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TPB

Turning Point Brands, Inc.

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4660
SEC CIK
0001290677
Parsed reports
289

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202502
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2020 Filed Apr 30, 2020 14:33 UTC PurchaseCommon Stock 1,000 $22.14 $22,140.00
Disclosure

SEC source: 0001567619-20-008637 · doc1.xml · nonDerivative · entry 1

Lavan Robert M. · CIK 0001733907 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Read SEC document
April 30, 2020 Filed May 1, 2020 15:19 UTC
Purdy GrahamChief Operating Officer
PurchaseCommon Stock 1,000 $22.57 $22,570.00
Disclosure

SEC source: 0001567619-20-008731 · doc1.xml · nonDerivative · entry 1

Purdy Graham · CIK 0001794878 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,059

Read SEC document
April 07, 2020 Filed Apr 9, 2020 18:00 UTC PurchaseCommon Stock 136,545 $20.69 $2,824,433.33
Disclosure

SEC source: 0001140361-20-008542 · form4.xml · nonDerivative · entry 1

STANDARD DIVERSIFIED INC. · CIK 0000911649 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,978,918

F1 · price: The reporting person acquired the stock as part of the consideration for its sale to a third party of all of the membership interests in a subsidiary of the reporting person. The common stock acquired was deemed by the parties to have an aggregate value of $2,824,438, as it was valued for purposes the transaction at the volume weighted average price of the common stock for the five trading days immediately preceding the date of acquisition.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 20:59 UTC OtherCommon Stock, $.01 par value ("Common Stock") 10,095 $20.69 $208,815.08
Disclosure

SEC source: 0001567619-20-007779 · doc1.xml · nonDerivative · entry 1

Glazek David Edward · CIK 0001616437 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,095

F1 · kind: Represents shares of Common Stock of the Issuer granted by Standard General L.P. ("Standard General") to the Reporting Person, which for purposes of the grant were valued at the volume weighted average closing price of the Common Stock for the five trading days immediately preceding the grant date.

F1 · price: Represents shares of Common Stock of the Issuer granted by Standard General L.P. ("Standard General") to the Reporting Person, which for purposes of the grant were valued at the volume weighted average closing price of the Common Stock for the five trading days immediately preceding the grant date.

F2 · ownership.direct: The Reporting Person is a partner of Standard General but does not exercise investment or voting discretion over securities of the Issuer held by the private investment funds for which Standard General serves as investment manager. Section 16 reports relating to such shares are filed separately by Standard General.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 20:58 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
SaleCommon Stock 136,545 $20.69 $2,824,433.33
Disclosure

SEC source: 0001567619-20-007778 · doc1.xml · nonDerivative · entry 3

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 416,534

F1 · price: On April 7, 2020, the Reporting Persons purchased all of the membership interests in a subsidiary of Standard Diversified Inc. ("SDI") from SDI on behalf of private investment vehicles referred to below in exchange for shares of Common Stock of the Issuer, which for purposes of the transaction were valued at the volume weighted average closing price of the Common Stock for the five trading days immediately preceding the transaction.

F2 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Represents shares of Common Stock of the Issuer granted by Standard General to David Glazek, a partner of Standard General, which for purposes of the grant were valued at the volume weighted average closing price of the Common Stock for the five trading days immediately preceding the grant date. Mr. Glazek is also a director of the Issuer and, in that capacity, separately files reports under Section 16. This Form 4 does not report any pecuniary interest of Mr. Glazek in securities of the Issuer.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 20:58 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
OtherCommon Stock 10,095 $20.69 $208,815.08
Disclosure

SEC source: 0001567619-20-007778 · doc1.xml · nonDerivative · entry 2

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,224

F4 · kind: Represents shares of Common Stock of the Issuer granted by Standard General to David Glazek, a partner of Standard General, which for purposes of the grant were valued at the volume weighted average closing price of the Common Stock for the five trading days immediately preceding the grant date. Mr. Glazek is also a director of the Issuer and, in that capacity, separately files reports under Section 16. This Form 4 does not report any pecuniary interest of Mr. Glazek in securities of the Issuer.

F4 · price: Represents shares of Common Stock of the Issuer granted by Standard General to David Glazek, a partner of Standard General, which for purposes of the grant were valued at the volume weighted average closing price of the Common Stock for the five trading days immediately preceding the grant date. Mr. Glazek is also a director of the Issuer and, in that capacity, separately files reports under Section 16. This Form 4 does not report any pecuniary interest of Mr. Glazek in securities of the Issuer.

