Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH & WESSON BRANDS, INC.SWBI · Entity 5379 | Director · See Remarks | May 01, 2026 | May 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH & WESSON BRANDS, INC.
Report date May 01, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 604,340 |
Reported balance
After 2026-05-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-01 · Grant · Acquired 90,956 · Balance 604,340 F1: 1/4th of the RSUs shall vest on each of the first, second, third, and fourth annual anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date. F2: Includes 342 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2025 and 1,607 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 580,867 |
Reported balance
After 2026-05-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-05-01 · Tax withholding · Disposed 23,473 · Balance 580,867 F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 576,386 |
Reported balance
After 2026-05-02 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-05-02 · Tax withholding · Disposed 4,481 · Balance 576,386 F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. |
| Performance RightsSEC Table II · derivative / convertible security · Expires 2029-05-01 | Direct | 181,912 |
Reported balance
After 2026-05-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-01 · Grant · Acquired 181,912 · Balance 181,912 F4: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award. |
Filing footnotes · ownership attribution and instrument terms
F1: 1/4th of the RSUs shall vest on each of the first, second, third, and fourth annual anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.
F2: Includes 342 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2025 and 1,607 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2026.
F3: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.
F4: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2026 Filed May 5, 2026 20:52 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 4,481 | $14.97 | $67,080.57 |
DisclosureSEC source: 0001193125-26-206666 · ownership.xml · nonDerivative · entry 3 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 576,386 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 01, 2026 Filed May 5, 2026 20:52 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantPerformance Rights · Derivative | 181,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-206666 · ownership.xml · derivative · entry 4 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,912 Underlying: Common Stock · 181,912 shares Expires 2029-05-01 F4 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award. F4 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| May 01, 2026 Filed May 5, 2026 20:52 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 23,473 | $15.57 | $365,474.61 |
DisclosureSEC source: 0001193125-26-206666 · ownership.xml · nonDerivative · entry 2 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 580,867 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 01, 2026 Filed May 5, 2026 20:52 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantCommon Stock | 90,956 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-206666 · ownership.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 604,340 F1 · shares: 1/4th of the RSUs shall vest on each of the first, second, third, and fourth annual anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date. F2 · balance_after: Includes 342 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2025 and 1,607 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2026. Read SEC document |
| May 05, 2025 Filed May 7, 2025 20:51 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 2,045 | $9.18 | $18,773.10 |
DisclosureSEC source: 0000950170-25-065843 · ownership.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 511,435 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 02, 2025 Filed May 6, 2025 01:32 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 3,002 | $9.41 | $28,248.82 |
DisclosureSEC source: 0000950170-25-063892 · ownership.xml · nonDerivative · entry 3 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 513,480 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 01, 2025 Filed May 6, 2025 01:32 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantPerformance Rights · Derivative | 295,794 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-063892 · ownership.xml · derivative · entry 4 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,794 Underlying: Common Stock · 295,794 shares Expires 2028-05-01 F4 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year period. The number represents the maximum number of shares that may be delivered pursuant to the award. F4 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year period. The number represents the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| May 01, 2025 Filed May 6, 2025 01:32 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 12,780 | $9.22 | $117,831.60 |
DisclosureSEC source: 0000950170-25-063892 · ownership.xml · nonDerivative · entry 2 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 510,478 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 01, 2025 Filed May 6, 2025 01:32 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantCommon Stock | 147,898 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-063892 · ownership.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 523,258 F1 · shares: One quarter of the restricted stock units shall vest on each of the first, second, third and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date. F2 · balance_after: Includes 971 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2024 and 1,610 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2025. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 00:50 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 2,212 | $15.21 | $33,644.52 |
DisclosureSEC source: 0000950170-24-101204 · ownership.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,779 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 03, 2024 Filed May 6, 2024 21:07 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 2,157 | $17.19 | $37,078.83 |
DisclosureSEC source: 0000950170-24-053679 · ownership.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,991 F1 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 02, 2024 Filed May 3, 2024 23:47 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 3,226 | $17.80 | $57,422.80 |
DisclosureSEC source: 0000950170-24-053146 · ownership.xml · nonDerivative · entry 3 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,148 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:47 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantPerformance Rights · Derivative | 164,976 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053146 · ownership.xml · derivative · entry 4 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,976 Underlying: Common Stock · 164,976 shares Expires 2027-05-01 F4 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award. F4 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:47 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 9,621 | $16.80 | $161,632.80 |
