Tapewire

Nasdaq · USD

SWBI

SMITH & WESSON BRANDS, INC.

Export transactions ↓
Tapewire entity
5379
SEC CIK
0001092796
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2018 Filed Sep 6, 2018 22:52 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-18-049962 · doc4.xml · derivative · entry 3

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 15, 2008 date of grant, until fully vested on September 15, 2009.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:52 UTC SaleCommon Stock 10,000 $14.50 $145,000.00
Disclosure

SEC source: 0001209191-18-049962 · doc4.xml · nonDerivative · entry 2

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,834.333

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 20, 2017.

Read SEC document
September 04, 2018 Filed Sep 6, 2018 22:52 UTC Exercise / conversionCommon Stock 10,000 $4.44 $44,400.00
Disclosure

SEC source: 0001209191-18-049962 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,834.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2018 Filed Jul 18, 2018 22:13 UTC
McPherson Deana LChief Accounting Officer
Tax withholdingCommon Stock 73 $10.85 $792.05
Disclosure

SEC source: 0001209191-18-043142 · doc4.xml · nonDerivative · entry 2

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,237

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 21:43 UTC
McPherson Deana LChief Accounting Officer
Tax withholdingCommon Stock 332 $11.51 $3,821.32
Disclosure

SEC source: 0001209191-18-042484 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,726

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:35 UTC
McPherson Deana LChief Accounting Officer
Tax withholdingCommon Stock 389 $12.74 $4,955.86
Disclosure

SEC source: 0001209191-18-038643 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,058

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 158 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2018.

Read SEC document
June 15, 2018 Filed Jul 18, 2018 22:13 UTC
McPherson Deana LChief Accounting Officer
GrantCommon Stock 4,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-043142 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,310

F1 · shares: 25% of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
May 01, 2018 Filed May 3, 2018 00:08 UTC
Smith Mark PeterSee remarks.
Tax withholdingCommon Stock 2,094 $10.99 $23,013.06
Disclosure

SEC source: 0001209191-18-027477 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,870

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2018 Filed May 3, 2018 00:06 UTC
Debney P. JamesDirector · President and CEO
Tax withholdingCommon Stock 8,271 $10.99 $90,898.29
Disclosure

SEC source: 0001209191-18-027476 · doc4.xml · nonDerivative · entry 1

Debney P. James · CIK 0001476145 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,634

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2018 Filed May 3, 2018 00:04 UTC
Cicero Robert J.See Remarks
Tax withholdingCommon Stock 2,103 $10.99 $23,111.97
Disclosure

SEC source: 0001209191-18-027475 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,813

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2018 Filed May 3, 2018 00:01 UTC
Buchanan JeffreySee Remarks
Tax withholdingCommon Stock 3,582 $10.99 $39,366.18
Disclosure

SEC source: 0001209191-18-027474 · doc4.xml · nonDerivative · entry 1

BUCHANAN JEFFREY D · CIK 0001247555 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,656

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 23:16 UTC
Smith Mark PeterSee remarks.
GrantPerformance Rights · Derivative 28,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026926 · doc4.xml · derivative · entry 2

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2022-05-01

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 23:16 UTC
Smith Mark PeterSee remarks.
GrantCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026926 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,964

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2018. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 23:14 UTC
Debney P. JamesDirector · President and CEO
GrantPerformance Rights · Derivative 140,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026922 · doc4.xml · derivative · entry 2

Debney P. James · CIK 0001476145 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,200

Underlying: Common Stock · 140,200 shares

Expires 2022-05-01

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 23:14 UTC
Debney P. JamesDirector · President and CEO
GrantCommon Stock 63,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026922 · doc4.xml · nonDerivative · entry 1

Debney P. James · CIK 0001476145 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,905

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2018. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 23:12 UTC
Cicero Robert J.See Remarks
GrantPerformance Rights · Derivative 28,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026916 · doc4.xml · derivative · entry 2

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2022-05-01

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 23:12 UTC
Cicero Robert J.See Remarks
GrantCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026916 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,916

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2018. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

