Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TWO HARBORS INVESTMENT CORP.
Report date August 10, 2021 · Filed August 12, 2021
Section 16 reporting ended · disclosed 2021-08-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 33,500 |
Ending reported balance
After 2021-08-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-08-10 · Sale · Disposed 100,000 · Balance 228,413 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4201 to $6.435, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 2 · 2021-08-11 · Sale · Disposed 110,000 · Balance 118,413 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.42 to $6.4801, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp, any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Row 3 · 2021-08-12 · Sale · Disposed 84,913 · Balance 33,500 F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.485, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4201 to $6.435, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.42 to $6.4801, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp, any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.485, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 12, 2021 Filed Aug 12, 2021 20:10 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 84,913 | $6.46 | $548,121.91 |
DisclosureSEC source: 0001465740-21-000095 · wf-form4_162879903987380.xml · nonDerivative · entry 3 KOEPPEN MATTHEW · CIK 0001791303 · Former Chief Inv. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,500 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.485, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 20:10 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 110,000 | $6.44 | $708,587.00 |
DisclosureSEC source: 0001465740-21-000095 · wf-form4_162879903987380.xml · nonDerivative · entry 2 KOEPPEN MATTHEW · CIK 0001791303 · Former Chief Inv. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,413 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.42 to $6.4801, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp, any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 10, 2021 Filed Aug 12, 2021 20:10 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 100,000 | $6.43 | $642,670.00 |
DisclosureSEC source: 0001465740-21-000095 · wf-form4_162879903987380.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Former Chief Inv. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,413 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.4201 to $6.435, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:22 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 157,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001465740-21-000062 · wf-form4_162154211963743.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,413 F1 · shares: Represents restricted stock units ("RSUs") granted to the Reporting Person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, in equal installments on May 19, 2022, 2023 and 2024. Read SEC document |
| February 17, 2021 Filed Feb 18, 2021 21:27 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | PurchaseCommon stock, par value $0.01 per share | 20,000 | $6.66 | $133,292.00 |
DisclosureSEC source: 0001465740-21-000025 · wf-form4_161368360237355.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,071 F1 · price: Per share price reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.6199 to $6.6795. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 22:21 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 15,808 | $6.08 | $96,164.81 |
DisclosureSEC source: 0001465740-21-000004 · wf-form4_161230445616753.xml · nonDerivative · entry 2 KOEPPEN MATTHEW · CIK 0001791303 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,071 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F4 · price: Per share price reflects the weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.06 to $6.12. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 22:21 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,583 | $6.03 | $15,566.45 |
DisclosureSEC source: 0001465740-21-000004 · wf-form4_161230445616753.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,879 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2021 and January 29, 2021 of restricted stock awards previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price. The shares were sold in multiple transactions at prices ranging from $5.95 to $6.07. The reporting person undertakes to provide, upon request, full information regarding the shares sold in such transactions. Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 21:23 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 5,579 | $15.20 | $84,780.72 |
DisclosureSEC source: 0001465740-20-000026 · wf-form4_158050577272631.xml · nonDerivative · entry 2 KOEPPEN MATTHEW · CIK 0001791303 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,462 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2020 and January 29, 2020 of restricted stock award previously granted to the reporting person. F3 · price: Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $15.19 to $15.22. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 21:23 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 98,489 | $15.23 | $1,499,987.47 |
DisclosureSEC source: 0001465740-20-000018 · wf-form4_158041936742837.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,170 F1 · shares: Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. This award vests in three equal annual installments commencing on the first anniversary of the grant date. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 21:23 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 2,129 | $15.15 | $32,254.56 |
DisclosureSEC source: 0001465740-20-000026 · wf-form4_158050577272631.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,041 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vestings on January 28, 2020 and January 29, 2020 of restricted stock award previously granted to the reporting person. Read SEC document |
| January 27, 2020 Filed Jan 28, 2020 22:08 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | SaleCommon stock, par value $0.01 per share | 3,947 | $15.11 | $59,629.30 |
DisclosureSEC source: 0001465740-20-000008 · wf-form4_158024928930155.xml · nonDerivative · entry 1 KOEPPEN MATTHEW · CIK 0001791303 · Co-Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,681 F1 · kind: The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on November 8, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. F2 · shares: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on January 26, 2020 of a restricted stock award previously granted to the reporting person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.10 to $15.12, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.