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SWBI

SMITH & WESSON BRANDS, INC.

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5379
SEC CIK
0001092796
Parsed reports
303

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2019 Filed Sep 27, 2019 21:27 UTC GrantCommon Stock 14,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051033 · doc4.xml · nonDerivative · entry 1

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,887

F1 · kind: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 21:23 UTC GrantCommon Stock 14,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051032 · doc4.xml · nonDerivative · entry 1

Gluchowski Gregory J. Jr. · CIK 0001645593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,522

F1 · kind: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 21:11 UTC GrantCommon Stock 14,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051029 · doc4.xml · nonDerivative · entry 1

BRITT ANITA D · CIK 0001199277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,470

F1 · kind: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

Read SEC document
September 25, 2019 Filed Sep 27, 2019 21:15 UTC GrantCommon Stock 14,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051030 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,790

F1 · kind: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 13:23 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.79 $0.00
Disclosure

SEC source: 0001209191-19-049735 · doc4.xml · derivative · entry 3

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 14, 2009 date of grant, until fully vested on September 14, 2010.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 13:23 UTC SaleCommon Stock 10,000 $6.95 $69,500.00
Disclosure

SEC source: 0001209191-19-049735 · doc4.xml · nonDerivative · entry 2

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,335.333

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated September 26, 2018.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 13:23 UTC Exercise / conversionCommon Stock 10,000 $5.79 $57,900.00
Disclosure

SEC source: 0001209191-19-049735 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,335.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2019 Filed Aug 27, 2019 21:50 UTC
Tobiassen Lane A.President, Firearm Division
Tax withholdingCommon Stock 1,461 $7.50 $10,957.50
Disclosure

SEC source: 0001209191-19-047562 · doc4.xml · nonDerivative · entry 1

Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,590

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 21:30 UTC
McPherson Deana LChief Accounting Officer
Tax withholdingCommon Stock 73 $9.32 $680.36
Disclosure

SEC source: 0001209191-19-042234 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,435

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
July 10, 2019 Filed Jul 12, 2019 21:25 UTC
McPherson Deana LChief Accounting Officer
Tax withholdingCommon Stock 350 $9.17 $3,209.50
Disclosure

SEC source: 0001209191-19-041967 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,508

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 23:32 UTC
McPherson Deana LChief Accounting Officer
Tax withholdingCommon Stock 72 $9.03 $650.16
Disclosure

SEC source: 0001209191-19-037835 · doc4.xml · nonDerivative · entry 2

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,858

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
June 15, 2019 Filed Jun 18, 2019 23:32 UTC
McPherson Deana LChief Accounting Officer
Tax withholdingCommon Stock 643 $9.02 $5,799.86
Disclosure

SEC source: 0001209191-19-037835 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,930

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 159 shares acquired under the Issuer's Employee Stock Purchase Plan on September 28, 2018 and 177 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2019.

Read SEC document
June 15, 2019 Filed Jan 8, 2021 22:49 UTC GrantCommon Stock 4,584 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-002797 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,575

F1 · shares: 25% of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
May 01, 2019 Filed May 3, 2019 00:08 UTC
Tobiassen Lane A.President, Firearm Division
Tax withholdingCommon Stock 793 $9.83 $7,795.19
Disclosure

SEC source: 0001209191-19-027133 · doc4.xml · nonDerivative · entry 2

Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,051

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2019 Filed May 3, 2019 00:07 UTC
Smith Mark PeterSee remarks.
Tax withholdingCommon Stock 3,115 $9.83 $30,620.45
Disclosure

SEC source: 0001209191-19-027132 · doc4.xml · nonDerivative · entry 2

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,755

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2019 Filed May 3, 2019 00:05 UTC Tax withholdingCommon Stock 409 $9.83 $4,020.47
Disclosure

SEC source: 0001209191-19-027131 · doc4.xml · nonDerivative · entry 2

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,414

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2019 Filed May 3, 2019 00:03 UTC
Debney P. JamesDirector · President and CEO
Tax withholdingCommon Stock 12,950 $9.83 $127,298.50
Disclosure

SEC source: 0001209191-19-027130 · doc4.xml · nonDerivative · entry 2

Debney P. James · CIK 0001476145 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,384

