Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | Director | October 29, 2007 | November 01, 2007 |
| SMITH & WESSON BRANDS, INC.AOBC · Entity 5379 | Director | September 26, 2018 | September 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date October 29, 2007 · Filed November 01, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,000 |
Reported balance
After 2007-10-29 transaction · row 1
1 source rowRow 1 · 2007-10-29 · Grant · Acquired 10,000 · Balance 10,000 F1: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 10/29/08 (subject to continued service as a director). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 10/29/08 (subject to continued service as a director).
SMITH & WESSON BRANDS, INC.
Report date September 26, 2018 · Filed September 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,867 |
Reported balance
After 2018-09-26 transaction · row 1
1 source rowRow 1 · 2018-09-26 · Grant · Acquired 5,501 · Balance 19,867 F1: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies. |
Filing footnotes · ownership attribution and instrument terms
F1: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 26, 2018 Filed Sep 28, 2018 21:14 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | GrantCommon Stock | 5,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052596 · doc4.xml · nonDerivative · entry 1 BRUST ROBERT H · CIK 0001189315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,867 F1 · kind: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies. F1 · shares: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies. Read SEC document |
| September 17, 2018 Filed Sep 19, 2018 21:10 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | PurchaseCommon Stock | 1,600 | $15.55 | $24,880.00 |
DisclosureSEC source: 0001209191-18-051663 · doc4.xml · nonDerivative · entry 1 BRUST ROBERT H · CIK 0001189315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,366 Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 22:49 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | PurchaseCommon Stock | 400 | $14.82 | $5,928.00 |
DisclosureSEC source: 0001209191-18-049961 · doc4.xml · nonDerivative · entry 2 BRUST ROBERT H · CIK 0001189315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,766 Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 22:49 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | PurchaseCommon Stock | 3,840 | $14.83 | $56,947.20 |
DisclosureSEC source: 0001209191-18-049961 · doc4.xml · nonDerivative · entry 1 BRUST ROBERT H · CIK 0001189315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,366 Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 01:40 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | SaleCommon Stock | 3,802 | $13.97 | $53,113.94 |
DisclosureSEC source: 0001209191-17-066557 · doc4.xml · nonDerivative · entry 1 BRUST ROBERT H · CIK 0001189315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,526 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 12, 2017. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 22:15 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | GrantCommon Stock | 5,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053645 · doc4.xml · nonDerivative · entry 1 BRUST ROBERT H · CIK 0001189315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,328 F1 · kind: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019. F1 · shares: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 22:01 UTC | SMITH & WESSON BRANDS, INC. SWHC · Entity 5379 | GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-142537 · doc4.xml · nonDerivative · entry 1 BRUST ROBERT H · CIK 0001189315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,914 F1 · kind: 1/12th of the restricted stock units shall vest on the 20th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 20, 2018. F1 · shares: 1/12th of the restricted stock units shall vest on the 20th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 20, 2018. Read SEC document |
| October 29, 2007 Filed Nov 1, 2007 00:55 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-065218 · rrd176204.xml · nonDerivative · entry 1 BRUST ROBERT H · CIK 0001189315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents automatic annual grant of performance shares (restricted stock units) to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These performance shares will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock immediately upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 10/29/08 (subject to continued service as a director). Read SEC document |
| June 13, 2006 Filed Jun 15, 2006 16:33 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantDirector Stock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $16.14 | $0.00 |
DisclosureSEC source: 0001181431-06-037048 · rrd121587.xml · derivative · entry 1 BRUST ROBERT H · CIK 0001189315 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2013-06-13 F1 · security: Annual stock option grant to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. F2 · derivative.exercise_date: The stock option is scheduled to vest in four equal annual installments beginning on June 13, 2007 (assuming continued service as a director). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.