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STATE STREET CORP

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242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2020 Filed May 22, 2020 20:09 UTC GrantCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000851 · wf-form4_159017812441625.xml · nonDerivative · entry 1

O'Sullivan Sean · CIK 0001704680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,663

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:08 UTC GrantCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000850 · wf-form4_159017810201826.xml · nonDerivative · entry 1

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,775

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:07 UTC GrantCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000848 · wf-form4_159017805944822.xml · nonDerivative · entry 1

Freda William C · CIK 0001626695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,318

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:08 UTC
MATHEW SARADirector
GrantCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000849 · wf-form4_159017808168344.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,551

F1 · shares: Payment of Director's stock award.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:07 UTC GrantCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000847 · wf-form4_159017803737160.xml · nonDerivative · entry 1

Fawcett Amelia C. · CIK 0001383961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,851

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:07 UTC
Dugle Lynn ADirector
GrantCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000846 · wf-form4_159017801565445.xml · nonDerivative · entry 1

Dugle Lynn A · CIK 0001453368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,390

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:06 UTC GrantCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000845 · wf-form4_159017799161339.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,134

F1 · shares: Payment of Director's stock award.

Read SEC document
May 20, 2020 Filed May 22, 2020 20:06 UTC GrantCommon Stock 3,341 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000844 · wf-form4_159017796452757.xml · nonDerivative · entry 1

Chandoha Marie A · CIK 0001656828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,469

F1 · shares: Payment of Director's stock award.

Read SEC document
May 18, 2020 Filed May 19, 2020 22:35 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
SaleCommon Stock 381 $56.31 $21,454.11
Disclosure

SEC source: 0000093751-20-000830 · wf-form4_158992769313939.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,645

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 29, 2019.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:35 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 947 $54.41 $51,526.27
Disclosure

SEC source: 0000093751-20-000831 · wf-form4_158992771556292.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,297

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:35 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 6 $54.41 $326.46
Disclosure

SEC source: 0000093751-20-000830 · wf-form4_158992769313939.xml · nonDerivative · entry 3

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By domestic partner

Disclosed balance after: 554

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:35 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 465 $54.41 $25,300.65
Disclosure

SEC source: 0000093751-20-000830 · wf-form4_158992769313939.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,026

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:34 UTC
PLANSKY JOHNEVP; CEO Charles River Develop
Tax withholdingCommon Stock 313 $54.41 $17,030.33
Disclosure

SEC source: 0000093751-20-000829 · wf-form4_158992767237365.xml · nonDerivative · entry 1

PLANSKY JOHN · CIK 0001782452 · EVP; CEO Charles River Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,187

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:34 UTC
LEHNER JOHNExecutive Vice President
Tax withholdingCommon Stock 535 $54.41 $29,109.35
Disclosure

SEC source: 0000093751-20-000828 · wf-form4_158992765059705.xml · nonDerivative · entry 1

LEHNER JOHN · CIK 0001787633 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,360

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:34 UTC
Grove Hannah MExecutive Vice President
Tax withholdingCommon Stock 123 $54.41 $6,692.43
Disclosure

SEC source: 0000093751-20-000827 · wf-form4_158992762758864.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,008

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:33 UTC
CHAKAR NADINEExecutive Vice President
Tax withholdingCommon Stock 707 $54.41 $38,467.87
Disclosure

SEC source: 0000093751-20-000826 · wf-form4_158992760645970.xml · nonDerivative · entry 1

CHAKAR NADINE · CIK 0001782457 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,681

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:33 UTC
BANERJEE AUNOYExecutive Vice President
Tax withholdingCommon Stock 372 $54.41 $20,240.52
Disclosure

SEC source: 0000093751-20-000825 · wf-form4_158992758190560.xml · nonDerivative · entry 1

BANERJEE AUNOY · CIK 0001787627 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,490

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2020 Filed May 19, 2020 22:32 UTC
AMBROSIUS JOERGExecutive Vice President
Tax withholdingCommon Stock 74 $54.41 $4,026.34
Disclosure

SEC source: 0000093751-20-000824 · wf-form4_158992755861762.xml · nonDerivative · entry 1

AMBROSIUS JOERG · CIK 0001782535 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,243

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
April 29, 2020 Filed May 1, 2020 20:03 UTC
Appleyard IanEVP, CAO and Global Controller
SaleCommon Stock 5,000 $64.61 $323,050.00
Disclosure

SEC source: 0000093751-20-000762 · wf-form4_158836337843768.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,859

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:17 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 2,095 $67.73 $141,894.35
Disclosure

SEC source: 0000093751-20-000723 · wf-form4_158318380237546.xml · nonDerivative · entry 6

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,189

F5 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.60 through $68.15, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:17 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 5,966 $67.09 $400,258.94
Disclosure

SEC source: 0000093751-20-000723 · wf-form4_158318380237546.xml · nonDerivative · entry 5

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,284

F5 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.60 through $67.55, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 21:17 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
SaleCommon Stock 3,800 $66.26 $251,788.00
Disclosure

SEC source: 0000093751-20-000723 · wf-form4_158318380237546.xml · nonDerivative · entry 4

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,250

F5 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2018.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.60 through $66.58, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:19 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
GrantCommon Stock 22,332 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000731 · wf-form4_158318397738360.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,244

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:19 UTC
PLANSKY JOHNEVP; CEO Charles River Develop
GrantCommon Stock 9,641 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000730 · wf-form4_158318395617327.xml · nonDerivative · entry 1

PLANSKY JOHN · CIK 0001782452 · EVP; CEO Charles River Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,500

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:19 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
Tax withholdingCommon Stock 20,518 $69.38 $1,423,538.84
Disclosure

SEC source: 0000093751-20-000729 · wf-form4_158318393547331.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,450

