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Nasdaq · USD

SWBI

SMITH & WESSON BRANDS, INC.

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5379
SEC CIK
0001092796
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 17, 2026 21:54 UTC GrantCommon Stock 9,071 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394608 · ownership.xml · nonDerivative · entry 1

BRITT ANITA D · CIK 0001199277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,100

F1 · kind: 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 21:52 UTC GrantCommon Stock 9,071 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394605 · ownership.xml · nonDerivative · entry 1

Lohmeier Michelle · CIK 0001645009 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,232

F1 · kind: 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 21:50 UTC GrantCommon Stock 9,071 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394598 · ownership.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,462

F1 · kind: 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 21:45 UTC GrantCommon Stock 9,071 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394586 · ownership.xml · nonDerivative · entry 1

Suggs Denis G · CIK 0001401884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,386

F1 · kind: 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 15, 2026 Filed Sep 17, 2026 21:43 UTC GrantCommon Stock 9,071 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-394580 · ownership.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,893

F1 · kind: 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:21 UTC
Tengwall KyleVice President, Marketing
Tax withholdingCommon Stock 7,721 $14.35 $110,796.35
Disclosure

SEC source: 0002091195-26-000002 · ownership.xml · nonDerivative · entry 1

Tengwall Kyle · CIK 0002091195 · Vice President, Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,517

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2026 Filed May 5, 2026 20:46 UTC Tax withholdingCommon Stock 880 $14.97 $13,173.60
Disclosure

SEC source: 0001193125-26-206640 · ownership.xml · nonDerivative · entry 3

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,754

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2026 Filed May 5, 2026 20:52 UTC
Smith Mark PeterDirector · See Remarks
Tax withholdingCommon Stock 4,481 $14.97 $67,080.57
Disclosure

SEC source: 0001193125-26-206666 · ownership.xml · nonDerivative · entry 3

Smith Mark Peter · CIK 0001537544 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 576,386

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2026 Filed May 5, 2026 20:48 UTC Tax withholdingCommon Stock 653 $14.97 $9,775.41
Disclosure

SEC source: 0001193125-26-206652 · ownership.xml · nonDerivative · entry 3

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,635

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:54 UTC
Tengwall KyleVice President, Marketing
GrantPerformance Rights · Derivative 29,234 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-206678 · ownership.xml · derivative · entry 2

Tengwall Kyle · CIK 0002091195 · Vice President, Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,234

Underlying: Common Stock · 29,234 shares

Expires 2029-05-01

F2 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F2 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:54 UTC
Tengwall KyleVice President, Marketing
GrantCommon Stock 14,618 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-206678 · ownership.xml · nonDerivative · entry 1

Tengwall Kyle · CIK 0002091195 · Vice President, Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,238

F1 · shares: 1/4th of the RSUs shall vest on each of the first, second, third, and fourth annual anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:46 UTC GrantPerformance Rights · Derivative 55,222 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-206640 · ownership.xml · derivative · entry 4

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,222

Underlying: Common Stock · 55,222 shares

Expires 2029-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F4 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:46 UTC Tax withholdingCommon Stock 6,660 $15.57 $103,696.20
Disclosure

SEC source: 0001193125-26-206640 · ownership.xml · nonDerivative · entry 2

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,634

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:46 UTC GrantCommon Stock 27,612 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-206640 · ownership.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,294

F1 · shares: 1/4th of the RSUs shall vest on each of the first, second, third, and fourth annual anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2 · balance_after: Includes 599 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2025 and 599 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2026.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:52 UTC
Smith Mark PeterDirector · See Remarks
GrantPerformance Rights · Derivative 181,912 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-206666 · ownership.xml · derivative · entry 4

Smith Mark Peter · CIK 0001537544 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,912

Underlying: Common Stock · 181,912 shares

Expires 2029-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F4 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:52 UTC
Smith Mark PeterDirector · See Remarks
Tax withholdingCommon Stock 23,473 $15.57 $365,474.61
Disclosure

SEC source: 0001193125-26-206666 · ownership.xml · nonDerivative · entry 2

Smith Mark Peter · CIK 0001537544 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 580,867

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:52 UTC
Smith Mark PeterDirector · See Remarks
GrantCommon Stock 90,956 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-206666 · ownership.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 604,340

F1 · shares: 1/4th of the RSUs shall vest on each of the first, second, third, and fourth annual anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2 · balance_after: Includes 342 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2025 and 1,607 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2026.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:48 UTC GrantPerformance Rights · Derivative 55,222 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-206652 · ownership.xml · derivative · entry 4