F2 · balance_after: Includes 969 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2018.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 23:09 UTC
Buchanan JeffreySee Remarks
GrantPerformance Rights · Derivative 50,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026913 · doc4.xml · derivative · entry 2

BUCHANAN JEFFREY D · CIK 0001247555 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,200

Underlying: Common Stock · 50,200 shares

Expires 2022-05-01

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 26, 2018 Filed Apr 30, 2018 23:09 UTC
Buchanan JeffreySee Remarks
GrantCommon Stock 22,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-026913 · doc4.xml · nonDerivative · entry 1

BUCHANAN JEFFREY D · CIK 0001247555 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,238

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2018. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

F2 · balance_after: Includes 1,078 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2018.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:39 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0001209191-18-023848 · doc4.xml · derivative · entry 3

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 15, 2008 date of grant.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:39 UTC SaleCommon Stock 10,000 $10.36 $103,587.00
Disclosure

SEC source: 0001209191-18-023848 · doc4.xml · nonDerivative · entry 2

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,862

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated March 23, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.19 to $10.47, inclusive. The reporting person undertakes to provide to American Outdoor Brands Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:39 UTC Exercise / conversionCommon Stock 10,000 $4.44 $44,400.00
Disclosure

SEC source: 0001209191-18-023848 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 23:22 UTC GrantCommon Stock 9,514 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-008226 · doc4.xml · nonDerivative · entry 1

BRITT ANITA D · CIK 0001199277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,514

F1 · shares: 1/12th of the restricted stock units shall vest on the 5th day of each month following the date of grant. All of the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 01:40 UTC SaleCommon Stock 3,802 $13.97 $53,113.94
Disclosure

SEC source: 0001209191-17-066557 · doc4.xml · nonDerivative · entry 1

BRUST ROBERT H · CIK 0001189315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,526

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 12, 2017.

Read SEC document
December 17, 2017 Filed Dec 20, 2017 01:42 UTC
Buchanan JeffreySee Remarks
Tax withholdingCommon Stock 783 $13.99 $10,954.17
Disclosure

SEC source: 0001209191-17-066559 · doc4.xml · nonDerivative · entry 1

BUCHANAN JEFFREY D · CIK 0001247555 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,260

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 185 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2017.

Read SEC document
December 15, 2017 Filed Dec 20, 2017 01:49 UTC
McPherson Deana LChief Accounting Officer
Tax withholdingCommon Stock 216 $13.58 $2,933.28
Disclosure

SEC source: 0001209191-17-066564 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,289

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 104 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2017.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 22:28 UTC GrantCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053652 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,862

F1 · kind: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

F1 · shares: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 22:29 UTC GrantCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053654 · doc4.xml · nonDerivative · entry 1

WADECKI ISABELL MARIE · CIK 0001214761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,100

F1 · kind: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

F1 · shares: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 22:26 UTC GrantCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053650 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,526

F1 · kind: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

F1 · shares: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 22:24 UTC GrantCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053649 · doc4.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,526

F1 · kind: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

F1 · shares: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 22:22 UTC GrantCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053648 · doc4.xml · nonDerivative · entry 1

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,931

F1 · kind: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

F1 · shares: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

F2 · balance_after: This total reflects the forfeiture of 26,668 restricted stock units, previously reported on table I, to correct the number of restricted stock units previously reported as forfeited for failure of the Company to meet certain performance goals relating to the vesting of such restricted stock units.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 22:20 UTC GrantCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053647 · doc4.xml · nonDerivative · entry 1

Gluchowski Gregory J. Jr. · CIK 0001645593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,566

F1 · kind: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

F1 · shares: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 22:15 UTC GrantCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053645 · doc4.xml · nonDerivative · entry 1

BRUST ROBERT H · CIK 0001189315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,328

F1 · kind: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

F1 · shares: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

Read SEC document
September 19, 2017 Filed Sep 21, 2017 22:18 UTC GrantCommon Stock 5,414 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-053646 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,834.333

F1 · kind: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

F1 · shares: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019.