F6 · ownership.direct: Shares held directly by Standard General.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 20:58 UTC
Kim SoohyungDirector · See Footnote 3 · 10% owner
PurchaseCommon Stock, $.01 par value ("Common Stock") 136,545 $20.69 $2,824,433.33
Disclosure

SEC source: 0001567619-20-007778 · doc1.xml · nonDerivative · entry 1

Standard General L.P. · CIK 0001409888 · 10% owner

Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 9,978,918

F1 · price: On April 7, 2020, the Reporting Persons purchased all of the membership interests in a subsidiary of Standard Diversified Inc. ("SDI") from SDI on behalf of private investment vehicles referred to below in exchange for shares of Common Stock of the Issuer, which for purposes of the transaction were valued at the volume weighted average closing price of the Common Stock for the five trading days immediately preceding the transaction.

F2 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein.

F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Represents shares of Common Stock of the Issuer granted by Standard General to David Glazek, a partner of Standard General, which for purposes of the grant were valued at the volume weighted average closing price of the Common Stock for the five trading days immediately preceding the grant date. Mr. Glazek is also a director of the Issuer and, in that capacity, separately files reports under Section 16. This Form 4 does not report any pecuniary interest of Mr. Glazek in securities of the Issuer.

F5 · ownership.nature: Shares owned directly by SDI. As a result of their beneficial ownership of securities of SDI, the Reporting Persons may be deemed to beneficially own shares of Common Stock of Turning Point held by SDI.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 21:49 UTC
Wigginton BrianVP & Chief Accounting Officer
GrantOptions (2020) · Derivative 2,500 $0.00 Strike: $14.85 $0.00
Disclosure

SEC source: 0001567619-20-006859 · doc1.xml · derivative · entry 1

Wigginton Brian · CIK 0001734429 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2030-03-18

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F5 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 21:48 UTC
Wexler LawrenceDirector · President and CEO
GrantOptions 2020 · Derivative 20,000 $0.00 Strike: $14.85 $0.00
Disclosure

SEC source: 0001567619-20-006858 · doc1.xml · derivative · entry 2

Wexler Lawrence · CIK 0001660246 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2030-03-18

F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan.

F7 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 21:47 UTC
Dobbins James WellsGC, Secretary, Sr. VP
GrantOptions (2020) · Derivative 4,500 $0.00 Strike: $14.85 $0.00
Disclosure

SEC source: 0001567619-20-006857 · doc1.xml · derivative · entry 2

Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2030-03-18

F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan.

F8 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of underlying the shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

F8 · derivative.expiration_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of underlying the shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 21:45 UTC
Purdy GrahamChief Operating Officer
GrantOptions (2020) · Derivative 11,000 $0.00 Strike: $14.85 $0.00
Disclosure

SEC source: 0001567619-20-006856 · doc1.xml · derivative · entry 2

Purdy Graham · CIK 0001794878 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2030-03-18

F4 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan.

F8 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022, and 33% of the underlying shares on January 1, 2023.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 21:44 UTC GrantOptions 2020 · Derivative 37,500 $0.00 Strike: $14.85 $0.00
Disclosure

SEC source: 0001567619-20-006855 · doc1.xml · derivative · entry 2

Lavan Robert M. · CIK 0001733907 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires 2030-03-18

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan.

F5 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.

Read SEC document
March 12, 2020 Filed Mar 13, 2020 13:09 UTC PurchaseCommon Stock 500 $18.14 $9,070.00
Disclosure

SEC source: 0001567619-20-006243 · doc1.xml · nonDerivative · entry 1

Lavan Robert M. · CIK 0001733907 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Read SEC document
March 11, 2020 Filed Mar 12, 2020 14:00 UTC PurchaseCommon Stock 1,000 $19.66 $19,660.00
Disclosure

SEC source: 0001567619-20-006151 · doc1.xml · nonDerivative · entry 1

Lavan Robert M. · CIK 0001733907 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Read SEC document
August 29, 2019 Filed Sep 3, 2019 18:16 UTC PurchaseCommon Stock 1,000 $35.84 $35,840.00
Disclosure

SEC source: 0001567619-19-017754 · doc1.xml · nonDerivative · entry 1

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Read SEC document
August 21, 2019 Filed Aug 22, 2019 16:19 UTC PurchaseCommon Stock 263 $37.71 $9,917.73
Disclosure

SEC source: 0001567619-19-017449 · doc1.xml · nonDerivative · entry 1

Frushone Ashley Davis · CIK 0001751483 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263

Read SEC document
August 14, 2019 Filed Aug 15, 2019 14:08 UTC PurchaseCommon Stock 1,000 $36.45 $36,450.00
Disclosure

SEC source: 0001567619-19-017063 · doc1.xml · nonDerivative · entry 1

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Read SEC document
August 02, 2019 Filed Aug 2, 2019 16:41 UTC PurchaseCommon Stock 2,500 $37.03 $92,575.00
Disclosure

