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NYSE · USD

TFIN

Triumph Financial, Inc.

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Tapewire entity
4635
SEC CIK
0001539638
Parsed reports
473

Last 12 months

Inside the activity.

2 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202610
Mar 202601
Apr 202600
May 202611
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2025 Filed Feb 5, 2025 21:05 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004022 · wk-form4_1738789534.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,565

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 11,915 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 8,650 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse.

Read SEC document
February 03, 2025 Filed Feb 5, 2025 21:04 UTC GrantCommon Stock 493 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004021 · wk-form4_1738789490.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,551

F1 · shares: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of Common Stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 115,810 shares of Common Stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of Common Stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:05 UTC GiftCommon Stock 1,088 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-052325 · wk-form4_1734987912.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,174

F1 · shares: Represents a gift by the reporting person to a 501(c)(3) charitable organization

F2 · balance_after: Consists of (i) 16,634 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 37,540 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:05 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Exercise / conversionEmployee Stock Options · Derivative 744 $0.00 Strike: $51.25 $0.00
Disclosure

SEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · derivative · entry 13

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,232

Underlying: Common Stock · 744 shares

Expires 2033-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents non-qualified stock option of Issuer granted to reporting person under the Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:05 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Exercise / conversionEmployee Stock Options · Derivative 1,093 $0.00 Strike: $69.44 $0.00
Disclosure

SEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · derivative · entry 12

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,094

Underlying: Common Stock · 1,093 shares

Expires 2032-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents non-qualified stock option of Issuer granted to reporting person under the Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:05 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Exercise / conversionEmployee Stock Options · Derivative 2,931 $0.00 Strike: $26.25 $0.00
Disclosure

SEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · derivative · entry 11

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,931 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents non-qualified stock option of Issuer granted to reporting person under the Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:05 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Exercise / conversionEmployee Stock Options · Derivative 945 $0.00 Strike: $31.00 $0.00
Disclosure

SEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · derivative · entry 10

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 945 shares

Expires 2029-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents non-qualified stock option of Issuer granted to reporting person under the Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:05 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Tax withholdingCommon Stock 468 $100.95 $47,244.60
Disclosure

SEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 8

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,079

F1 · shares: Represents shares forfeited by the reporting person to satisfy exercise price and tax withholding obligations upon exercise of option shares.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:05 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Tax withholdingCommon Stock 829 $102.20 $84,723.80
Disclosure

SEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 7

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,547

F1 · shares: Represents shares forfeited by the reporting person to satisfy exercise price and tax withholding obligations upon exercise of option shares.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:05 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Tax withholdingCommon Stock 1,286 $101.84 $130,966.24
Disclosure

SEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 6

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,376

F1 · shares: Represents shares forfeited by the reporting person to satisfy exercise price and tax withholding obligations upon exercise of option shares.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:05 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Tax withholdingCommon Stock 485 $101.84 $49,392.40
Disclosure

SEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 5

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,662

F1 · shares: Represents shares forfeited by the reporting person to satisfy exercise price and tax withholding obligations upon exercise of option shares.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:05 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Exercise / conversionCommon Stock 744 $51.25 $38,130.00
Disclosure

SEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 4

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:05 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Exercise / conversionCommon Stock 1,093 $69.44 $75,897.92
Disclosure

SEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 3

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:05 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Exercise / conversionCommon Stock 2,931 $26.25 $76,938.75
Disclosure

SEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 2

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 21:05 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
Exercise / conversionCommon Stock 945 $31.00 $29,295.00
Disclosure

SEC source: 0001628280-24-051658 · wk-form4_1734469512.xml · nonDerivative · entry 1

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,379

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 21:05 UTC GiftCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-051187 · wk-form4_1734123908.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,058

F1 · shares: Represents a gift by the reporting person to a 501(c)(3) charitable organization

F2 · balance_after: Consists of (i) 115,317 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 12,741 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kimberly Anderson.