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,222

Underlying: Common Stock · 55,222 shares

Expires 2029-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F4 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:48 UTC Tax withholdingCommon Stock 6,854 $15.57 $106,716.78
Disclosure

SEC source: 0001193125-26-206652 · ownership.xml · nonDerivative · entry 2

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,288

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2026 Filed May 5, 2026 20:48 UTC GrantCommon Stock 27,612 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-206652 · ownership.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,142

F1 · shares: 1/4th of the RSUs shall vest on each of the first, second, third, and fourth annual anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2 · balance_after: Includes 2,616 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2026.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:05 UTC Tax withholdingCommon Stock 1,211 $8.61 $10,426.71
Disclosure

SEC source: 0001193125-25-277906 · ownership.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,914

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 21:27 UTC GrantCommon Stock 12,711 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-206371 · ownership.xml · nonDerivative · entry 1

Lohmeier Michelle · CIK 0001645009 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,161

F1 · kind: 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 21:24 UTC GrantCommon Stock 12,711 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-206369 · ownership.xml · nonDerivative · entry 1

Suggs Denis G · CIK 0001401884 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,315

F1 · kind: 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 21:23 UTC
Diaz Fred MDirector
GrantCommon Stock 12,711 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-206367 · ownership.xml · nonDerivative · entry 1

Diaz Fred M · CIK 0001712371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,615

F1 · kind: 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 21:22 UTC GrantCommon Stock 12,711 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-206364 · ownership.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,391

F1 · kind: 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 21:19 UTC GrantCommon Stock 12,711 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-206358 · ownership.xml · nonDerivative · entry 1

BRITT ANITA D · CIK 0001199277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,029

F1 · kind: 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 21:17 UTC GrantCommon Stock 12,711 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-206354 · ownership.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,822

F1 · kind: 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:54 UTC Tax withholdingCommon Stock 615 $9.18 $5,645.70
Disclosure

SEC source: 0000950170-25-065850 · ownership.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,484

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:51 UTC
Smith Mark PeterDirector · See Remarks
Tax withholdingCommon Stock 2,045 $9.18 $18,773.10
Disclosure

SEC source: 0000950170-25-065843 · ownership.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 511,435

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 05, 2025 Filed May 7, 2025 20:47 UTC
Cupero Susan JeanVice President, Sales
Tax withholdingCommon Stock 447 $9.18 $4,103.46
Disclosure

SEC source: 0000950170-25-065822 · ownership.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · Vice President, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,804

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2025 Filed May 6, 2025 01:32 UTC
Smith Mark PeterDirector · See Remarks
Tax withholdingCommon Stock 3,002 $9.41 $28,248.82
Disclosure

SEC source: 0000950170-25-063892 · ownership.xml · nonDerivative · entry 3

Smith Mark Peter · CIK 0001537544 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 513,480

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2025 Filed May 6, 2025 01:32 UTC
Cupero Susan JeanVice President, Sales
Tax withholdingCommon Stock 1,311 $9.41 $12,336.51
Disclosure

SEC source: 0000950170-25-063891 · ownership.xml · nonDerivative · entry 2

Cupero Susan Jean · CIK 0001816396 · Vice President, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,251

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2025 Filed May 6, 2025 01:32 UTC Tax withholdingCommon Stock 913 $9.41 $8,591.33
Disclosure

SEC source: 0000950170-25-063890 · ownership.xml · nonDerivative · entry 3

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,099

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 02, 2025 Filed May 6, 2025 01:26 UTC Tax withholdingCommon Stock 662 $9.41 $6,229.42
Disclosure

SEC source: 0000950170-25-063883 · ownership.xml · nonDerivative · entry 3

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,125

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2025 Filed May 6, 2025 01:32 UTC
Smith Mark PeterDirector · See Remarks
GrantPerformance Rights · Derivative 295,794 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-063892 · ownership.xml · derivative · entry 4

Smith Mark Peter · CIK 0001537544 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,794

Underlying: Common Stock · 295,794 shares

Expires 2028-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F4 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2025 Filed May 6, 2025 01:32 UTC
Smith Mark PeterDirector · See Remarks
Tax withholdingCommon Stock 12,780 $9.22 $117,831.60
Disclosure

SEC source: 0000950170-25-063892 · ownership.xml · nonDerivative · entry 2

Smith Mark Peter · CIK 0001537544 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,478

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2025 Filed May 6, 2025 01:32 UTC
Smith Mark PeterDirector · See Remarks
GrantCommon Stock 147,898 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-063892 · ownership.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,258

F1 · shares: One quarter of the restricted stock units shall vest on each of the first, second, third and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2 · balance_after: Includes 971 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2024 and 1,610 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2025.

