Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SMITH & WESSON BRANDS, INC.SWBI · Entity 5379 | President, Firearm Division | June 10, 2020 | June 12, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SMITH & WESSON BRANDS, INC.
Report date June 10, 2020 · Filed June 12, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,601 |
Reported balance
After 2020-06-10 transaction · row 1
1 source rowRow 1 · 2020-06-10 · Sale · Disposed 1,000 · Balance 41,601 F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 28, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 28, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2020 Filed Jun 12, 2020 20:49 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | SaleCommon Stock | 1,000 | $17.00 | $17,000.00 |
DisclosureSEC source: 0001209191-20-036320 · doc4.xml · nonDerivative · entry 1 Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,601 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 28, 2019. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 22:15 UTC | SMITH & WESSON BRANDS, INC. SWBI · Entity 5379 | SaleCommon Stock | 1,000 | $15.00 | $15,000.00 |
DisclosureSEC source: 0001209191-20-034194 · doc4.xml · nonDerivative · entry 1 Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,601 F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 28, 2019. Read SEC document |
| May 01, 2020 Filed May 5, 2020 23:12 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | Tax withholdingCommon Stock | 1,600 | $9.40 | $15,040.00 |
DisclosureSEC source: 0001209191-20-027308 · doc4.xml · nonDerivative · entry 1 Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,601 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. F2 · balance_after: Includes 288 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2019 and 323 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2020. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 21:50 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | Tax withholdingCommon Stock | 1,461 | $7.50 | $10,957.50 |
DisclosureSEC source: 0001209191-19-047562 · doc4.xml · nonDerivative · entry 1 Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,590 F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| May 01, 2019 Filed May 3, 2019 00:08 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | Tax withholdingCommon Stock | 793 | $9.83 | $7,795.19 |
DisclosureSEC source: 0001209191-19-027133 · doc4.xml · nonDerivative · entry 2 Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,051 F3 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units. Read SEC document |
| April 30, 2019 Filed May 3, 2019 00:08 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | GrantPerformance Rights · Derivative | 28,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027133 · doc4.xml · derivative · entry 3 Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,800 Underlying: Common Stock · 28,800 shares Expires 2023-05-01 F4 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares. F4 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares. Read SEC document |
| April 30, 2019 Filed May 3, 2019 00:08 UTC | SMITH & WESSON BRANDS, INC. AOBC · Entity 5379 | GrantCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027133 · doc4.xml · nonDerivative · entry 1 Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,844 F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2019. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date. F2 · balance_after: Includes 180 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.