TPB

SEC source: 0001437749-25-020343 · rdgdoc.xml · nonDerivative · entry 1

Purdy Graham · CIK 0001794878 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · price: The reported transaction involved the reporting person's exercise of 30,000 options granted under Turning Point Brands, Inc.'s 2015 and 2021 Equity Incentive Plans, as detailed in Table II.

F11 · balance_after: The reported transaction involved the reporting person's exercise of 30,000 options granted under Turning Point Brands, Inc.'s 2015 and 2021 Equity Incentive Plans. The total reported in Column 5 includes 34,011 restricted stock units and 223,455 shares of common stock.

SEC source: 0001437749-25-020110 · rdgdoc.xml · derivative · entry 13

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

SEC source: 0001437749-25-020110 · rdgdoc.xml · nonDerivative · entry 4

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F11 · shares: The reported transaction involved the reporting person's disposition of the exercised 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

SEC source: 0001437749-25-020110 · rdgdoc.xml · nonDerivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · balance_after: The reported transaction involved the reporting person's exercise of 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

SEC source: 0001437749-25-020139 · rdgdoc.xml · derivative · entry 13

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

SEC source: 0001437749-25-020139 · rdgdoc.xml · nonDerivative · entry 4

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F11 · shares: The reported transaction involved the reporting person's disposition of the exercised 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

SEC source: 0001437749-25-020139 · rdgdoc.xml · nonDerivative · entry 3

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · balance_after: The reported transaction involved the reporting person's exercise of 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

SEC source: 0001437749-25-020110 · rdgdoc.xml · derivative · entry 12

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

SEC source: 0001437749-25-020110 · rdgdoc.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F11 · shares: The reported transaction involved the reporting person's disposition of the exercised 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

SEC source: 0001437749-25-020110 · rdgdoc.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · balance_after: The reported transaction involved the reporting person's exercise of 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

SEC source: 0001437749-25-020139 · rdgdoc.xml · derivative · entry 12

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 10,000 shares

Expires 2027-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan

F7 · derivative.exercise_date: The options vested and became exercisable as to 34% of the underlying shares on January 1, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020.

SEC source: 0001437749-25-020139 · rdgdoc.xml · nonDerivative · entry 2

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,687

F11 · shares: The reported transaction involved the reporting person's disposition of the exercised 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan.

SEC source: 0001437749-25-020139 · rdgdoc.xml · nonDerivative · entry 1

Cushman Brittani · CIK 0001831600 · Sr VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · balance_after: The reported transaction involved the reporting person's exercise of 7,500 options granted under Turning Point Brands, Inc.'s 2015 Equity Incentive Plan. The total reported in Column 5 includes 9,434 restricted stock units and 32,753 shares of common stock.

SEC source: 0001437749-25-019592 · rdgdoc.xml · nonDerivative · entry 1

Usher Stephen · CIK 0001853908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,175

F1 · balance_after: The total reported in Column 5 includes 1,058 restricted stock units and 5,117 shares of common stock

SEC source: 0001140361-25-021444 · form4.xml · derivative · entry 1

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,000

Underlying: Common Stock · 78,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On June 4 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $4.6 million secured by a pledge of up to 78,000 shares of the issuer's common stock (the "Pledged Shares"). On the maturity date of June 5, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $66.06 to $86.32 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

F1 · price: On June 4 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $4.6 million secured by a pledge of up to 78,000 shares of the issuer's common stock (the "Pledged Shares"). On the maturity date of June 5, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $66.06 to $86.32 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

F1 · derivative.exercise_date: On June 4 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $4.6 million secured by a pledge of up to 78,000 shares of the issuer's common stock (the "Pledged Shares"). On the maturity date of June 5, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $66.06 to $86.32 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

F1 · derivative.expiration_date: On June 4 2025, the reporting person entered into a financing transaction with an unaffiliated dealer to receive approximately $4.6 million secured by a pledge of up to 78,000 shares of the issuer's common stock (the "Pledged Shares"). On the maturity date of June 5, 2027 the reporting person is obligated to repay the lender in cash or at the reporting person's election to deliver up to 78,000 shares of the Issuer's common stock at a price per share ranging from $66.06 to $86.32 based on the then prevailing market price. The reporting person retains beneficial ownership of the Pledged Shares, including dividend and voting rights.

SEC source: 0001437749-25-019589 · rdgdoc.xml · nonDerivative · entry 1

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,186

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.21 to $75.00.

F8 · balance_after: The total reported in Column 5 includes 3,352 restricted stock units and 351,834 shares of common stock

SEC source: 0001437749-25-015895 · rdgdoc.xml · nonDerivative · entry 2

Baxter Gregory H.A. · CIK 0001656520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,419

F2 · balance_after: The total reported in Column 5 includes 1,058 restricted stock units and 39,361 shares of common stock

SEC source: 0001437749-25-015874 · rdgdoc.xml · nonDerivative · entry 1

Usher Stephen · CIK 0001853908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,775

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,058 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 1,058 restricted stock units and 5,717 shares of common stock.

SEC source: 0001437749-25-015885 · rdgdoc.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,171

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.71 to $75.94.

F10 · balance_after: The total reported in Column 5 includes 5,948 restricted stock units and 4,223 shares of common stock.

SEC source: 0001437749-25-015872 · rdgdoc.xml · nonDerivative · entry 1

Shanahan Kathleen M · CIK 0001292085 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,058

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,058 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan.

SEC source: 0001437749-25-015882 · rdgdoc.xml · nonDerivative · entry 3

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,186

F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on 5/8/2025. The total reported in Column 5 includes 3,352 restricted stock units and 366,834 shares of common stock

SEC source: 0001437749-25-015882 · rdgdoc.xml · nonDerivative · entry 2

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 371,305

F9 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,058 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 5,767 restricted stock units and 365,538 shares of common stock.

