Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH & WESSON BRANDS, INC.SWBI · Entity 5379 | Director | June 01, 2020 | June 03, 2020 |
| VirTra, IncVTSI · Entity 662 | Director | March 27, 2018 | March 27, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH & WESSON BRANDS, INC.
Report date June 01, 2020 · Filed June 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,456 |
Reported balance
After 2020-06-01 transaction · row 1
1 source rowRow 1 · 2020-06-01 · Sale · Disposed 6,914 · Balance 18,456 F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 28, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partnership | 63,914 |
Reported balance
Holding disclosure · report date 2020-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 63,914 F2: The securities are held by Stockbridge Enterprises, L.P., of which the reporting person controls the investment decisions. Stockbridge Enterprises, L.P. is owned by a limited partnership in which the reporting person owns an indirect interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 28, 2019.
F2: The securities are held by Stockbridge Enterprises, L.P., of which the reporting person controls the investment decisions. Stockbridge Enterprises, L.P. is owned by a limited partnership in which the reporting person owns an indirect interest.
VirTra, Inc
Report date March 27, 2018 · Filed March 27, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
Holding disclosure · report date 2018-03-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 20,000 |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.38 · Expires 2023-11-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2018-03-27 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.20 · Expires 2024-01-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2018-03-27 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.30 · Expires 2024-04-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2018-03-27 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.76 · Expires 2024-07-01 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2018-03-27 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Quest Resource Holding Corp
Report date April 11, 2019 · Filed April 15, 2019
Jointly reported with Southwest Green Investments, L.L.C.
Section 16 reporting ended · disclosed 2019-04-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Southwest Green Investments, L.L.C. | 1,718,863 |
Reported balance
After 2019-04-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-04-11 · Sale · Disposed 1,950,000 · Balance 1,718,863 F1: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a former ten percent owner of the Issuer, and indirectly by Mitchell A. Saltz ("Saltz"), a former director and ten percent owner of the Issuer. Saltz controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Southwest Green Investments, L.L.C. | 1,413,774 |
Reported balance
After 2019-04-11 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-04-11 · Sale · Disposed 305,088 · Balance 1,413,774 F1: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a former ten percent owner of the Issuer, and indirectly by Mitchell A. Saltz ("Saltz"), a former director and ten percent owner of the Issuer. Saltz controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Stockbridge Enterprises, L.P. | 0 |
Reported balance
After 2019-04-11 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-04-11 · Sale · Disposed 1,444,912 · Balance 0 F2: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Saltz controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 1,500 |
Reported balance
Holding disclosure · report date 2019-04-11 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,500 F3: The shares are owned directly by the Saltz & Noreen Revocable Family Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a former ten percent owner of the Issuer, and indirectly by Mitchell A. Saltz ("Saltz"), a former director and ten percent owner of the Issuer. Saltz controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest.
F2: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Saltz controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.
F3: The shares are owned directly by the Saltz & Noreen Revocable Family Trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2020 Filed Jun 3, 2020 22:21 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | SaleCommon Stock | 6,914 | $14.99 | $103,640.86 |
DisclosureSEC source: 0001209191-20-034198 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,456 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 28, 2019. Read SEC document |
| September 25, 2019 Filed Sep 27, 2019 21:32 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | GrantCommon Stock | 14,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051035 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,370 F1 · kind: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies. F1 · shares: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 18:19 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 1,444,912 | $2.00 | $2,889,824.00 |
DisclosureSEC source: 0001209191-19-024634 · doc4.xml · nonDerivative · entry 3 SALTZ MITCHELL A · CIK 0001112727 · Former Director and 10% Owner Southwest Green Investments, L.L.C. · CIK 0001560933 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 0 F2 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Saltz controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 18:19 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 305,088 | $2.00 | $610,176.00 |
DisclosureSEC source: 0001209191-19-024634 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Former Director and 10% Owner Southwest Green Investments, L.L.C. · CIK 0001560933 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 1,413,774 F1 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a former ten percent owner of the Issuer, and indirectly by Mitchell A. Saltz ("Saltz"), a former director and ten percent owner of the Issuer. Saltz controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 18:19 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 1,950,000 | $1.50 | $2,925,000.00 |
DisclosureSEC source: 0001209191-19-024634 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Former Director and 10% Owner Southwest Green Investments, L.L.C. · CIK 0001560933 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 1,718,863 F1 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a former ten percent owner of the Issuer, and indirectly by Mitchell A. Saltz ("Saltz"), a former director and ten percent owner of the Issuer. Saltz controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| November 20, 2018 Filed Nov 27, 2018 19:10 UTC | Quest Resource Holding Corp QRHC · Entity 852 | OtherCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060057 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,668,863 F1 · kind: The reporting person transferred the shares to family in a private transaction for no consideration. F1 · price: The reporting person transferred the shares to family in a private transaction for no consideration. F2 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 17:13 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 36,500 | $2.63 | $96,053.40 |
DisclosureSEC source: 0001209191-18-054559 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,444,911 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.61199 to $2.65240, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| October 04, 2018 Filed Oct 5, 2018 17:59 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 6,000 | $2.64 | $15,860.40 |
