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person · Reporting owner

Abraham Spencer

Disclosed activity across 5 companies

Tapewire entity
19887
SEC CIK
0001326633

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NRG ENERGY, INC.NRG · Entity 3216DirectorFebruary 02, 2026February 05, 2026
OCCIDENTAL PETROLEUM CORP /DE/OXY · Entity 2999DirectorMay 13, 2019May 14, 2019
PBF Energy Inc.PBF · Entity 3588DirectorApril 28, 2026April 30, 2026
URANIUM ENERGY CORPUEC · Entity 3814DirectorAugust 14, 2026August 17, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NRG ENERGY, INC.

Report date February 02, 2026 · Filed February 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01 per shareSEC Table I · non-derivativeDirect84,912 Reported balance After 2026-02-02 transaction · row 1
1 source row

Row 1 · 2026-02-02 · Grant · Acquired 248 · Balance 84,912

F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 12,730 dividend equivalent rights.

Filing footnotes · ownership attribution and instrument terms

F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 12,730 dividend equivalent rights.

OCCIDENTAL PETROLEUM CORP /DE/

Report date May 13, 2019 · Filed May 14, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect49,342 Ending reported balance After 2019-05-13 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-05-13 · Grant · Acquired 4,154 · Balance 50,495

F1: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan.

Row 2 · 2019-05-13 · Tax withholding · Disposed 1,153 · Balance 49,342

F2: Represents shares of common stock withheld to satisfy tax withholding obligations.

Filing footnotes · ownership attribution and instrument terms

F1: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan.

F2: Represents shares of common stock withheld to satisfy tax withholding obligations.

PBF Energy Inc.

Report date April 28, 2026 · Filed April 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect63,364 Ending reported balance After 2026-04-28 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-04-28 · Grant · Acquired 4,231 · Balance 64,538

F1: Constitutes restricted stock issued under the PBF Energy Inc. 2025 Equity Incentive Plan, as amended.

Row 2 · 2026-04-28 · Tax withholding · Disposed 1,174 · Balance 63,364

Filing footnotes · ownership attribution and instrument terms

F1: Constitutes restricted stock issued under the PBF Energy Inc. 2025 Equity Incentive Plan, as amended.

URANIUM ENERGY CORP

Report date August 14, 2026 · Filed August 17, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.21 · Expires 2036-08-14Direct1,623 Reported balance After 2026-08-14 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-14 · Grant · Acquired 1,623 · Balance 1,623

F1: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect35,883 Reported balance After 2026-08-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-14 · Grant · Acquired 1,015 · Balance 35,883

F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.

F3: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Filing footnotes · ownership attribution and instrument terms

F1: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.

F3: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TWO HARBORS INVESTMENT CORP.

Report date August 25, 2026 · Filed August 25, 2026

Section 16 reporting ended · disclosed 2026-08-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, par value $0.01 per shareSEC Table I · non-derivativeDirect0 Reported balance After 2026-08-25 transaction · row 1
1 source row

Row 1 · 2026-08-25 · Disposition to issuer · Disposed 35,039 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2026 Filed Aug 25, 2026 20:47 UTC TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 Disposition to issuerCommon stock, par value $0.01 per share 35,039 $12.00 $420,468.00
Disclosure

SEC source: 0001104659-26-100851 · tm2621869-1_4seq1.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.

Read SEC document
August 14, 2026 Filed Aug 17, 2026 20:32 UTC URANIUM ENERGY CORP UEC · Entity 3814 GrantRestricted Stock Units · Derivative 1,015 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-028193 · rdgdoc.xml · derivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,883

Underlying: Common Stock · 1,015 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F3 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
August 14, 2026 Filed Aug 17, 2026 20:32 UTC URANIUM ENERGY CORP UEC · Entity 3814 GrantOptions (right to buy) · Derivative 1,623 $0.00 Strike: $11.21 $0.00
Disclosure

SEC source: 0001437749-26-028193 · rdgdoc.xml · derivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,623

Underlying: Common Stock · 1,623 shares

Expires 2036-08-14

F1 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 31, 2026 Filed Aug 3, 2026 20:30 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionRestricted Stock Units · Derivative 5,629 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025453 · rdgdoc.xml · derivative · entry 8

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,868

Underlying: Common Stock · 5,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.

