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STATE STREET CORP

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242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 16, 2018 Filed May 18, 2018 20:18 UTC GrantCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000408 · wf-form4_152667471503196.xml · nonDerivative · entry 1

Fawcett Amelia C. · CIK 0001383961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,443

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:18 UTC
Dugle Lynn ADirector
GrantCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000407 · wf-form4_152667464959624.xml · nonDerivative · entry 1

Dugle Lynn A · CIK 0001453368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,363

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:17 UTC GrantCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000406 · wf-form4_152667458064499.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,638

F1 · shares: Payment of Director's stock award.

Read SEC document
May 16, 2018 Filed May 18, 2018 20:16 UTC GrantCommon Stock 1,929 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000405 · wf-form4_152667452023053.xml · nonDerivative · entry 1

BURNES KENNETT F · CIK 0001201084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,205

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents and shares acquired due to dividend reinvestment through the date of this report.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:26 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 4,841 $101.21 $489,957.61
Disclosure

SEC source: 0000093751-18-000393 · wf-form4_152658869596022.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,162

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:24 UTC
Sullivan George EExecutive Vice President
Tax withholdingCommon Stock 1,191 $101.21 $120,541.11
Disclosure

SEC source: 0000093751-18-000392 · wf-form4_152658867676528.xml · nonDerivative · entry 1

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,649

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:24 UTC
Shagoury AntoineExecutive Vice President
Tax withholdingCommon Stock 358 $101.21 $36,233.18
Disclosure

SEC source: 0000093751-18-000391 · wf-form4_152658865815054.xml · nonDerivative · entry 1

Shagoury Antoine · CIK 0001676783 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,557

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:24 UTC
O HANLEY RONALD PPresident and COO
Tax withholdingCommon Stock 3,040 $101.21 $307,678.40
Disclosure

SEC source: 0000093751-18-000390 · wf-form4_152658864161289.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,374

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:23 UTC
Nolan ElizabethExecutive Vice President
Tax withholdingCommon Stock 226 $101.21 $22,873.46
Disclosure

SEC source: 0000093751-18-000389 · wf-form4_152658862481773.xml · nonDerivative · entry 1

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,420

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:23 UTC
Maiuri Louis DExecutive Vice President
Tax withholdingCommon Stock 841 $101.21 $85,117.61
Disclosure

SEC source: 0000093751-18-000388 · wf-form4_152658860731820.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,416

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:23 UTC
Keenan Karen CEVP and Chief Admin. Officer
Tax withholdingCommon Stock 620 $101.21 $62,750.20
Disclosure

SEC source: 0000093751-18-000387 · wf-form4_152658858188227.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,901

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:22 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 276 $101.21 $27,933.96
Disclosure

SEC source: 0000093751-18-000386 · wf-form4_152658856022670.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,403

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:22 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
SaleCommon Stock 25,000 $101.82 $2,545,500.00
Disclosure

SEC source: 0000093751-18-000385 · wf-form4_152658854235532.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,920

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 101.395 through 102.380, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:22 UTC
Grove Hannah MExecutive Vice President
Tax withholdingCommon Stock 427 $101.21 $43,216.67
Disclosure

SEC source: 0000093751-18-000384 · wf-form4_152658852462857.xml · nonDerivative · entry 2

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,246

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:22 UTC
Grove Hannah MExecutive Vice President
SaleCommon Stock 5,602 $101.88 $570,731.76
Disclosure

SEC source: 0000093751-18-000384 · wf-form4_152658852462857.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,673

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 101.83 through 102.00, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:21 UTC
Conway Jeff DExecutive Vice President
Tax withholdingCommon Stock 444 $101.21 $44,937.24
Disclosure

SEC source: 0000093751-18-000382 · wf-form4_152658840745974.xml · nonDerivative · entry 1

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,958

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:20 UTC GrantCommon Stock 126 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000357 · wf-form4_152270040070908.xml · nonDerivative · entry 1

