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Triumph Financial, Inc.

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Tapewire entity
4635
SEC CIK
0001539638
Parsed reports
473

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202610
Mar 202601
Apr 202600
May 202611
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2024 Filed May 3, 2024 20:02 UTC
Voss William B.Chief Financial Officer
GrantCommon Stock 1,388 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-020269 · wk-form4_1714766542.xml · nonDerivative · entry 1

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,092

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:03 UTC
Nelson Adam DEVP and General Counsel
GrantEmployee Stock Options · Derivative 2,010 $0.00 Strike: $72.00 $0.00
Disclosure

SEC source: 0001628280-24-020270 · wk-form4_1714766604.xml · derivative · entry 4

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,010

Underlying: Common Stock · 2,010 shares

Expires 2034-05-01

F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:03 UTC
Nelson Adam DEVP and General Counsel
Tax withholdingCommon Stock 898 $72.00 $64,656.00
Disclosure

SEC source: 0001628280-24-020270 · wk-form4_1714766604.xml · nonDerivative · entry 3

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,285

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards.

F4 · balance_after: Consists of (i) 29,460 shares beneficially owned by reporting person, and (ii) 2,825 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:03 UTC
Nelson Adam DEVP and General Counsel
GrantCommon Stock 1,092 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-020270 · wk-form4_1714766604.xml · nonDerivative · entry 2

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,183

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:03 UTC
Nelson Adam DEVP and General Counsel
GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-020270 · wk-form4_1714766604.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,091

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:01 UTC
Schreyer Edward JosephEVP, Chief Operating Officer
GrantEmployee Stock Options · Derivative 5,864 $0.00 Strike: $72.00 $0.00
Disclosure

SEC source: 0001628280-24-020266 · wk-form4_1714766495.xml · derivative · entry 3

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,864

Underlying: Common Stock · 5,864 shares

Expires 2034-05-01

F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:01 UTC
Schreyer Edward JosephEVP, Chief Operating Officer
Tax withholdingCommon Stock 8,150 $72.00 $586,800.00
Disclosure

SEC source: 0001628280-24-020266 · wk-form4_1714766495.xml · nonDerivative · entry 2

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,826

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit awards.

F3 · balance_after: Consists of (i) 13,532 shares beneficially owned by reporting person, and (ii) 32,294 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:01 UTC
Schreyer Edward JosephEVP, Chief Operating Officer
GrantCommon Stock 3,038 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-020266 · wk-form4_1714766495.xml · nonDerivative · entry 1

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,976

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:01 UTC
Lehmann GailEVP and Secretary
GrantEmployee Stock Options · Derivative 2,010 $0.00 Strike: $72.00 $0.00
Disclosure

SEC source: 0001628280-24-020264 · wk-form4_1714766467.xml · derivative · entry 4

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,010

Underlying: Common Stock · 2,010 shares

Expires 2034-05-01

F5 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F6 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:01 UTC
Lehmann GailEVP and Secretary
Tax withholdingCommon Stock 908 $72.00 $65,376.00
Disclosure

SEC source: 0001628280-24-020264 · wk-form4_1714766467.xml · nonDerivative · entry 3

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,478

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards.

F4 · balance_after: Consists of (i) 46,608 shares beneficially owned by reporting person, and (ii) 2,870 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:01 UTC
Lehmann GailEVP and Secretary
GrantCommon Stock 1,157 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-020264 · wk-form4_1714766467.xml · nonDerivative · entry 2

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,386

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:01 UTC
Lehmann GailEVP and Secretary
GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-020264 · wk-form4_1714766467.xml · nonDerivative · entry 1

Lehmann Gail · CIK 0001621763 · EVP and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,229

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:00 UTC
Graft Aaron PDirector · President & CEO
GrantEmployee Stock Options · Derivative 12,148 $0.00 Strike: $72.00 $0.00
Disclosure

SEC source: 0001628280-24-020263 · wk-form4_1714766433.xml · derivative · entry 5

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,148

Underlying: Common Stock · 12,148 shares

Expires 2034-05-01

F6 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F7 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:00 UTC
Graft Aaron PDirector · President & CEO
Tax withholdingCommon Stock 3,806 $72.00 $274,032.00
Disclosure

SEC source: 0001628280-24-020263 · wk-form4_1714766433.xml · nonDerivative · entry 3

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,206

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards.