F5 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F5 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 20:30 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionRestricted Stock Units · Derivative 8,349 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025453 · rdgdoc.xml · derivative · entry 7

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,497

Underlying: Common Stock · 8,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.

F5 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F5 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 20:30 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionRestricted Stock Units · Derivative 12,822 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025453 · rdgdoc.xml · derivative · entry 6

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,846

Underlying: Common Stock · 12,822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.

F5 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F5 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 20:30 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionCommon Stock 5,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025453 · rdgdoc.xml · nonDerivative · entry 3

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 20:30 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionCommon Stock 8,349 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025453 · rdgdoc.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 727,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.

Read SEC document
July 31, 2026 Filed Aug 3, 2026 20:30 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionCommon Stock 12,822 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-26-025453 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 718,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.

Read SEC document
July 30, 2026 Filed Aug 3, 2026 20:30 UTC URANIUM ENERGY CORP UEC · Entity 3814 GrantRestricted Stock Units · Derivative 15,259 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025453 · rdgdoc.xml · derivative · entry 5

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,668

Underlying: Common Stock · 15,259 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F4 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F4 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 30, 2026 Filed Aug 3, 2026 20:30 UTC URANIUM ENERGY CORP UEC · Entity 3814 GrantOptions (right to buy) · Derivative 24,035 $0.00 Strike: $9.74 $0.00
Disclosure

SEC source: 0001437749-26-025453 · rdgdoc.xml · derivative · entry 4

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,035

Underlying: Common Stock · 24,035 shares

Expires 2036-07-30

F2 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F3 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
May 15, 2026 Filed May 15, 2026 20:14 UTC TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 SaleCommon stock, par value $0.01 per share 4,522 $12.58 $56,864.15
Disclosure

SEC source: 0001628280-26-035575 · wk-form4_1778876070.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,039

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

Read SEC document
April 28, 2026 Filed Apr 30, 2026 17:49 UTC PBF Energy Inc. PBF · Entity 3588 Tax withholdingClass A Common Stock 1,174 $41.37 $48,568.38
Disclosure

SEC source: 0001193125-26-196145 · ownership.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,364

Read SEC document
April 28, 2026 Filed Apr 30, 2026 17:49 UTC PBF Energy Inc. PBF · Entity 3588 GrantClass A Common Stock 4,231 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-196145 · ownership.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,538

F1 · kind: Constitutes restricted stock issued under the PBF Energy Inc. 2025 Equity Incentive Plan, as amended.

Read SEC document
February 02, 2026 Filed Feb 5, 2026 02:27 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 248 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-26-010503 · tm265291-10_4seq1.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,912

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 12,730 dividend equivalent rights.

Read SEC document
November 03, 2025 Filed Nov 6, 2025 02:45 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 196 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-25-107235 · tm2530423-1_4seq1.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,664

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Reflects a de minimus adjustment of 3 securities beneficially owned following the reported transaction as a result of fractional rounding. Includes 12,482 dividend equivalent rights.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:02 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 203 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-007044 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,465

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 12,283 dividend equivalent rights

Read SEC document
July 31, 2025 Filed Aug 1, 2025 01:46 UTC URANIUM ENERGY CORP UEC · Entity 3814 GrantOptions · Derivative 25,368 $0.00 Strike: $8.68 $0.00
Disclosure

SEC source: 0001437749-25-024263 · rdgdoc.xml · derivative · entry 8

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,073

Underlying: Common Stock · 25,368 shares

Expires 2035-07-31

F3 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F5 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

Read SEC document
July 31, 2025 Filed Aug 1, 2025 01:46 UTC URANIUM ENERGY CORP UEC · Entity 3814 GrantRestricted Stock Units · Derivative 16,889 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-024263 · rdgdoc.xml · derivative · entry 7

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,409

Underlying: Common Stock · 16,889 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F3 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F4 · derivative.exercise_date: The Restricted Stock Units vest in three equal installments beginning July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th of each year.

