Last 12 months
Inside the activity.
5 purchase rows · 21 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 7 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2020 Filed Mar 25, 2021 22:52 UTC |
Brem Monte MDirector · See remarks · See remarks
|
GiftClass B Units · Derivative | 7,413,679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000025 · wf-form4_161671273853140.xml · derivative · entry 6 Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,413,679 shares Expires not disclosed F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| December 31, 2020 Filed Mar 25, 2021 22:52 UTC |
Brem Monte MDirector · See remarks · See remarks
|
GiftClass B Common Stock | 7,413,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001796022-21-000025 · wf-form4_161671273853140.xml · nonDerivative · entry 2 Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By MMAR HNL, LLC Disclosed balance after: 7,413,679 Read SEC document |
| December 31, 2020 Filed Mar 25, 2021 22:52 UTC |
Brem Monte MDirector · See remarks · See remarks
|
GiftClass B Common Stock | 7,413,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001796022-21-000025 · wf-form4_161671273853140.xml · nonDerivative · entry 1 Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 31, 2020 Filed Mar 25, 2021 22:50 UTC |
Fernandez Jose ADirector · Co-Chief Operating Officer · 10% owner · See remarks
|
GiftClass B Units · Derivative | 350,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · derivative · entry 8 Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Santaluz Capital Partners, LLC Disclosed balance after: 1,605,500 Underlying: Class A Common Stock · 350,000 shares Expires not disclosed F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| December 31, 2020 Filed Mar 25, 2021 22:50 UTC |
Fernandez Jose ADirector · Co-Chief Operating Officer · 10% owner · See remarks
|
GiftClass B Units · Derivative | 350,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · derivative · entry 7 Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,505,328 Underlying: Class A Common Stock · 350,000 shares Expires not disclosed F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| December 31, 2020 Filed Mar 25, 2021 22:50 UTC |
Fernandez Jose ADirector · Co-Chief Operating Officer · 10% owner · See remarks
|
GiftClass B Common Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · nonDerivative · entry 2 Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Santaluz Capital Partners, LLC Disclosed balance after: 1,605,500 Read SEC document |
| December 31, 2020 Filed Mar 25, 2021 22:50 UTC |
Fernandez Jose ADirector · Co-Chief Operating Officer · 10% owner · See remarks
|
GiftClass B Common Stock | 350,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001796022-21-000022 · wf-form4_161671260013770.xml · nonDerivative · entry 1 Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · 10% owner · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,505,328 Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 18:58 UTC |
Hoffmeister David FDirector
|
GrantClass A Common Stock | 2,178 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-20-000015 · wf-form4_160814510784419.xml · nonDerivative · entry 1 Hoffmeister David F · CIK 0001305975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,778 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 18:55 UTC |
Raymond Anne LDirector
|
GrantClass A Common Stock | 1,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-20-000014 · wf-form4_160814494489806.xml · nonDerivative · entry 1 Raymond Anne L · CIK 0001822576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,944 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 30, 2020 Filed Mar 25, 2021 22:53 UTC |
Maruszewski MarkDirector · See Remarks
|
GiftClass B Units · Derivative | 81,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001796022-21-000026 · wf-form4_161671278973431.xml · derivative · entry 7 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Sconset Union Capital, LLC Disclosed balance after: 659,097 Underlying: Class A Common Stock · 81,972 shares Expires not disclosed F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| September 30, 2020 Filed Mar 25, 2021 22:53 UTC |
Maruszewski MarkDirector · See Remarks
|
GiftClass B Units · Derivative | 81,972 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000026 · wf-form4_161671278973431.xml · derivative · entry 6 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,799,629 Underlying: Class A Common Stock · 81,972 shares Expires not disclosed F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| September 30, 2020 Filed Mar 25, 2021 22:53 UTC |
Maruszewski MarkDirector · See Remarks
|
GiftClass B Common Stock | 81,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001796022-21-000026 · wf-form4_161671278973431.xml · nonDerivative · entry 2 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Sconset Union Capital, LLC Disclosed balance after: 659,097 Read SEC document |
| September 30, 2020 Filed Mar 25, 2021 22:53 UTC |
Maruszewski MarkDirector · See Remarks
|
GiftClass B Common Stock | 81,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001796022-21-000026 · wf-form4_161671278973431.xml · nonDerivative · entry 1 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,799,629 Read SEC document |