SEC source: 0001437749-25-015882 · rdgdoc.xml · nonDerivative · entry 1

Wexler Lawrence · CIK 0001660246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 370,247

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.02 to $78.24.

F8 · balance_after: The total reported in Column 5 includes 4,709 restricted stock units and 365,538 shares of common stock

SEC source: 0001437749-25-015895 · rdgdoc.xml · nonDerivative · entry 1

Baxter Gregory H.A. · CIK 0001656520 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,919

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,058 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 1,058 restricted stock units and 40,861 shares of common stock.

SEC source: 0001437749-25-015880 · rdgdoc.xml · nonDerivative · entry 1

Diao H.C. Charles · CIK 0001591159 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,804

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,058 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 1,058 restricted stock units and 10,746 shares of common stock.

SEC source: 0001437749-25-015878 · rdgdoc.xml · nonDerivative · entry 1

Frushone Ashley Davis · CIK 0001751483 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,499

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,058 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 1,058 restricted stock units and 6,441 shares of common stock.

SEC source: 0001437749-25-015876 · rdgdoc.xml · nonDerivative · entry 1

Reddy Rohith · CIK 0001976643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,058 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes the newly awarded 1,058 restricted stock units and 4,442 shares of common stock.

SEC source: 0001437749-25-006738 · rdgdoc.xml · nonDerivative · entry 6

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,083

F8 · balance_after: The original Form 4, filed on March 5, 2025, is being amended solely to correct an administrative error that incorrectly reported the reporting person's receipt of restricted stock units under the Turning Point Brand Inc.'s 2021 Equity Incentive Plan as being granted on March 3, 2025 rather than March 5, 2025 and the related number of restricted stock units. The reported transaction involved the reporting person's receipt of a grant of 14,921 restricted stock units under Turning Point Brands, Inc.'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 35,956 restricted stock units and 91,127 common stock.

SEC source: 0001437749-25-006344 · rdgdoc.xml · nonDerivative · entry 4

Flynn Andrew · CIK 0002018147 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,478

F4 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,902 restricted stock units and 2,576 shares of common stock.

SEC source: 0001437749-25-006344 · rdgdoc.xml · nonDerivative · entry 3

Flynn Andrew · CIK 0002018147 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,878

F3 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,902 restricted stock units and 2,976 shares of common stock.

SEC source: 0001437749-25-006344 · rdgdoc.xml · nonDerivative · entry 2

Flynn Andrew · CIK 0002018147 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,230

F2 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 5,902 RSUs and 1,328 shares of Common Stock.

SEC source: 0001437749-25-006344 · rdgdoc.xml · nonDerivative · entry 1

Flynn Andrew · CIK 0002018147 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,770

F1 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 2,275 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 7,770 restricted stock units.

SEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 7

De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,175

F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 33,421 shares of common stock.

SEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 6

De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,463

F9 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 35,709 shares of common stock.

SEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 5

De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,468

F8 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 34,714 shares of common stock.

SEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 4

De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,281

F7 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 33,527 shares of common stock.

SEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 3

De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,930

F6 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,754 restricted stock units and 33,176 shares of common stock.

SEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 2

De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,286

F5 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 5,754 RSUs and 29,532 shares of Common Stock.

SEC source: 0001437749-25-006362 · rdgdoc.xml · nonDerivative · entry 1

De Plano Lorenzo · CIK 0002015498 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,155

F4 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,433 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 8,187 restricted stock units and 27,968 shares of common stock.

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 7

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,671

F15 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 7,723 shares of common stock.

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 6

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,752

F14 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 8,804 shares of common stock.

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 5

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,431

F13 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 8,483 shares of common stock.

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 4

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,111

F12 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2022. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 8,163 shares of common stock.

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 3

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,760

F11 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2020. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 5,948 restricted stock units and 7,812 shares of common stock.

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 2

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,482

F10 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 5,948 RSUs and 5,534 of Common Stock.

SEC source: 0001437749-25-006342 · rdgdoc.xml · nonDerivative · entry 1

Wigginton Brian · CIK 0001734429 · Sr VP Finance & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,246

F9 · balance_after: The reported transaction involved the reporting person's receipt of a grant of 1,415 restricted stock units under Turning Point Brands, Inc,'s 2021 Equity Incentive Plan. The total reported in Column 5 includes 8,454 restricted stock units and 3,792 shares of common stock.

SEC source: 0001437749-25-006363 · rdgdoc.xml · nonDerivative · entry 5

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,379

F7 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to performance restricted stock units that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 35,252 restricted stock units and 91,127 shares of common stock (which includes a total of 13,368 shares of common stock that have been deferred into the Company Non-Qualified Deferred Plan and will be settled in accordance with the terms thereof).

SEC source: 0001437749-25-006363 · rdgdoc.xml · nonDerivative · entry 4

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,406

F6 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in March 2024. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 35,252 restricted stock units and 93,154 shares of common stock.

SEC source: 0001437749-25-006363 · rdgdoc.xml · nonDerivative · entry 3

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,995

F5 · balance_after: Represents shares issued upon settlement of performance restricted stock units granted to the reporting person in May 2023. The compensation committee of the Board of Directors determined that the performance criteria were met on March 3, 2025. The total reported in Column 5 includes 35,252 restricted stock units and 88,743 shares of common stock.

SEC source: 0001437749-25-006363 · rdgdoc.xml · nonDerivative · entry 2

Glazek David Edward · CIK 0001616437 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,736

F4 · balance_after: The reported transaction involves shares withheld for the payment of taxes related to restricted stock units that have vested on March 3, 2025. The total reported in Column 5 includes 35,252 restricted stock units and 83,484 shares of common stock.