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126

F1 · shares: Payment of prorated Director's stock award.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:19 UTC
MATHEW SARADirector
GrantCommon Stock 126 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000356 · wf-form4_152270038464509.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126

F1 · shares: Payment of prorated Director's stock award.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 21:08 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 4,500 $108.50 $488,250.00
Disclosure

SEC source: 0000093751-18-000344 · wf-form4_151993849396501.xml · nonDerivative · entry 2

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,200

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.19 through $108.80, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 21:08 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 5,748 $107.92 $620,324.16
Disclosure

SEC source: 0000093751-18-000344 · wf-form4_151993849396501.xml · nonDerivative · entry 1

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,700

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.27 through $108.18, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:29 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
GrantCommon Stock 12,526 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000342 · wf-form4_151985336191290.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,003

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:29 UTC
Sullivan George EExecutive Vice President
GrantCommon Stock 7,995 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000341 · wf-form4_151985333912952.xml · nonDerivative · entry 1

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,840

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:28 UTC
Shagoury AntoineExecutive Vice President
GrantCommon Stock 6,380 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000340 · wf-form4_151985331950793.xml · nonDerivative · entry 1

Shagoury Antoine · CIK 0001676783 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,915

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:28 UTC
Seck Wai-KwongExecutive Vice President
GrantCommon Stock 7,045 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000339 · wf-form4_151985329489280.xml · nonDerivative · entry 1

Seck Wai-Kwong · CIK 0001628722 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,750

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:28 UTC
Schaefer ElizabethSVP, CAO and Deputy Controller
GrantCommon Stock 1,927 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000338 · wf-form4_151985327435565.xml · nonDerivative · entry 2

Schaefer Elizabeth · CIK 0001716132 · SVP, CAO and Deputy Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,289

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:28 UTC
Schaefer ElizabethSVP, CAO and Deputy Controller
SaleCommon Stock 1,473 $105.00 $154,665.00
Disclosure

SEC source: 0000093751-18-000338 · wf-form4_151985327435565.xml · nonDerivative · entry 1

Schaefer Elizabeth · CIK 0001716132 · SVP, CAO and Deputy Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,362

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 25, 2017.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:27 UTC
O HANLEY RONALD PPresident and COO
GrantCommon Stock 19,708 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000337 · wf-form4_151985323833755.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,414

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:27 UTC
Nolan ElizabethExecutive Vice President
Tax withholdingCommon Stock 633 $106.82 $67,617.06
Disclosure

SEC source: 0000093751-18-000336 · wf-form4_151985320822875.xml · nonDerivative · entry 3

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,646

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 26, 2018 pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:27 UTC
Nolan ElizabethExecutive Vice President
GrantCommon Stock 1,346 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000336 · wf-form4_151985320822875.xml · nonDerivative · entry 2

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,279

F2 · shares: Stock award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:27 UTC
Nolan ElizabethExecutive Vice President
GrantCommon Stock 4,254 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000336 · wf-form4_151985320822875.xml · nonDerivative · entry 1

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,933

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:26 UTC
Maiuri Louis DExecutive Vice President
GrantCommon Stock 8,553 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000335 · wf-form4_151985318921101.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,257

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:26 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
Tax withholdingCommon Stock 10,517 $106.82 $1,123,425.94
Disclosure

SEC source: 0000093751-18-000334 · wf-form4_151985315177553.xml · nonDerivative · entry 3

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,448

F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 19, 2015 as part of 2014 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:26 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
GrantCommon Stock 20,765 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000334 · wf-form4_151985315177553.xml · nonDerivative · entry 2

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,965

F3 · shares: Settlement of a performance award granted on February 19, 2015 as part of 2014 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:26 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
GrantCommon Stock 9,296 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000334 · wf-form4_151985315177553.xml · nonDerivative · entry 1

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,200

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:25 UTC
Keenan Karen CEVP and Chief Admin. Officer
GrantCommon Stock 9,296 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000333 · wf-form4_151985313264369.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,521