F4 · balance_after: Consists of (i) 159,733 shares beneficially owned by reporting person, and (ii) 15,473 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:00 UTC
Graft Aaron PDirector · President & CEO
GrantCommon Stock 5,016 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-020263 · wk-form4_1714766433.xml · nonDerivative · entry 2

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,012

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:00 UTC
Graft Aaron PDirector · President & CEO
GrantCommon Stock 6,293 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-020263 · wk-form4_1714766433.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,996

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:00 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
GrantEmployee Stock Options · Derivative 2,345 $0.00 Strike: $72.00 $0.00
Disclosure

SEC source: 0001628280-24-020261 · wk-form4_1714766406.xml · derivative · entry 5

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,345

Underlying: Common Stock · 2,345 shares

Expires 2034-05-01

F6 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F7 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:00 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Tax withholdingCommon Stock 775 $72.00 $55,800.00
Disclosure

SEC source: 0001628280-24-020261 · wk-form4_1714766406.xml · nonDerivative · entry 3

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,288

F3 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards.

F4 · balance_after: Consists of (i) 15,325 shares beneficially owned by reporting person, and (ii) 2,963 shares of restricted stock of the reporting person subject to future vesting requirements.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:00 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
GrantCommon Stock 874 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-020261 · wk-form4_1714766406.xml · nonDerivative · entry 2

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,063

F2 · shares: Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:00 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
GrantCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-020261 · wk-form4_1714766406.xml · nonDerivative · entry 1

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,189

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:02 UTC SaleCommon Stock 16,000 $71.12 $1,137,920.00
Disclosure

SEC source: 0001628280-24-019592 · wk-form4_1714593757.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,484

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 209,258 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:01 UTC
Nelson Adam DEVP and General Counsel
Exercise / conversionEmployee Stock Options · Derivative 4,523 $25.80 Strike: $25.80 $116,693.40
Disclosure

SEC source: 0001628280-24-004457 · wk-form4_1707858075.xml · derivative · entry 6

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,523 shares

Expires 2027-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:01 UTC
Nelson Adam DEVP and General Counsel
SaleCommon Stock 4,523 $80.32 $363,287.36
Disclosure

SEC source: 0001628280-24-004457 · wk-form4_1707858075.xml · nonDerivative · entry 4

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,050

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 28,080 shares beneficially owned by reporting person, and (ii) 2,970 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
February 12, 2024 Filed Feb 13, 2024 21:01 UTC
Nelson Adam DEVP and General Counsel
Exercise / conversionCommon Stock 4,523 $25.80 $116,693.40
Disclosure

SEC source: 0001628280-24-004457 · wk-form4_1707858075.xml · nonDerivative · entry 3

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:01 UTC
Nelson Adam DEVP and General Counsel
Exercise / conversionEmployee Stock Options · Derivative 500 $25.80 Strike: $25.80 $12,900.00
Disclosure

SEC source: 0001628280-24-004457 · wk-form4_1707858075.xml · derivative · entry 5

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,523

Underlying: Common Stock · 500 shares

Expires 2027-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:01 UTC
Nelson Adam DEVP and General Counsel
SaleCommon Stock 500 $80.00 $40,000.00
Disclosure

SEC source: 0001628280-24-004457 · wk-form4_1707858075.xml · nonDerivative · entry 2

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,050

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 21:01 UTC
Nelson Adam DEVP and General Counsel
Exercise / conversionCommon Stock 500 $25.80 $12,900.00
Disclosure

SEC source: 0001628280-24-004457 · wk-form4_1707858075.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:03 UTC GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003048 · wk-form4_1706907775.xml · nonDerivative · entry 1

BRADFORD DEBRA A · CIK 0001109255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,705

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 5,705 shares beneficially owned by reporting person.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:05 UTC
Easley LauraDirector
GrantCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003054 · wk-form4_1706907943.xml · nonDerivative · entry 1

Easley Laura · CIK 0001810741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,531

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 6,531 shares beneficially owned by reporting person.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:07 UTC GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003056 · wk-form4_1706907985.xml · nonDerivative · entry 1

Miller Maribess L · CIK 0001488288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,385

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 19,385 shares beneficially owned by reporting person.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:08 UTC GrantCommon Stock 859 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003059 · wk-form4_1706908094.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,484

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 225,258 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:04 UTC GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003049 · wk-form4_1706907829.xml · nonDerivative · entry 1

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,741

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 7,741 shares beneficially owned by reporting person.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:09 UTC GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003060 · wk-form4_1706908161.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,943

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 44,943 shares beneficially owned by reporting person.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:07 UTC GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003058 · wk-form4_1706908050.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,469

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 20,335 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:04 UTC GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003053 · wk-form4_1706907884.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,794

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 16,166 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:02 UTC GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003046 · wk-form4_1706907733.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,242

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 10,954 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,288 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse.