F4 · derivative.expiration_date: The Restricted Stock Units vest in three equal installments beginning July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th of each year.

Read SEC document
July 31, 2025 Filed Aug 1, 2025 01:46 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionRestricted Stock Units · Derivative 12,820 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-024263 · rdgdoc.xml · derivative · entry 6

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,520

Underlying: Common Stock · 12,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2025 Filed Aug 1, 2025 01:46 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionCommon Shares 12,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-024263 · rdgdoc.xml · nonDerivative · entry 3

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 705,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 29, 2025 Filed Aug 1, 2025 01:46 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionRestricted Stock Units · Derivative 8,348 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-024263 · rdgdoc.xml · derivative · entry 5

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,340

Underlying: Common Stock · 8,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 29, 2025 Filed Aug 1, 2025 01:46 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionRestricted Stock Units · Derivative 8,167 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-024263 · rdgdoc.xml · derivative · entry 4

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,688

Underlying: Common Stock · 8,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 29, 2025 Filed Aug 1, 2025 01:46 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionCommon Shares 8,348 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-024263 · rdgdoc.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 693,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 29, 2025 Filed Aug 1, 2025 01:46 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionCommon Shares 8,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-25-024263 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 684,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:17 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 1,149 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-005685 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,262

F1 · shares: Represents 1,149 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 12,080 Dividend Equivalent Rights.

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May 16, 2025 Filed May 16, 2025 20:14 UTC TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 SaleCommon stock, par value $0.01 per share 3,641 $11.98 $43,619.18
Disclosure

SEC source: 0001465740-25-000115 · wk-form4_1747426450.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,561

F2 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of RSUs previously granted to the reporting person. The sale reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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May 14, 2025 Filed May 16, 2025 20:14 UTC TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 GrantCommon stock, par value $0.01 per share 11,306 $0.00 $0.00
Disclosure

SEC source: 0001465740-25-000115 · wk-form4_1747426450.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,202

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2026 annual meeting of the stockholders of Two Harbors Investment Corp.

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May 01, 2025 Filed May 5, 2025 21:12 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 293 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-004692 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,113

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 12,080 dividend equivalent rights.

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April 29, 2025 Filed May 1, 2025 16:52 UTC PBF Energy Inc. PBF · Entity 3588 Tax withholdingClass A Common Stock 2,820 $17.22 $48,560.40
Disclosure

SEC source: 0000950170-25-061603 · ownership.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,307

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April 29, 2025 Filed May 1, 2025 16:52 UTC PBF Energy Inc. PBF · Entity 3588 GrantClass A Common Stock 10,163 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-061603 · ownership.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,127

F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan, as amended.

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February 03, 2025 Filed Feb 5, 2025 21:55 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 324 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-001263 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,820

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 11,787 dividend equivalent rights.

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November 01, 2024 Filed Nov 5, 2024 21:53 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 354 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-009646 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,496

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following the reported transaction as a result of fractional rounding. Includes 11,463 dividend equivalent rights.

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August 01, 2024 Filed Aug 5, 2024 20:43 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 416 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-007854 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,141

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 11,109 dividend equivalent rights.