Read SEC document
December 04, 2024 Filed Dec 6, 2024 21:05 UTC GiftCommon Stock 1,260 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-050213 · wk-form4_1733519107.xml · nonDerivative · entry 1

Miller Maribess L · CIK 0001488288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,593

F1 · shares: Represents a gift by the reporting person to a 501(c)(3) charitable organization

F2 · balance_after: Consists of (i) 18,593 shares beneficially owned by reporting person.

Read SEC document
November 29, 2024 Filed Dec 3, 2024 21:05 UTC
Graft Aaron PDirector · President & CEO
SaleCommon Stock 13,500 $106.36 $1,435,860.00
Disclosure

SEC source: 0001628280-24-049742 · wk-form4_1733259942.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,533

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 136,060 shares beneficially owned by reporting person, and (ii) 15,473 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 21:05 UTC GiftCommon Stock 5,638 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-048970 · wk-form4_1732309509.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,072

F1 · shares: Represents a gift by the reporting person to a 501(c)(3) charitable organization

F2 · balance_after: Consists of (i) 11,422 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 8,650 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:04 UTC
Graft Aaron PDirector · President & CEO
GiftCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-048259 · wk-form4_1731963890.xml · nonDerivative · entry 2

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,033

F1 · shares: Represents gifts by the reporting person to a 501(c)(3) charitable organizations

F2 · balance_after: Consists of (i) 149,560 shares beneficially owned by reporting person, and (ii) 15,473 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:04 UTC
Graft Aaron PDirector · President & CEO
GiftCommon Stock 2,108 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-048259 · wk-form4_1731963890.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,598

F1 · shares: Represents gifts by the reporting person to a 501(c)(3) charitable organizations

Read SEC document
November 01, 2024 Filed Nov 5, 2024 21:02 UTC
Schreyer Edward JosephEVP, Chief Operating Officer
SaleCommon Stock 6,129 $88.94 $545,113.26
Disclosure

SEC source: 0001628280-24-045264 · wk-form4_1730840549.xml · nonDerivative · entry 1

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,569

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 1,275 shares beneficially owned by reporting person, and (ii) 32,294 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
October 25, 2024 Filed Oct 29, 2024 20:00 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-044088 · wk-form4_1730232019.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,937

F1 · shares: Represents a gift by the reporting person to a 501(c)(3) charitable organization

F2 · balance_after: Consists of (i) 35,937 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 20:02 UTC
Voss William B.Chief Financial Officer
SaleCommon Stock 2,018 $83.88 $169,269.84
Disclosure

SEC source: 0001628280-24-038797 · wk-form4_1724961672.xml · nonDerivative · entry 2

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,135

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 6,489 shares beneficially owned by reporting person, and (ii) 3,646 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
August 27, 2024 Filed Aug 29, 2024 20:02 UTC
Voss William B.Chief Financial Officer
SaleCommon Stock 9,491 $83.50 $792,498.50
Disclosure

SEC source: 0001628280-24-038797 · wk-form4_1724961672.xml · nonDerivative · entry 1

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,153

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 16, 2024 Filed Aug 20, 2024 20:02 UTC
Graft Aaron PDirector · President & CEO
SaleCommon Stock 7,500 $84.28 $632,100.00
Disclosure

SEC source: 0001628280-24-037884 · wk-form4_1724184123.xml · nonDerivative · entry 1

Graft Aaron P · CIK 0001621666 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,706

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 152,233 shares beneficially owned by reporting person, and (ii) 15,473 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
August 06, 2024 Filed Aug 7, 2024 20:00 UTC
Schreyer Edward JosephEVP, Chief Operating Officer
SaleCommon Stock 6,128 $81.41 $498,880.48
Disclosure

SEC source: 0001628280-24-035589 · wk-form4_1723060838.xml · nonDerivative · entry 1

Schreyer Edward Joseph · CIK 0001918655 · EVP, Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,698