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2019 Filed May 3, 2019 00:02 UTC
Cicero Robert J.See Remarks
Tax withholdingCommon Stock 3,116 $9.83 $30,630.28
Disclosure

SEC source: 0001209191-19-027126 · doc4.xml · nonDerivative · entry 2

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,697

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2019 Filed May 2, 2019 23:59 UTC
Buchanan JeffreySee Remarks
Tax withholdingCommon Stock 5,237 $9.83 $51,479.71
Disclosure

SEC source: 0001209191-19-027124 · doc4.xml · nonDerivative · entry 2

BUCHANAN JEFFREY D · CIK 0001247555 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,391

F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
April 30, 2019 Filed May 3, 2019 00:08 UTC
Tobiassen Lane A.President, Firearm Division
GrantPerformance Rights · Derivative 28,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027133 · doc4.xml · derivative · entry 3

Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2023-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 30, 2019 Filed May 3, 2019 00:08 UTC
Tobiassen Lane A.President, Firearm Division
GrantCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027133 · doc4.xml · nonDerivative · entry 1

Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,844

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2019. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

F2 · balance_after: Includes 180 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2019.

Read SEC document
April 30, 2019 Filed May 3, 2019 00:07 UTC
Smith Mark PeterSee remarks.
GrantPerformance Rights · Derivative 28,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027132 · doc4.xml · derivative · entry 3

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2023-05-01

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 30, 2019 Filed May 3, 2019 00:07 UTC
Smith Mark PeterSee remarks.
GrantCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027132 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,870

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2019. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 30, 2019 Filed May 3, 2019 00:05 UTC GrantPerformance Rights · Derivative 28,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027131 · doc4.xml · derivative · entry 3

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2023-05-01

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 30, 2019 Filed May 3, 2019 00:05 UTC GrantCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027131 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,823

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2019. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 30, 2019 Filed May 3, 2019 00:03 UTC
Debney P. JamesDirector · President and CEO
GrantPerformance Rights · Derivative 140,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027130 · doc4.xml · derivative · entry 3

Debney P. James · CIK 0001476145 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,200

Underlying: Common Stock · 140,200 shares

Expires 2023-05-01

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 30, 2019 Filed May 3, 2019 00:03 UTC
Debney P. JamesDirector · President and CEO
GrantCommon Stock 63,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027130 · doc4.xml · nonDerivative · entry 1

Debney P. James · CIK 0001476145 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,334

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2019. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 30, 2019 Filed May 3, 2019 00:02 UTC
Cicero Robert J.See Remarks
GrantPerformance Rights · Derivative 28,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027126 · doc4.xml · derivative · entry 3

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,800

Underlying: Common Stock · 28,800 shares

Expires 2023-05-01

F3 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F3 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 30, 2019 Filed May 3, 2019 00:02 UTC
Cicero Robert J.See Remarks
GrantCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027126 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,813

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2019. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 30, 2019 Filed May 2, 2019 23:59 UTC
Buchanan JeffreySee Remarks
GrantPerformance Rights · Derivative 50,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027124 · doc4.xml · derivative · entry 3

BUCHANAN JEFFREY D · CIK 0001247555 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,200

Underlying: Common Stock · 50,200 shares

Expires 2023-05-01

F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 30, 2019 Filed May 2, 2019 23:59 UTC
Buchanan JeffreySee Remarks
GrantCommon Stock 22,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-027124 · doc4.xml · nonDerivative · entry 1

BUCHANAN JEFFREY D · CIK 0001247555 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,628

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2019. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

F2 · balance_after: Includes 778 shares acquired under the Issuer's Employee Stock Purchase Plan on September 28, 2018 and 1,294 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2019.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 22:06 UTC SaleCommon Stock 2,000 $10.00 $20,000.00
Disclosure

SEC source: 0001209191-19-026647 · doc4.xml · nonDerivative · entry 2

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,432

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated March 20, 2019.