F2 · balance_after: Includes 333.333 shares received as a liquidating distribution from K.I.D.S. Properties, LP. In prior reports, the reporting person reported beneficial ownership of 1,000 shares of the Issuer's common stock held by K.I.D.S. Properties, LP.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:52 UTC
Smith Mark PeterSee remarks.
Exercise / conversionPerformance Rights · Derivative 13,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-042863 · doc4.xml · derivative · entry 3

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,820 shares

Expires 2017-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:52 UTC
Smith Mark PeterSee remarks.
Tax withholdingCommon Stock 4,608 $22.16 $102,113.28
Disclosure

SEC source: 0001209191-17-042863 · doc4.xml · nonDerivative · entry 2

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,964

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:52 UTC
Smith Mark PeterSee remarks.
Exercise / conversionCommon Stock 13,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-042863 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:50 UTC
Debney P. JamesDirector · President and CEO
Exercise / conversionPerformance Rights · Derivative 67,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-042858 · doc4.xml · derivative · entry 3

Debney P. James · CIK 0001476145 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,375 shares

Expires 2017-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:50 UTC
Debney P. JamesDirector · President and CEO
Tax withholdingCommon Stock 31,699 $22.16 $702,449.84
Disclosure

SEC source: 0001209191-17-042858 · doc4.xml · nonDerivative · entry 2

Debney P. James · CIK 0001476145 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,205

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:50 UTC
Debney P. JamesDirector · President and CEO
Exercise / conversionCommon Stock 67,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-042858 · doc4.xml · nonDerivative · entry 1

Debney P. James · CIK 0001476145 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:47 UTC
Cicero Robert J.See Remarks
Exercise / conversionPerformance Rights · Derivative 13,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-042855 · doc4.xml · derivative · entry 3

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,820 shares

Expires 2017-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:47 UTC
Cicero Robert J.See Remarks
Tax withholdingCommon Stock 4,608 $22.16 $102,113.28
Disclosure

SEC source: 0001209191-17-042855 · doc4.xml · nonDerivative · entry 2

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,947

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:47 UTC
Cicero Robert J.See Remarks
Exercise / conversionCommon Stock 13,820 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-042855 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:45 UTC
Buchanan JeffreySee Remarks
Exercise / conversionPerformance Rights · Derivative 26,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-042854 · doc4.xml · derivative · entry 3

BUCHANAN JEFFREY D · CIK 0001247555 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,416 shares

Expires 2017-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:45 UTC
Buchanan JeffreySee Remarks
Tax withholdingCommon Stock 12,428 $22.16 $275,404.48
Disclosure

SEC source: 0001209191-17-042854 · doc4.xml · nonDerivative · entry 2

BUCHANAN JEFFREY D · CIK 0001247555 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,858

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.

F2 · balance_after: Includes 581 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2016 and 798 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2017.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 20:45 UTC
Buchanan JeffreySee Remarks
Exercise / conversionCommon Stock 26,416 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-042854 · doc4.xml · nonDerivative · entry 1

BUCHANAN JEFFREY D · CIK 0001247555 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award.

F2 · balance_after: Includes 581 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2016 and 798 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2017.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 21:38 UTC SaleCommon Stock 10,000 $24.00 $240,000.00
Disclosure

SEC source: 0001209191-17-037871 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,448

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 28, 2016.

Read SEC document
May 17, 2017 Filed May 19, 2017 21:02 UTC Tax withholdingCommon Stock 251 $22.30 $5,597.30
Disclosure

SEC source: 0001209191-17-033966 · doc4.xml · nonDerivative · entry 1

Buckingham Matthew William · CIK 0001672593 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,387

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:24 UTC
Smith Mark PeterSee remarks.
Tax withholdingCommon Stock 2,535 $21.97 $55,693.95
Disclosure

SEC source: 0001209191-17-029775 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,752

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2017 Filed May 3, 2017 22:21 UTC
Debney P. JamesDirector · President and CEO
Tax withholdingCommon Stock 9,443 $21.97 $207,462.71
Disclosure

SEC source: 0001209191-17-029772 · doc4.xml · nonDerivative · entry 1

Debney P. James · CIK 0001476145 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,529

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.