Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bally's CorpBALY · Entity 5528 | Executive Vice President, CFO | March 01, 2023 | March 03, 2023 |
| Lucky Strike Entertainment CorpLUCK · Entity 5101 | President and CFO | September 22, 2026 | September 23, 2026 |
| Turning Point Brands, Inc.TPB · Entity 4660 | SVP, CFO | February 18, 2021 | February 22, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bally's Corp
Report date March 01, 2023 · Filed March 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,299 |
Ending reported balance
After 2023-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-03-01 · Grant · Acquired 9,794 · Balance 26,835 F1: On March 1, 2023, the reporting person was granted 11,523 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2022. Based on the performance of Bally's Corporation (the "Company") against the applicable goals, 9,794 performance units subject to such criteria vested on March 1, 2023, resulting in the issuance of 9,794 shares of the Company's common stock to the reporting person. Row 2 · 2023-03-01 · Tax withholding · Disposed 2,536 · Balance 24,299 F2: As described in footnote 1, on March 1, 2023, the reporting person became entitled to receive 9,794 shares of the Company's common stock. The Company retained 2,536 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting. |
| Common StockSEC Table I · non-derivative | IndirectIn Trust | 21 |
Reported balance
Holding disclosure · report date 2023-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 21 F3: These shares are held in a trust for the benefit of the reporting person's child for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 1, 2023, the reporting person was granted 11,523 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2022. Based on the performance of Bally's Corporation (the "Company") against the applicable goals, 9,794 performance units subject to such criteria vested on March 1, 2023, resulting in the issuance of 9,794 shares of the Company's common stock to the reporting person.
F2: As described in footnote 1, on March 1, 2023, the reporting person became entitled to receive 9,794 shares of the Company's common stock. The Company retained 2,536 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.
F3: These shares are held in a trust for the benefit of the reporting person's child for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Lucky Strike Entertainment Corp
Report date September 22, 2026 · Filed September 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 81,571.3952 |
Reported balance
After 2026-09-22 transaction · row 1
1 source rowRow 1 · 2026-09-22 · Purchase · Acquired 387.116 · Balance 81,571.3952 |
Turning Point Brands, Inc.
Report date February 18, 2021 · Filed February 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options (2021)SEC Table II · derivative / convertible security · Conversion / exercise price $51.75 · Expires 2031-02-18 | Direct | 9,500 |
Reported balance
After 2021-02-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-02-18 · Grant · Acquired 9,500 · Balance 9,500 F1: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F6: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024. |
| Common StockSEC Table I · non-derivative | Direct | 8,500 |
Reported balance
Holding disclosure · report date 2021-02-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 8,500 |
| Options 2020SEC Table II · derivative / convertible security · Conversion / exercise price $14.85 · Expires 2030-03-18 | Direct | 37,500 |
Reported balance
Holding disclosure · report date 2021-02-18 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 37,500 F1: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F5: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023. |
| Options (2019)SEC Table II · derivative / convertible security · Conversion / exercise price $47.58 · Expires 2029-03-20 | Direct | 46,000 |
Reported balance
Holding disclosure · report date 2021-02-18 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 46,000 F1: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F4: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022. |
| Options (2018)SEC Table II · derivative / convertible security · Conversion / exercise price $21.49 · Expires 2028-03-13 | Direct | 26,000 |
Reported balance
Holding disclosure · report date 2021-02-18 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 26,000 F1: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F3: The options vest and become exercisable as to 34% of the underlying shares on March 13, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. |
| Options (2018)SEC Table II · derivative / convertible security · Conversion / exercise price $21.21 · Expires 2028-03-07 | Direct | 9,000 |
Reported balance
Holding disclosure · report date 2021-02-18 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 9,000 F1: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F2: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to the issuer's 2015 Equity Incentive Plan.
F2: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021.
F3: The options vest and become exercisable as to 34% of the underlying shares on March 13, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.
F4: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022.
F5: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023.