DisclosureSEC source: 0000950170-24-053146 · ownership.xml · nonDerivative · entry 2 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,374 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:47 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantCommon Stock | 82,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-053146 · ownership.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 389,995 F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date. F2 · balance_after: Includes 1,183 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2023, and 921 shares acquired under the Issuer's Employee Stock Purchase Plan on March 28, 2024. Read SEC document |
| August 25, 2023 Filed Aug 29, 2023 20:57 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 2,268 | $12.21 | $27,692.28 |
DisclosureSEC source: 0001209191-23-047617 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,402 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 06, 2023 Filed May 10, 2023 00:00 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 8,076 | $11.91 | $96,185.16 |
DisclosureSEC source: 0001209191-23-028378 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,670 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights. Read SEC document |
| May 03, 2023 Filed May 5, 2023 00:42 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 2,182 | $11.82 | $25,791.24 |
DisclosureSEC source: 0001209191-23-027545 · doc4.xml · nonDerivative · entry 2 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 315,746 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 02, 2023 Filed May 5, 2023 00:42 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 3,277 | $12.02 | $39,389.54 |
DisclosureSEC source: 0001209191-23-027545 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,928 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:31 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantPerformance Rights · Derivative | 206,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-027183 · doc4.xml · derivative · entry 3 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,016 Underlying: Common Stock · 206,016 shares Expires 2026-05-01 F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award. F4 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award. F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:31 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantCommon Stock | 68,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-027183 · doc4.xml · nonDerivative · entry 2 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,205 F3 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:31 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 5,447 | $12.08 | $65,799.76 |
DisclosureSEC source: 0001209191-23-027183 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,533 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units. F2 · balance_after: Includes 504 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2022 and 1,251 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2023. Read SEC document |
| August 25, 2022 Filed Aug 27, 2022 00:45 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 3,282 | $14.11 | $46,309.02 |
DisclosureSEC source: 0001209191-22-047776 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,225 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 06, 2022 Filed May 10, 2022 21:17 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 940 | $13.94 | $13,103.60 |
DisclosureSEC source: 0001209191-22-028095 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,567 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights. Read SEC document |
| May 06, 2022 Filed Aug 27, 2022 00:43 UTC Amendment | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Exercise / conversionPerformance Rights · Derivative | 28,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-047773 · doc4a.xml · derivative · entry 3 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,800 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2023. F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2023. F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2023. Read SEC document |
| May 06, 2022 Filed Aug 27, 2022 00:43 UTC Amendment | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 940 | $13.94 | $13,103.60 |
DisclosureSEC source: 0001209191-22-047773 · doc4a.xml · nonDerivative · entry 2 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,507 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights. Read SEC document |
| May 06, 2022 Filed Aug 27, 2022 00:43 UTC Amendment | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Exercise / conversionCommon Stock | 28,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-047773 · doc4a.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2023. Read SEC document |
| May 03, 2022 Filed May 5, 2022 21:14 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 2,113 | $14.46 | $30,553.98 |
DisclosureSEC source: 0001209191-22-027406 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,507 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 02, 2022 Filed May 4, 2022 01:18 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantPerformance Rights · Derivative | 125,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026943 · doc4.xml · derivative · entry 6 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,500 Underlying: Common Stock · 125,500 shares Expires 2025-05-02 F5 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares. F5 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares. Read SEC document |
| May 02, 2022 Filed May 4, 2022 01:18 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantCommon Stock | 41,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-026943 · doc4.xml · nonDerivative · entry 4 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,620 F4 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date. Read SEC document |
| May 02, 2022 Filed Aug 27, 2022 00:41 UTC Amendment | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantPerformance Rights · Derivative | 125,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047771 · doc4a.xml · derivative · entry 4 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,500 Underlying: Common Stock · 125,500 shares Expires 2025-05-02 F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares. F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2025. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares. Read SEC document |
| May 02, 2022 Filed Aug 27, 2022 00:41 UTC Amendment | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantCommon Stock | 41,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-047771 · doc4a.xml · nonDerivative · entry 3 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,760 F3 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date. Read SEC document |