DisclosureSEC source: 0001209191-18-054433 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,481,411 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.58553 to $2.66508, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| October 03, 2018 Filed Oct 5, 2018 17:59 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 22,500 | $2.73 | $61,474.50 |
DisclosureSEC source: 0001209191-18-054433 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,487,411 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.67208 to $2.78033, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| September 26, 2018 Filed Sep 28, 2018 21:25 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | GrantCommon Stock | 5,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052610 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,915 F1 · kind: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies. F1 · shares: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 18:05 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 8,500 | $2.51 | $21,334.15 |
DisclosureSEC source: 0001209191-18-052494 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,509,911 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.54, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| September 24, 2018 Filed Sep 25, 2018 18:18 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 6,500 | $2.55 | $16,578.25 |
DisclosureSEC source: 0001209191-18-052199 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,518,411 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.54 to $2.56001, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 18:18 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 20,000 | $2.58 | $51,642.00 |
DisclosureSEC source: 0001209191-18-052199 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,524,911 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5518 to $2.60, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 17:33 UTC | Quest Resource Holding Corp QRHC · Entity 852 | OtherCommon Stock | 31,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-022238 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,674,863 F1 · kind: The reporting person transferred the shares to family in a private transaction for no consideration. F1 · price: The reporting person transferred the shares to family in a private transaction for no consideration. F2 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 17:57 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 32,555 | $2.12 | $68,889.64 |
DisclosureSEC source: 0001209191-17-066456 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,544,911 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.080109 to $2.179379, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| December 14, 2017 Filed Dec 15, 2017 18:39 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 45,000 | $2.09 | $94,266.00 |
DisclosureSEC source: 0001209191-17-066054 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,577,466 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.021211 to $2.11, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| December 13, 2017 Filed Dec 15, 2017 18:39 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 22,445 | $2.05 | $45,933.69 |
DisclosureSEC source: 0001209191-17-066054 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,622,466 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.034143 to $2.050167, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 16:42 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 17,000 | $1.92 | $32,648.50 |
DisclosureSEC source: 0001209191-17-065014 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,644,911 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.910495 to $1.94, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 16:42 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 24,423 | $1.95 | $47,590.66 |
DisclosureSEC source: 0001209191-17-065014 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,661,911 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.9204 to $2.05, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 17:09 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 26,852 | $1.96 | $52,664.83 |
DisclosureSEC source: 0001209191-17-064490 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,686,334 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.01, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 17:09 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 25,000 | $2.05 | $51,147.50 |
DisclosureSEC source: 0001209191-17-064490 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,713,186 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.021242 to $2.081, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 19:48 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 24,000 | $2.02 | $48,580.80 |
DisclosureSEC source: 0001209191-17-064078 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,738,186 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.0007 to $2.084470, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 19:48 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 32,000 | $2.02 | $64,752.00 |
DisclosureSEC source: 0001209191-17-064078 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,762,186 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.99 to $2.084429, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 19:43 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 55,500 | $1.93 | $107,120.55 |
DisclosureSEC source: 0001209191-17-062218 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,794,186 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.90 to $2.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| November 17, 2017 Filed Nov 21, 2017 19:43 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 94,500 | $1.94 | $183,103.20 |
DisclosureSEC source: 0001209191-17-062218 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Stockbridge Enterprises, L.P. · CIK 0001562438 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Stockbridge Enterprises, L.P. Disclosed balance after: 1,849,686 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $1.99, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| September 19, 2017 Filed Sep 21, 2017 22:26 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | GrantCommon Stock | 5,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-053650 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,526 F1 · kind: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019. F1 · shares: 1/12th of the restricted stock units shall vest on the 19th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 19, 2019. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 19:16 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 11,134 | $2.54 | $28,246.96 |
DisclosureSEC source: 0001209191-17-028271 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,705,863 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.60, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 21, 2017 Filed Apr 24, 2017 19:07 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 4,900 | $2.55 | $12,516.56 |
DisclosureSEC source: 0001209191-17-028017 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,716,997 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.60, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 20, 2017 Filed Apr 24, 2017 19:07 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 4,500 | $2.59 | $11,647.80 |
DisclosureSEC source: 0001209191-17-028017 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,721,897 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.73, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 19, 2017 Filed Apr 19, 2017 18:16 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 7,046 | $2.59 | $18,233.64 |