Read SEC document
May 01, 2025 Filed May 6, 2025 01:32 UTC
Cupero Susan JeanVice President, Sales
Tax withholdingCommon Stock 7,176 $9.22 $66,162.72
Disclosure

SEC source: 0000950170-25-063891 · ownership.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · Vice President, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,562

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2025 Filed May 6, 2025 01:32 UTC GrantPerformance Rights · Derivative 89,794 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-063890 · ownership.xml · derivative · entry 4

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,794

Underlying: Common Stock · 89,794 shares

Expires 2028-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F5 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

Read SEC document
May 01, 2025 Filed May 6, 2025 01:32 UTC Tax withholdingCommon Stock 4,109 $9.22 $37,884.98
Disclosure

SEC source: 0000950170-25-063890 · ownership.xml · nonDerivative · entry 2

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,012

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2025 Filed May 6, 2025 01:32 UTC GrantCommon Stock 44,898 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-063890 · ownership.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,121

F1 · shares: One quarter of the restricted stock units shall vest on each of the first, second, third and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2 · balance_after: Includes 452 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2024 and 599 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2025.

Read SEC document
May 01, 2025 Filed May 6, 2025 01:26 UTC GrantPerformance Rights · Derivative 89,794 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-063883 · ownership.xml · derivative · entry 4

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,794

Underlying: Common Stock · 89,794 shares

Expires 2028-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

F4 · derivative.exercise_date: Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

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May 01, 2025 Filed May 6, 2025 01:26 UTC Tax withholdingCommon Stock 2,512 $9.22 $23,160.64
Disclosure

SEC source: 0000950170-25-063883 · ownership.xml · nonDerivative · entry 2

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,787

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

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May 01, 2025 Filed May 6, 2025 01:26 UTC GrantCommon Stock 44,898 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-063883 · ownership.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,299

F1 · shares: One quarter of the restricted stock units shall vest on each of the first, second, third and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

F2 · balance_after: Includes 1,941 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2025.

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March 15, 2025 Filed Mar 18, 2025 21:11 UTC
Cupero Susan JeanVice President, Sales
Tax withholdingCommon Stock 468 $9.85 $4,609.80
Disclosure

SEC source: 0000950170-25-041405 · ownership.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · Vice President, Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,738

F1 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: On March 19, 2024, the reporting person disclosed that the reporting person no longer has a reportable beneficial interest in 2,300 shares of common stock owned by her son and included in the reporting person's prior ownership reports. These shares were inadvertently included in subsequent ownership reports following the March 19, 2024 disclosure.

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November 08, 2024 Filed Nov 12, 2024 21:58 UTC Tax withholdingCommon Stock 1,211 $13.36 $16,178.96
Disclosure

SEC source: 0000950170-24-125609 · ownership.xml · nonDerivative · entry 1

Maxwell Kevin Alden · CIK 0001890822 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,460

F1 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 412 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2024.

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September 17, 2024 Filed Sep 19, 2024 21:19 UTC GrantCommon Stock 9,111 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-108184 · ownership.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,680

F1 · kind: 1/12th of the restricted stock units shall vest on the 17th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 17th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

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September 17, 2024 Filed Sep 19, 2024 21:14 UTC
Diaz Fred MDirector
GrantCommon Stock 9,111 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-108182 · ownership.xml · nonDerivative · entry 1

Diaz Fred M · CIK 0001712371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,904

F1 · kind: 1/12th of the restricted stock units shall vest on the 17th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 17th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

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September 17, 2024 Filed Sep 19, 2024 21:10 UTC GrantCommon Stock 9,111 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-108179 · ownership.xml · nonDerivative · entry 1

Lohmeier Michelle · CIK 0001645009 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,450

F1 · kind: 1/12th of the restricted stock units shall vest on the 17th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 17th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

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September 17, 2024 Filed Sep 19, 2024 21:07 UTC GrantCommon Stock 9,111 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-108173 · ownership.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,480

F1 · kind: 1/12th of the restricted stock units shall vest on the 17th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

F1 · shares: 1/12th of the restricted stock units shall vest on the 17th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.