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July 31, 2024 Filed Aug 2, 2024 21:41 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionRestricted Stock Units · Derivative 12,820 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024519 · rdgdoc.xml · derivative · entry 6

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,855

Underlying: Common Stock · 12,820 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

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July 31, 2024 Filed Aug 2, 2024 21:41 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionRestricted Stock Units · Derivative 8,165 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024519 · rdgdoc.xml · derivative · entry 5

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,675

Underlying: Common Stock · 8,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

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July 31, 2024 Filed Aug 2, 2024 21:41 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionRestricted Stock Units · Derivative 12,636 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024519 · rdgdoc.xml · derivative · entry 4

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,840

Underlying: Common Stock · 12,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

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July 31, 2024 Filed Aug 2, 2024 21:41 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionCommon Stock 12,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024519 · rdgdoc.xml · nonDerivative · entry 3

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 676,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:41 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionCommon Stock 8,165 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024519 · rdgdoc.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 663,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:41 UTC URANIUM ENERGY CORP UEC · Entity 3814 Exercise / conversionCommon Stock 12,636 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024519 · rdgdoc.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 655,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 23:28 UTC URANIUM ENERGY CORP UEC · Entity 3814 GrantRestricted Stock Units · Derivative 25,046 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-023790 · rdgdoc.xml · derivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,476

Underlying: Common Stock · 25,046 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F4 · derivative.exercise_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

F4 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning July 26, 2025. Vested shares will be delivered to the reporting person no later than August 25th of each year.

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July 26, 2024 Filed Jul 29, 2024 23:28 UTC URANIUM ENERGY CORP UEC · Entity 3814 GrantOptions · Derivative 37,738 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001437749-24-023790 · rdgdoc.xml · derivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,705

Underlying: Common Stock · 37,738 shares

Expires 2034-07-26

F1 · kind: Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

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June 01, 2024 Filed Jun 4, 2024 22:20 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 2,334 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-006608 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,725

F1 · shares: Represents 2,334 Deferred Stock Units issued to the Reporting Person under NRG Energy, Inc.'s Amended and Long-Term Incentive Plan.

F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit they own upon termination of their service on NRG Energy, Inc.'s Board of Directors.

F3 · balance_after: Includes 10,693 dividend equivalent rights.

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May 17, 2024 Filed May 20, 2024 20:20 UTC TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 SaleCommon stock, par value $0.01 per share 3,840 $13.02 $49,981.06
Disclosure

SEC source: 0001465740-24-000148 · wk-form4_1716236415.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,896

F1 · kind: The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting of restricted stock units previously granted to the reporting person. The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on August 10, 2022 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.

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May 15, 2024 Filed May 16, 2024 21:16 UTC TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 GrantCommon stock, par value $0.01 per share 9,104 $0.00 $0.00
Disclosure

SEC source: 0001465740-24-000132 · wk-form4_1715894151.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,736

F1 · shares: Represents restricted stock units ("RSUs") granted to the reporting person under the Two Harbors Investment Corp. 2021 Equity Incentive Plan for service as a director. The awards were received as a grant for no consideration. The common stock underlying the RSUs will vest, subject to certain limitations, on the date of the 2025 annual meeting of the stockholders of Two Harbors Investment Corp.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:35 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 400 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-005568 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,391

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 10,693 dividend equivalent rights.

Read SEC document
April 30, 2024 Filed May 2, 2024 14:08 UTC PBF Energy Inc. PBF · Entity 3588 Tax withholdingClass A Common Stock 912 $53.27 $48,582.24
Disclosure

SEC source: 0000950170-24-051684 · ownership.xml · nonDerivative · entry 2

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,964

Read SEC document
April 30, 2024 Filed May 2, 2024 14:08 UTC PBF Energy Inc. PBF · Entity 3588 GrantClass A Common Stock 3,286 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-051684 · ownership.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,876

F1 · kind: Constitutes restricted stock issued under the Amended and Restated 2017 Equity Incentive Plan, as amended.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 22:23 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 539 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-001581 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,991

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 10,293 dividend equivalent rights.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 21:04 UTC NRG ENERGY, INC. NRG · Entity 3216 GrantCommon Stock, par value $.01 per share 612 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009951 · doc4.xml · nonDerivative · entry 1

Abraham Spencer · CIK 0001326633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,452

F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following reported transaction as a result of rounding fractional shares. Includes 9,754 dividend equivalent rights.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.