| September 30, 2020 Filed Mar 25, 2021 22:49 UTC |
Bradley Thomas AlcottSee remarks
|
GiftClass B Units · Derivative | 112,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000021 · wf-form4_161671254616484.xml · derivative · entry 7 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Aftermath LLC Disclosed balance after: 791,682 Underlying: Class A Common Stock · 112,740 shares Expires not disclosed F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| September 30, 2020 Filed Mar 25, 2021 22:49 UTC |
Bradley Thomas AlcottSee remarks
|
GiftClass B Units · Derivative | 112,740 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000021 · wf-form4_161671254616484.xml · derivative · entry 6 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667,044 Underlying: Class A Common Stock · 112,740 shares Expires not disclosed F2 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| September 30, 2020 Filed Mar 25, 2021 22:49 UTC |
Bradley Thomas AlcottSee remarks
|
GiftClass B Common Stock | 112,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001796022-21-000021 · wf-form4_161671254616484.xml · nonDerivative · entry 2 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Aftermath LLC Disclosed balance after: 791,682 Read SEC document |
| September 30, 2020 Filed Mar 25, 2021 22:49 UTC |
Bradley Thomas AlcottSee remarks
|
GiftClass B Common Stock | 112,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001796022-21-000021 · wf-form4_161671254616484.xml · nonDerivative · entry 1 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667,044 Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC |
ARG Private Equity, LLC10% owner
ARGO Holdings, LLC10% owner
KAISER GEORGE B10% owner
Mitchell Steven RDirector · 10% owner
Waldo RobertDirector · 10% owner
|
OtherClass B Units · Derivative | 3,830,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · derivative · entry 4 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,432,858 Underlying: Class A Common Stock · 3,830,328 shares Expires not disclosed F6 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · kind: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F4 · price: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F6 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F6 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F5 · ownership.direct: These securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by Argonaut Private Equity, L.L.C. Steven R. Mitchell has a derivative interest in Argonaut Private Equity, L.L.C. Robert A. Waldo is a manager and Vice President of Argonaut Private Equity, L.L.C. and has a derivative interest therein. George B. Kaiser is the sole member of Argonaut Private Equity, L.L.C. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC |
ARG Private Equity, LLC10% owner
ARGO Holdings, LLC10% owner
KAISER GEORGE B10% owner
Mitchell Steven RDirector · 10% owner
Waldo RobertDirector · 10% owner
|
OtherClass B Common Stock | 3,830,328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · nonDerivative · entry 3 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,432,858 F4 · kind: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F4 · price: Represents 3,830,328 Class B Units of StepStone Group LP (the "Partnership") and a corresponding number of shares of Class B Common Stock transferred by Argonaut Holdings, LLC to the Issuer in connection with the closing of the IPO at a price of $18.00 for one Class B Unit and one share of Class B Common Stock. F5 · ownership.direct: These securities are held of record by Argonaut Holdings, LLC. Argonaut Holdings, LLC is managed by Argonaut Private Equity, L.L.C. Steven R. Mitchell has a derivative interest in Argonaut Private Equity, L.L.C. Robert A. Waldo is a manager and Vice President of Argonaut Private Equity, L.L.C. and has a derivative interest therein. George B. Kaiser is the sole member of Argonaut Private Equity, L.L.C. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC |
ARG Private Equity, LLC10% owner
ARGO Holdings, LLC10% owner
KAISER GEORGE B10% owner
Mitchell Steven RDirector · 10% owner
Waldo RobertDirector · 10% owner
|
PurchaseClass A Common Stock | 62,500 | $18.00 | $1,125,000.00 |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · nonDerivative · entry 2 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's initial public offering ("IPO"). F3 · ownership.direct: These securities are held of record by Robert A. Waldo. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 21, 2020 20:19 UTC |
ARG Private Equity, LLC10% owner
ARGO Holdings, LLC10% owner
KAISER GEORGE B10% owner
Mitchell Steven RDirector · 10% owner
Waldo RobertDirector · 10% owner
|
PurchaseClass A Common Stock | 62,500 | $18.00 | $1,125,000.00 |
DisclosureSEC source: 0001394221-20-000006 · primary_doc.xml · nonDerivative · entry 1 Argonaut Private Equity, L.L.C. · CIK 0001585937 · 10% owner Argonaut Holdings, L.L.C. · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's initial public offering ("IPO"). F2 · ownership.direct: These securities are held of record by Steven R. Mitchell. Each of Argonaut Private Equity, L.L.C., Argonaut Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:20 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