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:25 UTC
Horgan Kathryn MExecutive Vice President
GrantCommon Stock 3,718 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000332 · wf-form4_151985310617392.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,679

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:24 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
Tax withholdingCommon Stock 36,919 $106.82 $3,943,687.58
Disclosure

SEC source: 0000093751-18-000331 · wf-form4_151985307202032.xml · nonDerivative · entry 3

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,834

F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with settlement of a performance award granted on February 19, 2015 as part of 2014 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:24 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
GrantCommon Stock 83,056 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000331 · wf-form4_151985307202032.xml · nonDerivative · entry 2

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,753

F3 · shares: Settlement of a performance award granted on February 19, 2015 as part of 2014 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:24 UTC
HOOLEY JOSEPH LDirector · Chairman and CEO
GrantCommon Stock 39,143 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000331 · wf-form4_151985307202032.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,697

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:23 UTC
Erickson AndrewExecutive Vice President
GrantCommon Stock 7,828 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000329 · wf-form4_151985297477815.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,532

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:24 UTC
Grove Hannah MExecutive Vice President
GrantCommon Stock 2,901 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000330 · wf-form4_151985300113000.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,275

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:22 UTC
Conway Jeff DExecutive Vice President
Tax withholdingCommon Stock 1,634 $106.82 $174,543.88
Disclosure

SEC source: 0000093751-18-000328 · wf-form4_151985294255421.xml · nonDerivative · entry 3

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,402

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 26, 2018 pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:22 UTC
Conway Jeff DExecutive Vice President
GrantCommon Stock 3,759 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000328 · wf-form4_151985294255421.xml · nonDerivative · entry 2

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,036

F2 · shares: Stock Award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 21:22 UTC
Conway Jeff DExecutive Vice President
GrantCommon Stock 4,422 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000328 · wf-form4_151985294255421.xml · nonDerivative · entry 1

Conway Jeff D · CIK 0001637495 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,277

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

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February 26, 2018 Filed Feb 28, 2018 21:22 UTC
CARP JEFFREY NEVP, CLO and Secretary
Tax withholdingCommon Stock 12,922 $106.82 $1,380,328.04
Disclosure

SEC source: 0000093751-18-000327 · wf-form4_151985291075389.xml · nonDerivative · entry 4

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,758

F5 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 19, 2015 as part of 2014 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 26, 2018 Filed Feb 28, 2018 21:22 UTC
CARP JEFFREY NEVP, CLO and Secretary
GrantCommon Stock 29,070 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000327 · wf-form4_151985291075389.xml · nonDerivative · entry 3

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,680

F4 · shares: Settlement of a performance award granted on February 19, 2015 as part of 2014 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 26, 2018 Filed Feb 28, 2018 21:22 UTC
CARP JEFFREY NEVP, CLO and Secretary
GrantCommon Stock 1,873 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000327 · wf-form4_151985291075389.xml · nonDerivative · entry 2

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,610

F3 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan under supplemental retirement plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 26, 2018 Filed Feb 28, 2018 21:22 UTC
CARP JEFFREY NEVP, CLO and Secretary
GrantCommon Stock 13,700 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000327 · wf-form4_151985291075389.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,737

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 26, 2018 Filed Feb 28, 2018 21:21 UTC
Aboaf Eric W.EVP and CFO
GrantCommon Stock 12,134 $0.00 $0.00
Disclosure

SEC source: 0000093751-18-000326 · wf-form4_151985287291970.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,029

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

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February 16, 2018 Filed Feb 20, 2018 22:09 UTC
Sullivan George EExecutive Vice President
SaleCommon Stock 3,495 $103.07 $360,229.65
Disclosure

SEC source: 0000093751-18-000303 · wf-form4_151916453014883.xml · nonDerivative · entry 2

Sullivan George E · CIK 0001676782 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,845

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.