DisclosureSEC source: 0001209191-17-027540 · doc4.xml · nonDerivative · entry 3 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,726,397 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.52 to $2.74, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 18, 2017 Filed Apr 19, 2017 18:16 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 523 | $2.73 | $1,429.25 |
DisclosureSEC source: 0001209191-17-027540 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,733,443 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.70 to $2.75, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 17, 2017 Filed Apr 19, 2017 18:16 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 4,200 | $2.69 | $11,300.52 |
DisclosureSEC source: 0001209191-17-027540 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,733,966 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.96, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 13, 2017 Filed Apr 13, 2017 18:18 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 6,400 | $2.53 | $16,178.56 |
DisclosureSEC source: 0001209191-17-026911 · doc4.xml · nonDerivative · entry 3 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,738,166 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.64, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 18:18 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 2,100 | $2.53 | $5,306.07 |
DisclosureSEC source: 0001209191-17-026911 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,744,566 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.60, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 18:18 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 9,884 | $2.51 | $24,844.42 |
DisclosureSEC source: 0001209191-17-026911 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,746,666 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.58, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 10, 2017 Filed Apr 10, 2017 18:01 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 300 | $2.61 | $783.99 |
DisclosureSEC source: 0001209191-17-026455 · doc4.xml · nonDerivative · entry 3 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,756,550 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.60 to $2.63, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 18:01 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 10,349 | $2.52 | $26,032.91 |
DisclosureSEC source: 0001209191-17-026455 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,756,850 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.51 to $2.60, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 18:01 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 12,499 | $2.50 | $31,285.00 |
DisclosureSEC source: 0001209191-17-026455 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,767,199 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.61, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 05, 2017 Filed Apr 5, 2017 17:58 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 12,888 | $2.51 | $32,348.88 |
DisclosureSEC source: 0001209191-17-025809 · doc4.xml · nonDerivative · entry 4 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,779,698 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 17:58 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 500 | $2.51 | $1,255.00 |
DisclosureSEC source: 0001209191-17-025809 · doc4.xml · nonDerivative · entry 3 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,792,586 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 17:58 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 15,598 | $2.50 | $38,995.00 |
DisclosureSEC source: 0001209191-17-025809 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,793,086 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:58 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 793 | $2.50 | $1,982.50 |
DisclosureSEC source: 0001209191-17-025809 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,808,684 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 18:11 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 300 | $2.50 | $750.00 |
DisclosureSEC source: 0001209191-17-006203 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,809,477 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 18:11 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 2,739 | $2.51 | $6,884.75 |
DisclosureSEC source: 0001209191-17-006203 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,809,777 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.59, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 19:28 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 3,744 | $2.51 | $9,408.67 |
DisclosureSEC source: 0001209191-17-005421 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 3,812,516 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.57, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · balance_after: Reflects the 8-for-1 reverse stock split effected on August 10, 2016, which was not reflected on the reporting persons' previous Form 4. F4 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 19, 2017 Filed Jan 19, 2017 18:17 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 3,300 | $2.50 | $8,251.65 |
DisclosureSEC source: 0001209191-17-004634 · doc4.xml · nonDerivative · entry 3 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments Disclosed balance after: 30,594,295 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.51, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 18:17 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 2,400 | $2.50 | $6,000.00 |
DisclosureSEC source: 0001209191-17-004634 · doc4.xml · nonDerivative · entry 2 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 30,597,595 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 18:17 UTC | Quest Resource Holding Corp QRHC · Entity 852 | SaleCommon Stock | 3,474 | $2.61 | $9,057.76 |
DisclosureSEC source: 0001209191-17-004634 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director · 10% owner Southwest Green Investments, L.L.C. · CIK 0001560933 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Southwest Green Investments, L.L.C. Disclosed balance after: 30,599,995 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 8, 2016. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.50 to $2.67, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. F3 · ownership.nature: The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Mitchell A. Saltz ("Saltz"). Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest. Read SEC document |
| October 06, 2016 Filed Oct 7, 2016 20:06 UTC | SMITH & WESSON BRANDS, INC. SWHC · Entity 5379 | SaleCommon Stock | 3,000 | $25.35 | $76,050.00 |
DisclosureSEC source: 0001209191-16-145384 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partnership Disclosed balance after: 57,000 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 19, 2016. F2 · ownership.nature: The securities are held by Stockbridge Enterprises, L.P., of which the reporting person controls the investment decisions. Stockbridge Enterprises, L.P. is owned by a limited partnership in which the reporting person owns an indirect interest. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 22:11 UTC | SMITH & WESSON BRANDS, INC. SWHC · Entity 5379 | GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-142542 · doc4.xml · nonDerivative · entry 1 SALTZ MITCHELL A · CIK 0001112727 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,914 F1 · kind: 1/12th of the restricted stock units shall vest on the 20th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 20, 2018. F1 · shares: 1/12th of the restricted stock units shall vest on the 20th day of each month following the date of grant. Vested restricted stock units shall be delivered on September 20, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.