Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SMITH & WESSON BRANDS, INC.
Report date September 19, 2023 · Filed October 03, 2023 · Amendment
Section 16 reporting ended · disclosed 2023-10-03. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,597 |
Reported balance
Holding disclosure · report date 2023-09-19 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 45,597 F1: On September 21, 2023, the reporting person mistakenly filed a Form 4 reporting a grant of 8,496 restricted stock units that did not in fact occur. As of September 19, 2023, the reporting person owned only 45,597 shares of common stock. The original Form 4 also mistakenly indicated the reporting person as a director. The reporting person retired from the Smith & Wesson Brands, Inc. Board of Directors effective at the 2023 Annual Meeting of Stockholders held September 19, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 21, 2023, the reporting person mistakenly filed a Form 4 reporting a grant of 8,496 restricted stock units that did not in fact occur. As of September 19, 2023, the reporting person owned only 45,597 shares of common stock. The original Form 4 also mistakenly indicated the reporting person as a director. The reporting person retired from the Smith & Wesson Brands, Inc. Board of Directors effective at the 2023 Annual Meeting of Stockholders held September 19, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2023 Filed Sep 21, 2023 21:02 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantCommon Stock | 8,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050300 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,093 F1 · kind: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant. F1 · shares: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:08 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantCommon Stock | 8,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049945 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,597 F1 · kind: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant. F1 · shares: 1/12th of the restricted stock units shall vest on the 12th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 21:25 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | SaleCommon Stock | 5,000 | $15.64 | $78,200.00 |
DisclosureSEC source: 0001209191-22-039826 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,526 Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 21:59 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantCommon Stock | 4,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058095 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,526 F1 · kind: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant. F1 · shares: 1/12th of the restricted stock units shall vest on the 27th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant. Read SEC document |
| June 25, 2021 Filed Jun 25, 2021 23:44 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | SaleCommon Stock | 1,534 | $30.17 | $46,280.78 |
DisclosureSEC source: 0001209191-21-043420 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,956 Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 22:43 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | SaleCommon Stock | 2,256 | $23.48 | $52,970.88 |
DisclosureSEC source: 0001209191-21-042526 · doc4.xml · nonDerivative · entry 3 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,490 Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 22:43 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | SaleCommon Stock | 2,256 | $25.08 | $56,580.48 |
DisclosureSEC source: 0001209191-21-042526 · doc4.xml · nonDerivative · entry 2 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,746 Read SEC document |
| June 21, 2021 Filed Jun 22, 2021 22:43 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | SaleCommon Stock | 902 | $25.25 | $22,775.50 |
DisclosureSEC source: 0001209191-21-042526 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,002 Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 22:22 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | SaleCommon Stock | 3,000 | $18.52 | $55,560.00 |
DisclosureSEC source: 0001209191-20-065222 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,904 Read SEC document |
| October 13, 2020 Filed Oct 15, 2020 21:55 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | GrantCommon Stock | 5,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-054934 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,904 F1 · kind: 1/12th of the restricted stock units shall vest on the 13th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant. F1 · shares: 1/12th of the restricted stock units shall vest on the 13th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:26 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.69 | $0.00 |
DisclosureSEC source: 0001209191-20-032992 · doc4.xml · derivative · entry 5 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-09-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 27, 2010 date of grant, until fully vested on September 27, 2011. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:26 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $2.65 | $0.00 |
DisclosureSEC source: 0001209191-20-032992 · doc4.xml · derivative · entry 4 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-09-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 26, 2011 date of grant, until fully vested on September 26, 2012. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:26 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | SaleCommon Stock | 20,000 | $10.75 | $215,000.00 |
DisclosureSEC source: 0001209191-20-032992 · doc4.xml · nonDerivative · entry 3 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,790 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 10, 2019. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:26 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | Exercise / conversionCommon Stock | 10,000 | $3.69 | $36,900.00 |
DisclosureSEC source: 0001209191-20-032992 · doc4.xml · nonDerivative · entry 2 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2020 Filed May 29, 2020 21:26 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | Exercise / conversionCommon Stock | 10,000 | $2.65 | $26,500.00 |
DisclosureSEC source: 0001209191-20-032992 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2019 Filed Sep 27, 2019 21:15 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | GrantCommon Stock | 14,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051030 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,790 F1 · kind: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies. F1 · shares: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 13:23 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $5.79 | $0.00 |
DisclosureSEC source: 0001209191-19-049735 · doc4.xml · derivative · entry 3 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2019-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 14, 2009 date of grant, until fully vested on September 14, 2010. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 13:23 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | SaleCommon Stock | 10,000 | $6.95 | $69,500.00 |
DisclosureSEC source: 0001209191-19-049735 · doc4.xml · nonDerivative · entry 2 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,335.333 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 26, 2018. Read SEC document |
| September 13, 2019 Filed Sep 17, 2019 13:23 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | Exercise / conversionCommon Stock | 10,000 | $5.79 | $57,900.00 |
DisclosureSEC source: 0001209191-19-049735 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,335.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 21:16 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | GrantCommon Stock | 5,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052600 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,335.333 F1 · kind: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies. F1 · shares: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 22:52 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $4.44 | $0.00 |
DisclosureSEC source: 0001209191-18-049962 · doc4.xml · derivative · entry 3 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2018-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 15, 2008 date of grant, until fully vested on September 15, 2009. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 22:52 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | SaleCommon Stock | 10,000 | $14.50 | $145,000.00 |
DisclosureSEC source: 0001209191-18-049962 · doc4.xml · nonDerivative · entry 2 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,834.333 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 20, 2017. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 22:52 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | Exercise / conversionCommon Stock | 10,000 | $4.44 | $44,400.00 |
DisclosureSEC source: 0001209191-18-049962 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,834.333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 22:18 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | GrantCommon Stock | 5,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053646 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,834.333 F1 · kind: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019. F1 · shares: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019. F2 · balance_after: Includes 333.333 shares received as a liquidating distribution from K.I.D.S. Properties, LP. In prior reports, the reporting person reported beneficial ownership of 1,000 shares of the Issuer's common stock held by K.I.D.S. Properties, LP. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 22:03 UTC | SMITH & WESSON BRANDS, INC. SWHC · Entity 5379 | GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-142538 · doc4.xml · nonDerivative · entry 1 FURMAN JOHN B · CIK 0001186677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,087 F1 · kind: 1/12th of the restricted stock units shall vest on the 20th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 20, 2018. F1 · shares: 1/12th of the restricted stock units shall vest on the 20th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 20, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.