OtherClass B Units · Derivative | 1,620,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051514 · doc4.xml · derivative · entry 4 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,620,000 Underlying: Class A Common Stock · 1,620,000 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. F2 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F2 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F2 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:20 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
OtherClass B Units · Derivative | 2,838,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051514 · doc4.xml · derivative · entry 3 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,838,726 Underlying: Class A Common Stock · 2,838,726 shares Expires not disclosed F2 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. F2 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F2 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F2 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:20 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
GrantClass B Common Stock | 1,620,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051514 · doc4.xml · nonDerivative · entry 2 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,620,000 F1 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the Issuer's initial public offering (the "IPO"), shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. F1 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the Issuer's initial public offering (the "IPO"), shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:20 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
GrantClass B Common Stock | 2,838,726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051514 · doc4.xml · nonDerivative · entry 1 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,838,726 F1 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the Issuer's initial public offering (the "IPO"), shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. F1 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the Issuer's initial public offering (the "IPO"), shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 17:15 UTC |
Park David YChief Accounting Officer
|
GrantClass A Common Stock | 31,300 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051508 · doc4.xml · nonDerivative · entry 1 Park David Y · CIK 0001822773 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,300 F1 · kind: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of September 30, 2021, 2022, 2023 and 2024, subject to the Reporting Person's continued employment through the applicable vesting date. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of September 30, 2021, 2022, 2023 and 2024, subject to the Reporting Person's continued employment through the applicable vesting date. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:25 UTC |
Hoffmeister David FDirector
|
GrantClass A Common Stock | 5,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051518 · doc4.xml · nonDerivative · entry 1 Hoffmeister David F · CIK 0001305975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,600 F1 · kind: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 20:45 UTC |
StepStone Group LP10% owner
|
OtherCommon Stock | 100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051480 · doc4.xml · nonDerivative · entry 1 StepStone Group LP · CIK 0001502287 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: In connection with the Issuer's initial public offering, the Issuer and the Reporting Person participated in a reorganization pursuant to which the securities of the Issuer held by the Reporting Person were cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 18:00 UTC |
FRIEDMAN DARREN M.See Remarks
|
OtherClass B2 Units · Derivative | 346,842 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051538 · doc4.xml · derivative · entry 5 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,842 Underlying: Class A Common Stock · 346,842 shares Expires not disclosed F6 · derivative.exercise_price: In the Reorganization, Class A2 Units in the Partnership held prior to the IPO were reclassified into Class B2 Units. The Class B2 Units vest 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units, they will automatically convert into Class B Units, which will be exchangeable on a one-for-one basis for shares of Class A Common Stock. F6 · kind: In the Reorganization, Class A2 Units in the Partnership held prior to the IPO were reclassified into Class B2 Units. The Class B2 Units vest 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units, they will automatically convert into Class B Units, which will be exchangeable on a one-for-one basis for shares of Class A Common Stock. F6 · price: In the Reorganization, Class A2 Units in the Partnership held prior to the IPO were reclassified into Class B2 Units. The Class B2 Units vest 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units, they will automatically convert into Class B Units, which will be exchangeable on a one-for-one basis for shares of Class A Common Stock. F6 · derivative.exercise_date: In the Reorganization, Class A2 Units in the Partnership held prior to the IPO were reclassified into Class B2 Units. The Class B2 Units vest 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units, they will automatically convert into Class B Units, which will be exchangeable on a one-for-one basis for shares of Class A Common Stock. F6 · derivative.expiration_date: In the Reorganization, Class A2 Units in the Partnership held prior to the IPO were reclassified into Class B2 Units. The Class B2 Units vest 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units, they will automatically convert into Class B Units, which will be exchangeable on a one-for-one basis for shares of Class A Common Stock. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 18:00 UTC |