SEC source: 0001567619-19-015669 · doc1.xml · nonDerivative · entry 1

Lavan Robert M. · CIK 0001733907 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F5 · price: Weighted average sale price. On 08/02/2019, the reporting person purchased the shares within a range of $37.01 to $37.03. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 02, 2019 Filed Aug 5, 2019 17:58 UTC PurchaseCommon Stock 1,000 $37.00 $37,000.00
Disclosure

SEC source: 0001567619-19-015780 · doc1.xml · nonDerivative · entry 2

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
August 02, 2019 Filed Aug 5, 2019 17:58 UTC PurchaseCommon Stock 1,000 $38.39 $38,390.00
Disclosure

SEC source: 0001567619-19-015780 · doc1.xml · nonDerivative · entry 1

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

F4 · price: Weighted average purchase price. On 08/02/2019, the reporting person purchased the shares within a range of $38.30 to $38.45. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 22, 2019 Filed May 23, 2019 15:36 UTC Exercise / conversionOptions (2013) · Derivative 31,296 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-19-011957 · doc1.xml · derivative · entry 3

Arnold Zimmerman · CIK 0001673331 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Arnold Zimmerman Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 31,296 shares

Expires 2023-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F2 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on April 5, 2013, 16.66% of the underlying shares on December 31, 2013, 16.66% of the underlying shares on December 31, 2014 and the remaining 16.68% of the underlying shares on December 31, 2015.

F4 · ownership.nature: Mr. Zimmerman as Trustee for the Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust.

Read SEC document
May 22, 2019 Filed May 23, 2019 15:36 UTC Exercise / conversionOptions (2014) · Derivative 10,432 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-19-011957 · doc1.xml · derivative · entry 2

Arnold Zimmerman · CIK 0001673331 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Arnold Zimmerman Revocable Trust

Disclosed balance after: 0

Underlying: Common Stock · 10,432 shares

Expires 2024-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.

F4 · ownership.nature: Mr. Zimmerman as Trustee for the Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust.

Read SEC document
May 22, 2019 Filed May 23, 2019 15:36 UTC Exercise / conversionCommon Stock 41,728 $3.83 $159,818.24
Disclosure

SEC source: 0001567619-19-011957 · doc1.xml · nonDerivative · entry 1

Arnold Zimmerman · CIK 0001673331 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By the Arnold Zimmerman Revocable Trust

Disclosed balance after: 62,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · ownership.nature: Mr. Zimmerman as Trustee for the Arnold Zimmerman Revocable Trust. An immediate family member is a beneficiary of the Trust.

Read SEC document
May 21, 2019 Filed May 23, 2019 23:24 UTC PurchaseCommon Stock 1,000 $50.53 $50,530.00
Disclosure

SEC source: 0001567619-19-012008 · doc1.xml · nonDerivative · entry 2

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Read SEC document
May 21, 2019 Filed May 23, 2019 23:24 UTC PurchaseCommon Stock 1,000 $50.55 $50,550.00
Disclosure

SEC source: 0001567619-19-012008 · doc1.xml · nonDerivative · entry 1

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:07 UTC
Wigginton BrianVP & Chief Accounting Officer
GrantOptions (2019) · Derivative 400 $0.00 Strike: $47.58 $0.00
Disclosure

SEC source: 0001567619-19-007472 · doc1.xml · derivative · entry 1

Wigginton Brian · CIK 0001734429 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400

Underlying: Common Stock · 400 shares

Expires 2029-03-20

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F2 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:05 UTC
Wexler LawrenceDirector · President and CEO
GrantOptions (2019) · Derivative 35,500 $0.00 Strike: $47.58 $0.00
Disclosure

SEC source: 0001567619-19-007470 · doc1.xml · derivative · entry 1

Wexler Lawrence · CIK 0001660246 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,500

Underlying: Common Stock · 35,500 shares

Expires 2029-03-20

F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan.

F6 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:03 UTC GrantOptions (2019) · Derivative 46,000 $0.00 Strike: $47.58 $0.00
Disclosure

SEC source: 0001567619-19-007468 · doc1.xml · derivative · entry 1

Lavan Robert M. · CIK 0001733907 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

Underlying: Common Stock · 46,000 shares

Expires 2029-03-20

F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:02 UTC
Dobbins James WellsGC, Secretary, Sr. VP
GrantOptions (2019) · Derivative 11,500 $0.00 Strike: $47.58 $0.00
Disclosure

SEC source: 0001567619-19-007466 · doc1.xml · derivative · entry 1

Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires 2029-03-20

F5 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan.

F7 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.