| May 01, 2022 Filed May 4, 2022 01:18 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Exercise / conversionPerformance Rights · Derivative | 27,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-026943 · doc4.xml · derivative · entry 5 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,860 shares Expires 2022-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award. F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award. F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award. Read SEC document |
| May 01, 2022 Filed May 4, 2022 01:18 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 581 | $13.73 | $7,977.13 |
DisclosureSEC source: 0001209191-22-026943 · doc4.xml · nonDerivative · entry 3 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,786 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units and performance stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 01:18 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 13,478 | $14.19 | $191,252.82 |
DisclosureSEC source: 0001209191-22-026943 · doc4.xml · nonDerivative · entry 2 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,367 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units and performance stock units. Read SEC document |
| May 01, 2022 Filed May 4, 2022 01:18 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Exercise / conversionCommon Stock | 27,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-026943 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year performance period. The number of shares delivered is less than the maximum number of shares that may be delivered pursuant to the award. F2 · balance_after: Includes 910 shares and 823 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2021 and March 31, 2022, respectively. Read SEC document |
| May 01, 2022 Filed Aug 27, 2022 00:41 UTC Amendment | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 581 | $13.73 | $7,977.13 |
DisclosureSEC source: 0001209191-22-047771 · doc4a.xml · nonDerivative · entry 2 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,926 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units and performance stock units. Read SEC document |
| May 01, 2022 Filed Aug 27, 2022 00:41 UTC Amendment | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 13,478 | $14.19 | $191,252.82 |
DisclosureSEC source: 0001209191-22-047771 · doc4a.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,507 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units and performance stock units. F2 · balance_after: Includes 910 shares and 823 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2021 and March 31, 2022, respectively. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 00:32 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | PurchaseCommon Stock | 3,076 | $16.51 | $50,784.76 |
DisclosureSEC source: 0001209191-21-068194 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,252 Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 21:40 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 3,282 | $24.57 | $80,638.74 |
DisclosureSEC source: 0001209191-21-053679 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,176 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 18, 2021 Filed May 19, 2021 21:15 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Exercise / conversionPerformance Rights · Derivative | 28,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-034057 · doc4.xml · derivative · entry 3 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,800 shares Expires 2022-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022. F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022. F1 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022. Read SEC document |
| May 18, 2021 Filed May 19, 2021 21:15 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 940 | $19.63 | $18,452.20 |
DisclosureSEC source: 0001209191-21-034057 · doc4.xml · nonDerivative · entry 2 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,458 F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights. Read SEC document |
| May 18, 2021 Filed May 19, 2021 21:15 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Exercise / conversionCommon Stock | 28,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-034057 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on market cap performance over a three-year performance period. The number of shares to be delivered is the maximum number of shares that may be delivered pursuant to the award. The shares will be delivered on May 1, 2022. Read SEC document |
| May 03, 2021 Filed May 4, 2021 22:10 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantPerformance Rights · Derivative | 83,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-030023 · doc4.xml · derivative · entry 4 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,556 Underlying: Common Stock · 83,556 shares Expires 2024-05-03 F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2024. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares. F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on June 30, 2024. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares. Read SEC document |
| May 03, 2021 Filed May 4, 2021 22:10 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantCommon Stock | 27,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-030023 · doc4.xml · nonDerivative · entry 3 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,598 F3 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date. Read SEC document |
| May 01, 2021 Filed May 4, 2021 22:10 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 3,438 | $18.67 | $64,187.46 |
DisclosureSEC source: 0001209191-21-030023 · doc4.xml · nonDerivative · entry 2 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,746 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 01, 2021 Filed May 4, 2021 22:10 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | Tax withholdingCommon Stock | 687 | $17.40 | $11,953.80 |
DisclosureSEC source: 0001209191-21-030023 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,184 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units. F2 · balance_after: Includes 2,185 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2021. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 22:00 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | PurchaseCommon Stock | 1,500 | $17.00 | $25,500.00 |
DisclosureSEC source: 0001209191-21-023072 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,686 Read SEC document |
| March 08, 2021 Filed Mar 9, 2021 23:20 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | PurchaseCommon Stock | 1,496 | $16.72 | $25,005.64 |
DisclosureSEC source: 0001209191-21-019220 · doc4.xml · nonDerivative · entry 1 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,186 Read SEC document |
| August 25, 2020 Filed Aug 27, 2020 21:44 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantPerformance Rights · Derivative | 57,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-048559 · doc4.xml · derivative · entry 2 Smith Mark Peter · CIK 0001537544 · Director · See remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,902 Underlying: Common Stock · 57,902 shares Expires 2024-08-25 F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares. F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.