Read SEC document
April 26, 2019 Filed Apr 30, 2019 22:06 UTC SaleCommon Stock 18,000 $10.01 $180,120.60
Disclosure

SEC source: 0001209191-19-026647 · doc4.xml · nonDerivative · entry 1

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,432

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated March 20, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.02, inclusive. The reporting person undertakes to provide to American Outdoor Brands Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:41 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.79 $0.00
Disclosure

SEC source: 0001209191-19-023186 · doc4.xml · derivative · entry 3

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-09-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 14, 2009 date of grant, until fully vested on September 14, 2010.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:41 UTC SaleCommon Stock 10,000 $9.25 $92,480.00
Disclosure

SEC source: 0001209191-19-023186 · doc4.xml · nonDerivative · entry 2

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,363

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated March 22, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.09 to $9.39, inclusive. The reporting person undertakes to provide to American Outdoor Brands Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:41 UTC Exercise / conversionCommon Stock 10,000 $5.79 $57,900.00
Disclosure

SEC source: 0001209191-19-023186 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2018 Filed Dec 20, 2018 22:11 UTC Tax withholdingCommon Stock 188 $12.70 $2,387.60
Disclosure

SEC source: 0001209191-18-063708 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,823

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
December 18, 2018 Filed Aug 8, 2019 22:09 UTC Amendment Tax withholdingCommon Stock 1,751 $12.70 $22,237.70
Disclosure

SEC source: 0001209191-19-045193 · doc4a.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,260

F1 · kind: As previously reported on a Form 4 filed by the reporting person on December 20, 2018, the reporting person reported 188 shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. The reporting person is filing this amendment to report the correct number of shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F1 · shares: As previously reported on a Form 4 filed by the reporting person on December 20, 2018, the reporting person reported 188 shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. The reporting person is filing this amendment to report the correct number of shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

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September 26, 2018 Filed Sep 28, 2018 21:30 UTC GrantCommon Stock 5,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052612 · doc4.xml · nonDerivative · entry 1

WADECKI ISABELL MARIE · CIK 0001214761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,601

F1 · kind: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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September 26, 2018 Filed Sep 28, 2018 21:27 UTC GrantCommon Stock 5,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052611 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,363

F1 · kind: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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September 26, 2018 Filed Sep 28, 2018 21:25 UTC GrantCommon Stock 5,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052610 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,915

F1 · kind: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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September 26, 2018 Filed Sep 28, 2018 21:23 UTC GrantCommon Stock 5,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052609 · doc4.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,915

F1 · kind: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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September 26, 2018 Filed Sep 28, 2018 21:21 UTC GrantCommon Stock 5,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052608 · doc4.xml · nonDerivative · entry 1

Golden Michael F · CIK 0001309339 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,432

F1 · kind: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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September 26, 2018 Filed Sep 28, 2018 21:19 UTC GrantCommon Stock 5,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052607 · doc4.xml · nonDerivative · entry 1

Gluchowski Gregory J. Jr. · CIK 0001645593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,067

F1 · kind: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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September 26, 2018 Filed Sep 28, 2018 21:16 UTC GrantCommon Stock 5,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052600 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,335.333

F1 · kind: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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September 26, 2018 Filed Sep 28, 2018 21:14 UTC GrantCommon Stock 5,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052596 · doc4.xml · nonDerivative · entry 1

BRUST ROBERT H · CIK 0001189315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,867

F1 · kind: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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September 26, 2018 Filed Sep 28, 2018 21:12 UTC GrantCommon Stock 5,501 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-052592 · doc4.xml · nonDerivative · entry 1

BRITT ANITA D · CIK 0001199277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,015

F1 · kind: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 26th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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September 17, 2018 Filed Sep 19, 2018 21:10 UTC PurchaseCommon Stock 1,600 $15.55 $24,880.00
Disclosure

SEC source: 0001209191-18-051663 · doc4.xml · nonDerivative · entry 1

BRUST ROBERT H · CIK 0001189315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,366

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September 06, 2018 Filed Sep 6, 2018 22:49 UTC PurchaseCommon Stock 400 $14.82 $5,928.00
Disclosure

SEC source: 0001209191-18-049961 · doc4.xml · nonDerivative · entry 2

BRUST ROBERT H · CIK 0001189315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,766

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September 06, 2018 Filed Sep 6, 2018 22:49 UTC PurchaseCommon Stock 3,840 $14.83 $56,947.20
Disclosure

SEC source: 0001209191-18-049961 · doc4.xml · nonDerivative · entry 1

BRUST ROBERT H · CIK 0001189315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,366

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.