F6: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2026 Filed Sep 23, 2026 20:50 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | PurchaseClass A Common Stock | 387.116 | $5.48 | $2,119.46 |
DisclosureSEC source: 0001628280-26-063239 · wk-form4_1790196613.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,571.3952 Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 14:40 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | PurchaseClass A Common Stock | 276.7454 | $7.60 | $2,102.85 |
DisclosureSEC source: 0001628280-26-041791 · wk-form4_1781016014.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,184.2792 Read SEC document |
| March 06, 2026 Filed Mar 10, 2026 12:39 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | PurchaseClass A Common Stock | 246.4016 | $8.47 | $2,087.02 |
DisclosureSEC source: 0001628280-26-016245 · wk-form4_1773146396.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,907.5338 Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 20:00 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | GrantRestricted Stock Units · Derivative | 11,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058472 · wk-form4_1766433601.xml · derivative · entry 3 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,111 Underlying: Class A Common Stock · 11,061 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting for no consideration. F3 · derivative.exercise_date: The RSUs will vest in one-third installments on the first, second, and third anniversaries of the grant date of the award, subject to continued employment through each such vesting date. F3 · derivative.expiration_date: The RSUs will vest in one-third installments on the first, second, and third anniversaries of the grant date of the award, subject to continued employment through each such vesting date. Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 20:00 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | GrantRestricted Stock Units · Derivative | 20,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-058472 · wk-form4_1766433601.xml · derivative · entry 2 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,050 Underlying: Class A Common Stock · 20,050 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting for no consideration. F3 · derivative.exercise_date: The RSUs will vest in one-third installments on the first, second, and third anniversaries of the grant date of the award, subject to continued employment through each such vesting date. F3 · derivative.expiration_date: The RSUs will vest in one-third installments on the first, second, and third anniversaries of the grant date of the award, subject to continued employment through each such vesting date. Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 20:00 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | GrantStock option (right to buy) · Derivative | 31,089 | $0.00 Strike: $9.04 | $0.00 |
DisclosureSEC source: 0001628280-25-058472 · wk-form4_1766433601.xml · derivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,089 Underlying: Class A Common Stock · 31,089 shares Expires 2035-12-18 F1 · derivative.exercise_date: The option will vest and become exercisable in one-third installments on the first, second, and third anniversaries of the grant date of the award, subject to continued employment through each such vesting date. Read SEC document |
| December 08, 2025 Filed Dec 9, 2025 21:36 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | PurchaseClass A Common Stock | 243.0352 | $8.53 | $2,073.48 |
DisclosureSEC source: 0001628280-25-056116 · wk-form4_1765316175.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,661.1322 Read SEC document |
| November 04, 2025 Filed Nov 5, 2025 21:07 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | Tax withholdingClass A Common Stock | 3,055 | $8.07 | $24,653.85 |
DisclosureSEC source: 0001628280-25-049540 · wk-form4_1762376842.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,418.097 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person; not an open market transaction. Read SEC document |
| September 29, 2025 Filed Oct 1, 2025 20:35 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | Tax withholdingClass A Common Stock | 3,632 | $9.89 | $35,920.48 |
DisclosureSEC source: 0001628280-25-043456 · wk-form4_1759350907.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,473.097 F1 · shares: Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the reporting person; not an open market transaction. Read SEC document |
| September 12, 2025 Filed Sep 16, 2025 12:08 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | PurchaseClass A Common Stock | 174.1776 | $10.07 | $1,753.97 |
DisclosureSEC source: 0001733907-25-000005 · wk-form4_1758024527.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,105.097 Read SEC document |
| September 05, 2025 Filed Sep 5, 2025 17:24 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | PurchaseClass A Common Stock | 2,500 | $9.94 | $24,850.00 |
DisclosureSEC source: 0001628280-25-041712 · wk-form4_1757093090.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,930.9194 Read SEC document |
| June 06, 2025 Filed Jun 11, 2025 20:48 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | PurchaseClass A Common Stock | 192.9154 | $9.04 | $1,743.01 |
DisclosureSEC source: 0001628280-25-030784 · wk-form4_1749674890.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,430.9194 Read SEC document |
| May 09, 2025 Filed May 12, 2025 13:52 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | PurchaseClass A Common Stock | 4,000 | $8.30 | $33,200.00 |
DisclosureSEC source: 0001628280-25-024472 · wk-form4_1747057919.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,238.004 Read SEC document |
| March 07, 2025 Filed Mar 10, 2025 19:33 UTC | Lucky Strike Entertainment Corp LUCK · Entity 5101 | PurchaseClass A Common Stock | 161.3351 | $9.39 | $1,514.13 |
DisclosureSEC source: 0001628280-25-011606 · wk-form4_1741635195.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,238.004 Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 22:26 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | PurchaseClass A Common Stock | 130.1783 | $11.58 | $1,506.97 |