FRIEDMAN DARREN M.See Remarks
|
OtherClass B Units · Derivative | 1,463,022 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051538 · doc4.xml · derivative · entry 4 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463,022 Underlying: Class A Common Stock · 1,463,022 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F5 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. F4 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 18:00 UTC |
FRIEDMAN DARREN M.See Remarks
|
GrantClass B Common Stock | 1,463,022 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051538 · doc4.xml · nonDerivative · entry 3 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,463,022 F3 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. F3 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 18:00 UTC |
FRIEDMAN DARREN M.See Remarks
|
PurchaseClass A Common Stock | 44,600 | $18.00 | $802,800.00 |
DisclosureSEC source: 0001209191-20-051538 · doc4.xml · nonDerivative · entry 2 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,600 F2 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's directed share program in connection with its initial public offering ("IPO"). Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 18:00 UTC |
FRIEDMAN DARREN M.See Remarks
|
GrantClass A Common Stock | 73,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051538 · doc4.xml · nonDerivative · entry 1 FRIEDMAN DARREN M. · CIK 0001526095 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,000 F1 · kind: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of September 30, 2021, 2022, 2023 and 2024, subject to the Reporting Person's continued employment through the applicable vesting date. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of September 30, 2021, 2022, 2023 and 2024, subject to the Reporting Person's continued employment through the applicable vesting date. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 22:05 UTC |
Jeffrey DavidSee Remarks
|
OtherClass B Units · Derivative | 4,112,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051541 · doc4.xml · derivative · entry 3 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,112,532 Underlying: Class A Common Stock · 4,112,532 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. F3 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 22:05 UTC |
Jeffrey DavidSee Remarks
|
GrantClass B Common Stock | 4,112,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051541 · doc4.xml · nonDerivative · entry 2 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,112,532 F2 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for voting interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. F2 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for voting interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 22:05 UTC |
Jeffrey DavidSee Remarks
|
PurchaseClass A Common Stock | 40,000 | $18.00 | $720,000.00 |
DisclosureSEC source: 0001209191-20-051541 · doc4.xml · nonDerivative · entry 1 Jeffrey David · CIK 0001822642 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's directed share program in connection with its initial public offering ("IPO"). Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:55 UTC |
Bradley Thomas AlcottSee remarks
|
OtherClass B Units · Derivative | 678,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051537 · doc4.xml · derivative · entry 5 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Aftermath LLC Disclosed balance after: 678,942 Underlying: Class A Common Stock · 678,942 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. F3 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:55 UTC |
Bradley Thomas AlcottSee remarks
|
OtherClass B Units · Derivative | 3,779,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051537 · doc4.xml · derivative · entry 4 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,779,784 Underlying: Class A Common Stock · 3,779,784 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. F3 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:55 UTC |
Bradley Thomas AlcottSee remarks
|
GrantClass B Common Stock | 678,942 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051537 · doc4.xml · nonDerivative · entry 3 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Aftermath LLC Disclosed balance after: 678,942 F2 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. F2 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:55 UTC |
Bradley Thomas AlcottSee remarks
|
GrantClass B Common Stock | 3,779,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051537 · doc4.xml · nonDerivative · entry 2 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,779,784 F2 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. F2 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:55 UTC |