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February 01, 2024 Filed Feb 2, 2024 21:01 UTC GrantCommon Stock 538 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-003044 · wk-form4_1706907686.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,190

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 114,849 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,341 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

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January 29, 2024 Filed Jan 31, 2024 21:01 UTC
Schreyer Edward JosephEVP, Chief Operating Officer
SaleCommon Stock 12,820 $72.43 $928,552.60
Disclosure

SEC source: 0001628280-24-002716 · wk-form4_1706734885.xml · nonDerivative · entry 1

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 50,939

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 5 shares beneficially owned by reporting person, and (ii) 50,934 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

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December 14, 2023 Filed Dec 15, 2023 21:01 UTC SaleCommon Stock 13,500 $76.10 $1,027,350.00
Disclosure

SEC source: 0001628280-23-041670 · wk-form4_1702674090.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,625

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 224,399 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

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December 13, 2023 Filed Dec 15, 2023 21:00 UTC
Graft Aaron PDirector · President & CEO
SaleCommon Stock 25,000 $72.92 $1,823,000.00
Disclosure

SEC source: 0001628280-23-041668 · wk-form4_1702674040.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 167,703

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 153,668 shares beneficially owned by reporting person, and (ii) 14,035 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

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December 05, 2023 Filed Dec 7, 2023 21:03 UTC
Nelson Adam DEVP and General Counsel
Exercise / conversionEmployee Stock Options · Derivative 10,539 $15.87 Strike: $15.87 $167,253.93
Disclosure

SEC source: 0001628280-23-041060 · wk-form4_1701982973.xml · derivative · entry 3

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,539 shares

Expires 2026-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

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December 05, 2023 Filed Dec 7, 2023 21:03 UTC
Nelson Adam DEVP and General Counsel
SaleCommon Stock 10,539 $70.53 $743,315.67
Disclosure

SEC source: 0001628280-23-041060 · wk-form4_1701982973.xml · nonDerivative · entry 2

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,050

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 28,080 shares beneficially owned by reporting person, and (ii) 2,970 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

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December 05, 2023 Filed Dec 7, 2023 21:03 UTC
Nelson Adam DEVP and General Counsel
Exercise / conversionCommon Stock 10,539 $15.87 $167,253.93
Disclosure

SEC source: 0001628280-23-041060 · wk-form4_1701982973.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 05, 2023 Filed Dec 7, 2023 21:02 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
SaleCommon Stock 2,000 $70.77 $141,540.00
Disclosure

SEC source: 0001628280-23-041059 · wk-form4_1701982928.xml · nonDerivative · entry 1

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,974

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 14,133 shares beneficially owned by reporting person, and (ii) 2,841 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

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December 01, 2023 Filed Dec 5, 2023 21:04 UTC
Schreyer Edward JosephEVP, Chief Operating Officer
SaleCommon Stock 1,228 $70.00 $85,960.00
Disclosure

SEC source: 0001628280-23-040736 · wk-form4_1701810276.xml · nonDerivative · entry 1

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,759

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 12,825 shares beneficially owned by reporting person, and (ii) 50,934 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

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November 28, 2023 Filed Nov 30, 2023 22:29 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-040372 · wk-form4_1701383339.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,125

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization

F2 · balance_after: Consists of (i) 237,899 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

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November 24, 2023 Filed Nov 28, 2023 21:01 UTC
Schreyer Edward JosephEVP, Chief Operating Officer
SaleCommon Stock 11,234 $70.08 $787,278.72
Disclosure

SEC source: 0001628280-23-040112 · wk-form4_1701205287.xml · nonDerivative · entry 1

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,987

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 14,053 shares beneficially owned by reporting person, and (ii) 50,934 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

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November 21, 2023 Filed Nov 22, 2023 21:01 UTC SaleCommon Stock 21,500 $70.07 $1,506,505.00
Disclosure

SEC source: 0001628280-23-039859 · wk-form4_1700686864.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,125

F1 · price: The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 242,899 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

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November 20, 2023 Filed Nov 21, 2023 21:04 UTC
Graft Aaron PDirector · President & CEO
GiftCommon Stock 2,857 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-039769 · wk-form4_1700600621.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,703

F1 · kind: Represents a gift to 501(c)3 charitable organizations.

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October 27, 2023 Filed Oct 31, 2023 20:14 UTC GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-035719 · wk-form4_1698783277.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,652

F1 · kind: The transaction reported involved a gift by the reporting person to a 501(c)3 organization.

F2 · balance_after: Consists of (i) 114,311 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,341 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.