DisclosureSEC source: 0001628280-24-050525 · wk-form4_1733783183.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,076.6689 Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 01:40 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantStock option (right to buy) · Derivative | 75,410 | $0.00 Strike: $10.38 | $0.00 |
DisclosureSEC source: 0001628280-24-050137 · wk-form4_1733449218.xml · derivative · entry 2 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,410 Underlying: Class A Common Stock · 75,410 shares Expires 2034-11-04 F2 · derivative.exercise_date: The option agreement provides that the option will vest and become exercisable in one-third installments on each of the first, second and third anniversaries of the grant date. The option was granted on November 4, 2024. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 01:40 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantClass A Common Stock | 37,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-050137 · wk-form4_1733449218.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,946.4906 F1 · shares: Represents a grant of restricted stock units, each of which represents a contingent right to receive one share of Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock") and which will vest in one-third installments on the first, second, and third anniversaries of the grant date of the award, subject to continued employment through each such vesting date. Read SEC document |
| September 18, 2024 Filed Sep 18, 2024 21:30 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | GrantClass A Common Stock | 14,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-040817 · wk-form4_1726695004.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,314.4906 F1 · shares: Represents a grant of restricted stock units that will vest on September 9, 2025. Read SEC document |
| September 06, 2024 Filed Sep 9, 2024 16:59 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | PurchaseClass A Common Stock | 121.997 | $12.30 | $1,500.26 |
DisclosureSEC source: 0001628280-24-039815 · wk-form4_1725901146.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,399.4906 Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 16:49 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | PurchaseClass A Common Stock | 115.4936 | $12.94 | $1,494.49 |
DisclosureSEC source: 0001628280-24-027624 · wk-form4_1718124556.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,277.4936 Read SEC document |
| September 12, 2023 Filed Sep 12, 2023 17:37 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | PurchaseClass A Common Stock | 10,000 | $9.95 | $99,500.00 |
DisclosureSEC source: 0001628280-23-032042 · wk-form4_1694540248.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,162 F1 · price: The price reported in Column 4 is a weighted average price for shares purchased in multiple transactions. The purchase prices range from $9.92 to $ 9.95 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 22, 2023 Filed May 23, 2023 12:23 UTC Amendment | Lucky Strike Entertainment Corp BOWL · Entity 5101 | PurchaseClass A Common Stock | 8,467 | $11.86 | $100,417.77 |
DisclosureSEC source: 0001628280-23-019378 · wf-form4a_168484462411573.xml · nonDerivative · entry 2 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,162 Read SEC document |
| May 19, 2023 Filed May 19, 2023 15:20 UTC | Lucky Strike Entertainment Corp BOWL · Entity 5101 | PurchaseClass A Common Stock | 8,595 | $11.47 | $98,584.65 |
DisclosureSEC source: 0001628280-23-018986 · wf-form4_168450963945885.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,595 Read SEC document |
| May 19, 2023 Filed May 23, 2023 12:23 UTC Amendment | Lucky Strike Entertainment Corp BOWL · Entity 5101 | PurchaseClass A Common Stock | 8,695 | $11.47 | $99,731.65 |
DisclosureSEC source: 0001628280-23-019378 · wf-form4a_168484462411573.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,695 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:06 UTC | Bally's Corp BALY · Entity 5528 | Tax withholdingCommon Stock | 2,536 | $20.35 | $51,607.60 |
DisclosureSEC source: 0001747079-23-000037 · wf-form4_167788116727716.xml · nonDerivative · entry 2 Lavan Robert M. · CIK 0001733907 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,299 F2 · kind: As described in footnote 1, on March 1, 2023, the reporting person became entitled to receive 9,794 shares of the Company's common stock. The Company retained 2,536 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 17:06 UTC | Bally's Corp BALY · Entity 5528 | GrantCommon Stock | 9,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-23-000037 · wf-form4_167788116727716.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,835 F1 · kind: On March 1, 2023, the reporting person was granted 11,523 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2022. Based on the performance of Bally's Corporation (the "Company") against the applicable goals, 9,794 performance units subject to such criteria vested on March 1, 2023, resulting in the issuance of 9,794 shares of the Company's common stock to the reporting person. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 16:17 UTC | Bally's Corp BALY · Entity 5528 | Exercise / conversionRestricted Stock Unit · Derivative | 3,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-23-000006 · wf-form4_167286705149086.xml · derivative · entry 5 Lavan Robert M. · CIK 0001733907 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,451 Underlying: Common Stock · 3,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F6 · derivative.exercise_date: On May 1, 2021, the reporting person was granted 8,627 restricted stock units of which 1,725 vested on December 31, 2021, and 3,451 will vest on December 31, 2021 and 2022. F6 · derivative.expiration_date: On May 1, 2021, the reporting person was granted 8,627 restricted stock units of which 1,725 vested on December 31, 2021, and 3,451 will vest on December 31, 2021 and 2022. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 16:17 UTC | Bally's Corp BALY · Entity 5528 | Exercise / conversionRestricted Stock Unit · Derivative | 8,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-23-000006 · wf-form4_167286705149086.xml · derivative · entry 4 Lavan Robert M. · CIK 0001733907 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,241 Underlying: Common Stock · 8,072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F5 · derivative.exercise_date: On March 11, 2022, the reporting person was granted 30,313 restricted stock units of which 8,072, 10,297 and 11,944 will vest on December 31, 2022, 2023 and 2024, respectively. F5 · derivative.expiration_date: On March 11, 2022, the reporting person was granted 30,313 restricted stock units of which 8,072, 10,297 and 11,944 will vest on December 31, 2022, 2023 and 2024, respectively. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 16:17 UTC | Bally's Corp BALY · Entity 5528 | Tax withholdingCommon Stock | 2,807 | $19.38 | $54,399.66 |
