occurred on January 26, 2018 and January 27, 2018 of restricted stock awards previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.12 to $15.19, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 28, 2017 Filed Jun 30, 2017 23:25 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | PurchaseCommon Stock | 500 | $19.50 | $9,750.00 |
DisclosureSEC source: 0001104659-17-043082 · a4.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · Gen. Coun.,VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 F1 · shares: Represents shares of common stock of Issuer purchased through a directed share program in connection with the intial public offering of the Issuer's common stock, which closed on June 28, 2017. The shares were purchased at the initial public offering price of $19.50 per share. The shares are subject to a lock-up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the initial public offering. Read SEC document |
| June 22, 2017 Filed Jun 27, 2017 00:11 UTC | Granite Point Mortgage Trust Inc. GPMT · Entity 7217 | GrantCommon Stock | 10,000 | $19.50 | $195,000.00 |
DisclosureSEC source: 0001104659-17-041581 · a4.xml · nonDerivative · entry 1 Sandberg Rebecca B · CIK 0001447307 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents a restricted stock award issued under Granite Point Mortgage Trust Inc.'s 2017 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.