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:19 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
GrantCommon Stock 46,263 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000729 · wf-form4_158318393547331.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,968

F2 · shares: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:19 UTC
O HANLEY RONALD PDirector · Chairman, President and CEO
GrantCommon Stock 43,287 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000729 · wf-form4_158318393547331.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,705

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:18 UTC
Nolan ElizabethExecutive Vice President
Tax withholdingCommon Stock 2,414 $69.38 $167,483.32
Disclosure

SEC source: 0000093751-20-000728 · wf-form4_158318391544461.xml · nonDerivative · entry 3

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,197

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the stock award granted on February 27, 2020 pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:18 UTC
Nolan ElizabethExecutive Vice President
GrantCommon Stock 5,135 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000728 · wf-form4_158318391544461.xml · nonDerivative · entry 2

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,611

F2 · shares: Stock award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:18 UTC
Nolan ElizabethExecutive Vice President
GrantCommon Stock 4,173 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000728 · wf-form4_158318391544461.xml · nonDerivative · entry 1

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,476

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:18 UTC
MARTIN IAN PExecutive Vice President
GrantCommon Stock 3,542 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000726 · wf-form4_158318387119203.xml · nonDerivative · entry 1

MARTIN IAN P · CIK 0001782455 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,554

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:18 UTC
Milrod Donna MExecutive Vice President
GrantCommon Stock 11,609 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000727 · wf-form4_158318389221378.xml · nonDerivative · entry 1

Milrod Donna M · CIK 0001493239 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,609

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:16 UTC
Horgan Kathryn MExecutive Vice President
GrantCommon Stock 11,314 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000722 · wf-form4_158318377999002.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,212

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:17 UTC
Maiuri Louis DEVP & Chief Operating Officer
Tax withholdingCommon Stock 6,739 $69.38 $467,551.82
Disclosure

SEC source: 0000093751-20-000725 · wf-form4_158318384786167.xml · nonDerivative · entry 3

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,850

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:17 UTC
Maiuri Louis DEVP & Chief Operating Officer
GrantCommon Stock 15,602 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000725 · wf-form4_158318384786167.xml · nonDerivative · entry 2

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,589

F2 · shares: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:17 UTC
Maiuri Louis DEVP & Chief Operating Officer
GrantCommon Stock 23,807 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000725 · wf-form4_158318384786167.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,987

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:17 UTC
LEHNER JOHNExecutive Vice President
GrantCommon Stock 5,608 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000724 · wf-form4_158318382535579.xml · nonDerivative · entry 1

LEHNER JOHN · CIK 0001787633 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,895

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:17 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
Tax withholdingCommon Stock 12,144 $69.38 $842,550.72
Disclosure

SEC source: 0000093751-20-000723 · wf-form4_158318380237546.xml · nonDerivative · entry 3

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,050

F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:17 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
GrantCommon Stock 24,005 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000723 · wf-form4_158318380237546.xml · nonDerivative · entry 2

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,194

F3 · shares: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:17 UTC
Kuritzkes Andrew PEVP and Chief Risk Officer
GrantCommon Stock 16,036 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000723 · wf-form4_158318380237546.xml · nonDerivative · entry 1

Kuritzkes Andrew P · CIK 0001497324 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,189

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:15 UTC
Erickson AndrewExecutive Vice President
GrantCommon Stock 12,482 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000720 · wf-form4_158318373621641.xml · nonDerivative · entry 2

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,753

F2 · shares: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:15 UTC
Erickson AndrewExecutive Vice President
GrantCommon Stock 22,922 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000720 · wf-form4_158318373621641.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,271

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:16 UTC
Grove Hannah MExecutive Vice President
GrantCommon Stock 4,427 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000721 · wf-form4_158318375600450.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,131

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:15 UTC
CHAKAR NADINEExecutive Vice President
GrantCommon Stock 8,755 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000719 · wf-form4_158318371545305.xml · nonDerivative · entry 1

CHAKAR NADINE · CIK 0001782457 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,388

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 21:15 UTC
CARP JEFFREY NEVP, CLO and Secretary
Tax withholdingCommon Stock 13,550 $69.38 $940,099.00
Disclosure

SEC source: 0000093751-20-000718 · wf-form4_158318369398674.xml · nonDerivative · entry 4

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,659

F5 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 27, 2020 Filed Mar 2, 2020 21:15 UTC
CARP JEFFREY NEVP, CLO and Secretary
GrantCommon Stock 30,551 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000718 · wf-form4_158318369398674.xml · nonDerivative · entry 3

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,209

F4 · shares: Settlement of a performance award granted on February 27, 2017 as part of 2016 compensation.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 27, 2020 Filed Mar 2, 2020 21:15 UTC
CARP JEFFREY NEVP, CLO and Secretary
GrantCommon Stock 2,883 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000718 · wf-form4_158318369398674.xml · nonDerivative · entry 2

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,658

F3 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Equity Incentive Plan under supplemental retirement plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 27, 2020 Filed Mar 2, 2020 21:15 UTC
CARP JEFFREY NEVP, CLO and Secretary
GrantCommon Stock 19,676 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000718 · wf-form4_158318369398674.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,775

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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February 27, 2020 Filed Mar 2, 2020 21:14 UTC
Atkinson Tracy AExecutive Vice President
GrantCommon Stock 9,444 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000716 · wf-form4_158318364655985.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,207

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

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February 27, 2020 Filed Mar 2, 2020 21:14 UTC
BANERJEE AUNOYExecutive Vice President
GrantCommon Stock 5,804 $0.00 $0.00
Disclosure

SEC source: 0000093751-20-000717 · wf-form4_158318366822619.xml · nonDerivative · entry 1

BANERJEE AUNOY · CIK 0001787627 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,862

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.