DisclosureSEC source: 0001747079-23-000006 · wf-form4_167286705149086.xml · nonDerivative · entry 2 Lavan Robert M. · CIK 0001733907 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,041 F2 · kind: On December 31, 2022, 11,523 shares of Bally's Corporation restricted stock units vested. The Company retained 2,807 shares on that date to satisfy certain tax withholding obligations in connection with the vesting. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 16:17 UTC | Bally's Corp BALY · Entity 5528 | Exercise / conversionCommon Stock | 11,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-23-000006 · wf-form4_167286705149086.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 282 shares of Bally's Corporation (the "Company") common stock acquired through the Company's Employee Stock Purchase Plan. Read SEC document |
| March 11, 2022 Filed Mar 15, 2022 16:17 UTC | Bally's Corp BALY · Entity 5528 | GrantRestricted Stock Unit · Derivative | 30,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001747079-22-000043 · wf-form4_164737544246160.xml · derivative · entry 3 Lavan Robert M. · CIK 0001733907 · Executive Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,313 Underlying: Common Stock · 30,313 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement. F3 · derivative.exercise_date: On March 11, 2022, the reporting person was granted 30,313 restricted stock units of which 8,072, 10,297 and 11,944 will vest on December 31, 2022, 2023 and 2024, respectively. F3 · derivative.expiration_date: On March 11, 2022, the reporting person was granted 30,313 restricted stock units of which 8,072, 10,297 and 11,944 will vest on December 31, 2022, 2023 and 2024, respectively. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 21:27 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantOptions (2021) · Derivative | 9,500 | $0.00 Strike: $51.75 | $0.00 |
DisclosureSEC source: 0001567619-21-004591 · doc1.xml · derivative · entry 2 Lavan Robert M. · CIK 0001733907 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Underlying: Common Stock · 9,500 shares Expires 2031-02-18 F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F6 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2022, 33% of the underlying shares on January 1, 2023 and 33% of the underlying shares on January 1, 2024. Read SEC document |
| April 30, 2020 Filed Apr 30, 2020 14:33 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 1,000 | $22.14 | $22,140.00 |
DisclosureSEC source: 0001567619-20-008637 · doc1.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 21:44 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantOptions 2020 · Derivative | 37,500 | $0.00 Strike: $14.85 | $0.00 |
DisclosureSEC source: 0001567619-20-006855 · doc1.xml · derivative · entry 2 Lavan Robert M. · CIK 0001733907 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2030-03-18 F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F5 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2021, 33% of the underlying shares on January 1, 2022 and 33% of the underlying shares on January 1, 2023. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 13:09 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 500 | $18.14 | $9,070.00 |
DisclosureSEC source: 0001567619-20-006243 · doc1.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 14:00 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 1,000 | $19.66 | $19,660.00 |
DisclosureSEC source: 0001567619-20-006151 · doc1.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| August 02, 2019 Filed Aug 2, 2019 16:41 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 2,500 | $37.03 | $92,575.00 |
DisclosureSEC source: 0001567619-19-015669 · doc1.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F5 · price: Weighted average sale price. On 08/02/2019, the reporting person purchased the shares within a range of $37.01 to $37.03. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:03 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantOptions (2019) · Derivative | 46,000 | $0.00 Strike: $47.58 | $0.00 |
DisclosureSEC source: 0001567619-19-007468 · doc1.xml · derivative · entry 1 Lavan Robert M. · CIK 0001733907 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 Underlying: Common Stock · 46,000 shares Expires 2029-03-20 F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F4 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2020, 33% of the underlying shares on January 1, 2021 and 33% of the underlying shares on January 1, 2022. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 17:23 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | PurchaseCommon Stock | 3,500 | $29.86 | $104,510.00 |
DisclosureSEC source: 0001567619-18-007093 · doc1.xml · nonDerivative · entry 1 Lavan Robert M. · CIK 0001733907 · SVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 21:09 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | GrantOptions (2018) · Derivative | 26,000 | $0.00 Strike: $21.49 | $0.00 |
DisclosureSEC source: 0001140361-18-013692 · form4.xml · derivative · entry 1 Lavan Robert M. · CIK 0001733907 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 26,000 shares Expires 2028-03-13 F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F3 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on March 13, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.