Read SEC document
November 29, 2018 Filed Nov 29, 2018 17:23 UTC PurchaseCommon Stock 3,500 $29.86 $104,510.00
Disclosure

SEC source: 0001567619-18-007093 · doc1.xml · nonDerivative · entry 1

Lavan Robert M. · CIK 0001733907 · SVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Read SEC document
November 28, 2018 Filed Nov 30, 2018 23:37 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 200 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-007188 · doc1.xml · derivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,891

Underlying: Common Stock · 200 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

Read SEC document
November 28, 2018 Filed Nov 30, 2018 23:37 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 200 $30.00 $6,000.00
Disclosure

SEC source: 0001567619-18-007188 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,046

Read SEC document
November 28, 2018 Filed Nov 30, 2018 23:37 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 200 $3.83 $766.00
Disclosure

SEC source: 0001567619-18-007188 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 01:05 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 1,400 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-006974 · doc1.xml · derivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,091

Underlying: Common Stock · 1,400 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 01:05 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 1,000 $31.92 $31,920.00
Disclosure

SEC source: 0001567619-18-006974 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,046

F7 · price: Weighted average sale price. On 11/21/2018, the reporting person sold the shares within a range of $31.71 to $32.55. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 21, 2018 Filed Nov 27, 2018 01:05 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 1,400 $3.83 $5,362.00
Disclosure

SEC source: 0001567619-18-006974 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 20:48 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 1,400 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-006541 · doc1.xml · derivative · entry 4

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,491

Underlying: Common Stock · 1,400 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

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November 14, 2018 Filed Nov 16, 2018 20:48 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 300 $33.97 $10,191.00
Disclosure

SEC source: 0001567619-18-006541 · doc1.xml · nonDerivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,646

F8 · price: Weighted average sale price. On 11/14/2018, the reporting person sold the shares within a range of $33.70 to $34.39. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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November 14, 2018 Filed Nov 16, 2018 20:48 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 700 $32.99 $23,093.00
Disclosure

SEC source: 0001567619-18-006541 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,946

F7 · price: Weighted average sale price. On 11/14/2018, the reporting person sold the shares within a range of $32.70 to $33.17. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 20:48 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 1,400 $3.83 $5,362.00
Disclosure

SEC source: 0001567619-18-006541 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,646

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 20:51 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 1,650 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-005416 · doc1.xml · derivative · entry 6

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,891

Underlying: Common Stock · 1,650 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 20:51 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 100 $39.20 $3,920.00
Disclosure

SEC source: 0001567619-18-005416 · doc1.xml · nonDerivative · entry 5

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,246

Read SEC document
November 07, 2018 Filed Nov 8, 2018 20:51 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 100 $38.19 $3,819.00
Disclosure

SEC source: 0001567619-18-005416 · doc1.xml · nonDerivative · entry 4

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,346

Read SEC document
November 07, 2018 Filed Nov 8, 2018 20:51 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 600 $37.49 $22,494.00
Disclosure

SEC source: 0001567619-18-005416 · doc1.xml · nonDerivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,446

F8 · price: Weighted average sale price. On 11/7/2018, the reporting person sold the shares within a range of $37.07 to $38.02. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 20:51 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 200 $36.35 $7,270.00
Disclosure

SEC source: 0001567619-18-005416 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,046

F7 · price: Weighted average sale price. On 11/7/2018, the reporting person sold the shares within a range of $36.02 to $36.60. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 07, 2018 Filed Nov 8, 2018 20:51 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 1,650 $3.83 $6,319.50
Disclosure

SEC source: 0001567619-18-005416 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 5, 2018 14:13 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 1,650 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-005045 · doc1.xml · derivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,541

Underlying: Common Stock · 1,650 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

Read SEC document
October 31, 2018 Filed Nov 5, 2018 14:13 UTC
Murray James MichaelSenior VP, Business Planning
SaleCommon Stock 1,000 $41.48 $41,480.00
Disclosure

SEC source: 0001567619-18-005045 · doc1.xml · nonDerivative · entry 2

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,596

F7 · price: Weighted average sale price. On 10/31/2018, the reporting person sold the shares within a range of $41.12 to $41.76. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
October 31, 2018 Filed Nov 5, 2018 14:13 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionCommon Stock 1,650 $3.83 $6,319.50
Disclosure

SEC source: 0001567619-18-005045 · doc1.xml · nonDerivative · entry 1

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 24, 2018 Filed Oct 25, 2018 21:22 UTC
Murray James MichaelSenior VP, Business Planning
Exercise / conversionOptions (2011) · Derivative 1,650 $0.00 Strike: $3.83 $0.00
Disclosure

SEC source: 0001567619-18-004571 · doc1.xml · derivative · entry 3

Murray James Michael · CIK 0001660136 · Senior VP, Business Planning

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,191

Underlying: Common Stock · 1,650 shares

Expires 2021-08-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan.

F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on August 25, 2011, 16.66% of the underlying shares on August 25, 2012, 16.66% of the underlying shares on August 25, 2013 and the remaining 16.66% of the underlying shares on August 25, 2014.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.