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 7,404 shares beneficially owned by reporting person, and (ii) 32,294 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
July 26, 2024 Filed Jul 30, 2024 20:04 UTC GiftCommon Stock 9,232 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-033450 · wk-form4_1722369876.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,000

F1 · kind: Represents a gift by the reporting person to a 501(c)(3) charitable organization

F2 · balance_after: Consists of (i) 200,774 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 20:49 UTC
Nelson Adam DEVP and General Counsel
Exercise / conversionEmployee Stock Options · Derivative 4,598 $26.25 Strike: $26.25 $120,697.50
Disclosure

SEC source: 0001628280-24-031792 · wk-form4_1720817384.xml · derivative · entry 3

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,598 shares

Expires 2030-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F4 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 20:49 UTC
Nelson Adam DEVP and General Counsel
SaleCommon Stock 4,598 $87.27 $401,267.46
Disclosure

SEC source: 0001628280-24-031792 · wk-form4_1720817384.xml · nonDerivative · entry 2

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,285

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 29,460 shares beneficially owned by reporting person, and (ii) 2,825 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

Read SEC document
July 11, 2024 Filed Jul 12, 2024 20:49 UTC
Nelson Adam DEVP and General Counsel
Exercise / conversionCommon Stock 4,598 $26.25 $120,697.50
Disclosure

SEC source: 0001628280-24-031792 · wk-form4_1720817384.xml · nonDerivative · entry 1

Nelson Adam D · CIK 0001621766 · EVP and General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:13 UTC GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031106 · wk-form4_1720037580.xml · nonDerivative · entry 1

BRADFORD DEBRA A · CIK 0001109255 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,173

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 6,173 shares beneficially owned by reporting person.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 21:00 UTC
Easley LauraDirector
GrantCommon Stock 592 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031160 · wk-form4_1720040439.xml · nonDerivative · entry 1

Easley Laura · CIK 0001810741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,123

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 7,123 shares beneficially owned by reporting person.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:54 UTC GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031152 · wk-form4_1720040079.xml · nonDerivative · entry 1

Miller Maribess L · CIK 0001488288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,853

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 19,853 shares beneficially owned by reporting person.

Read SEC document
July 01, 2024 Filed Jul 3, 2024 20:52 UTC GrantCommon Stock 748 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031148 · wk-form4_1720039914.xml · nonDerivative · entry 1

Sepulveda Carlos M · CIK 0001405703 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,232

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 210,006 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.

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July 01, 2024 Filed Jul 3, 2024 20:37 UTC GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031131 · wk-form4_1720039065.xml · nonDerivative · entry 1

Deadman Davis R · CIK 0001365257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,227

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 8,227 shares beneficially owned by reporting person.

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July 01, 2024 Filed Jul 3, 2024 21:04 UTC GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031171 · wk-form4_1720040640.xml · nonDerivative · entry 1

Davis Richard Loren · CIK 0001623821 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,262

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 16,634 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis

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July 01, 2024 Filed Jul 3, 2024 20:58 UTC GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031157 · wk-form4_1720040298.xml · nonDerivative · entry 1

Rafferty Michael P · CIK 0001621769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,937

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 20,803 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty.

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July 01, 2024 Filed Jul 3, 2024 20:57 UTC GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031155 · wk-form4_1720040236.xml · nonDerivative · entry 1

Barnes Harrison B. · CIK 0001893802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,710

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 11,422 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,288 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse.

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July 01, 2024 Filed Jul 3, 2024 20:41 UTC GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031139 · wk-form4_1720039272.xml · nonDerivative · entry 1

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,411

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 45,411 shares beneficially owned by reporting person.

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July 01, 2024 Filed Jul 3, 2024 20:07 UTC GrantCommon Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-031096 · wk-form4_1720037255.xml · nonDerivative · entry 1

Anderson Charles A · CIK 0001623596 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,658

F1 · shares: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F1 · price: Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.

F2 · balance_after: Consists of (i) 115,317 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,341 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson.