Bradley Thomas AlcottSee remarks
|
PurchaseClass A Common Stock | 13,380 | $18.00 | $240,840.00 |
DisclosureSEC source: 0001209191-20-051537 · doc4.xml · nonDerivative · entry 1 Bradley Thomas Alcott · CIK 0001822861 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,380 F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's directed share program in connection with its initial public offering ("IPO"). Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:50 UTC |
Maruszewski MarkDirector · See Remarks
|
OtherClass B Units · Derivative | 577,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051536 · doc4.xml · derivative · entry 5 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Sconset Union Capital, LLC Disclosed balance after: 577,125 Underlying: Class A Common Stock · 577,125 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. F3 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:50 UTC |
Maruszewski MarkDirector · See Remarks
|
OtherClass B Units · Derivative | 3,881,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051536 · doc4.xml · derivative · entry 4 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,881,601 Underlying: Class A Common Stock · 3,881,601 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. F3 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:50 UTC |
Maruszewski MarkDirector · See Remarks
|
GrantClass B Common Stock | 577,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051536 · doc4.xml · nonDerivative · entry 3 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Sconset Union Capital, LLC Disclosed balance after: 577,125 F2 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. F2 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:50 UTC |
Maruszewski MarkDirector · See Remarks
|
GrantClass B Common Stock | 3,881,601 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051536 · doc4.xml · nonDerivative · entry 2 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,881,601 F2 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. F2 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:50 UTC |
Maruszewski MarkDirector · See Remarks
|
PurchaseClass A Common Stock | 41,667 | $18.00 | $750,006.00 |
DisclosureSEC source: 0001209191-20-051536 · doc4.xml · nonDerivative · entry 1 Maruszewski Mark · CIK 0001822575 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,667 F1 · kind: Represents the purchase of shares of Class A Common Stock in the Issuer's directed share program in connection with its initial public offering ("IPO"). Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:45 UTC |
Keck ThomasDirector · See Remarks
|
OtherClass B Units · Derivative | 1,099,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051531 · doc4.xml · derivative · entry 5 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Cresta Capital, LLC Disclosed balance after: 1,099,332 Underlying: Class A Common Stock · 1,099,332 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. F3 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:45 UTC |
Keck ThomasDirector · See Remarks
|
OtherClass B Units · Derivative | 4,397,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051531 · doc4.xml · derivative · entry 4 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,397,166 Underlying: Class A Common Stock · 4,397,166 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F4 · kind: In the Reorganization, Class A Units in the Partnership held prior to the IPO were converted into Class B Units. F3 · price: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.exercise_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.expiration_date: Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:45 UTC |
Keck ThomasDirector · See Remarks
|
GrantClass B Common Stock | 1,099,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051531 · doc4.xml · nonDerivative · entry 3 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Cresta Capital, LLC Disclosed balance after: 1,099,332 F2 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. F2 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| September 18, 2020 Filed Sep 22, 2020 21:45 UTC |
Keck ThomasDirector · See Remarks
|
GrantClass B Common Stock | 4,397,166 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-051531 · doc4.xml · nonDerivative · entry 2 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,397,166 F2 · kind: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. F2 · price: In the reorganization (the "Reorganization") of StepStone Group LP (the "Partnership") in connection with the closing of the IPO, shares of Class B Common Stock of the Issuer, par value $0.001 per share, were issued without additional consideration in exchange for interests in the general partner of the Partnership. The Class B Common Stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution, winding up or an exchange of those shares. However, the Class B Common Stock entitles its holder to five votes per share on every matter submitted to the Issuer's stockholders for a vote until the occurrence of a sunset, as described in the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.