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June 20, 2024 Filed Feb 5, 2025 21:11 UTC OtherCommon Stock 4,229 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-004037 · wk-form4_1738789884.xml · nonDerivative · entry 2

Sparks C Todd · CIK 0001621665 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 5,959

F2 · shares: Represents shares inherited by the Reporting Person's spouse pursuant to the laws of decent and distribution.

F3 · ownership.nature: Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.

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May 13, 2024 Filed May 14, 2024 20:28 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
SaleCommon Stock 3,000 $74.07 $222,210.00
Disclosure

SEC source: 0001628280-24-023230 · wk-form4_1715718497.xml · nonDerivative · entry 2

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,434

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 4,471 shares beneficially owned by reporting person, and (ii) 2,963 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

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May 10, 2024 Filed May 14, 2024 20:28 UTC
Ritterbusch ToddPresident - TBK Bank, SSB
SaleCommon Stock 7,854 $73.84 $579,939.36
Disclosure

SEC source: 0001628280-24-023230 · wk-form4_1715718497.xml · nonDerivative · entry 1

Ritterbusch Todd · CIK 0001774173 · President - TBK Bank, SSB

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,434

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

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May 06, 2024 Filed May 8, 2024 16:00 UTC
Forman-Barenblit MelissaEVP, Pres-TriumphPay-TBK Bank
SaleCommon Stock 2,780 $73.74 $204,997.20
Disclosure

SEC source: 0001628280-24-021646 · wk-form4_1715198437.xml · nonDerivative · entry 1

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,808

F1 · price: The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Consists of (i) 5,596 shares beneficially owned by reporting person, and (ii) 4,212 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

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May 01, 2024 Filed May 3, 2024 16:04 UTC
Forman-Barenblit MelissaEVP, Pres-TriumphPay-TBK Bank
GrantEmployee Stock Options · Derivative 2,848 $0.00 Strike: $72.00 $0.00
Disclosure

SEC source: 0001628280-24-020274 · wk-form4_1714766678.xml · derivative · entry 4

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,848

Underlying: Common Stock · 2,848 shares

Expires 2034-05-01

F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

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May 01, 2024 Filed May 3, 2024 16:04 UTC
Forman-Barenblit MelissaEVP, Pres-TriumphPay-TBK Bank
Tax withholdingCommon Stock 594 $72.00 $42,768.00
Disclosure

SEC source: 0001628280-24-020274 · wk-form4_1714766678.xml · nonDerivative · entry 2

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,588

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit awards.

F3 · balance_after: Consists of (i) 8,376 shares beneficially owned by reporting person, and (ii) 4,212 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

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May 01, 2024 Filed May 3, 2024 16:04 UTC
Forman-Barenblit MelissaEVP, Pres-TriumphPay-TBK Bank
GrantCommon Stock 1,475 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-020274 · wk-form4_1714766678.xml · nonDerivative · entry 1

Forman-Barenblit Melissa · CIK 0001923715 · EVP, Pres-TriumphPay-TBK Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,182

F1 · shares: Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.

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May 01, 2024 Filed May 3, 2024 20:02 UTC
Voss William B.Chief Financial Officer
GrantEmployee Stock Options · Derivative 2,680 $0.00 Strike: $72.00 $0.00
Disclosure

SEC source: 0001628280-24-020269 · wk-form4_1714766542.xml · derivative · entry 3

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,680

Underlying: Common Stock · 2,680 shares

Expires 2034-05-01

F4 · security: Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.

F5 · derivative.exercise_date: Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

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May 01, 2024 Filed May 3, 2024 20:02 UTC
Voss William B.Chief Financial Officer
Tax withholdingCommon Stock 448 $72.00 $32,256.00
Disclosure

SEC source: 0001628280-24-020269 · wk-form4_1714766542.xml · nonDerivative · entry 2

Voss William B. · CIK 0001878805 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,644

F2 · shares: Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit awards.

F3 · balance_after: Consists of (i) 17,998 shares beneficially owned by reporting person, and (ii) 3,646 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.