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Nasdaq · USD

STEP

StepStone Group Inc.

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Tapewire entity
3755
SEC CIK
0001796022
Parsed reports
200

Last 12 months

Inside the activity.

5 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202602
Feb 202630
Mar 202600
Apr 202600
May 202600
Jun 202627
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2022 Filed Dec 16, 2022 18:39 UTC
Park David YChief Accounting Officer
SaleClass A Common Stock 3,000 $27.40 $82,200.00
Disclosure

SEC source: 0001796022-22-000063 · wf-form4_167123393692600.xml · nonDerivative · entry 1

Park David Y · CIK 0001822773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,231

F1 · price: This transaction was effected in multiple trades at prices ranging from $27.35 to $27.43. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 13, 2022 Filed Dec 14, 2022 23:53 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 612 $30.06 $18,396.72
Disclosure

SEC source: 0001796022-22-000060 · wf-form4_167106200619304.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 505,138

F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $30.00 to $30.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 10, 2022 Filed Nov 10, 2022 18:55 UTC
Lim James10% owner
SaleClass A Common Stock 436,000 $30.18 $13,158,480.00
Disclosure

SEC source: 0001796022-22-000058 · wf-form4_166812451604380.xml · nonDerivative · entry 3

Lim James · CIK 0001543577 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanctuary Bay LLC

Disclosed balance after: 6,913,886

F3 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $29.77 to $31.18. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 09, 2022 Filed Nov 10, 2022 18:55 UTC
Lim James10% owner
SaleClass A Common Stock 34,000 $29.31 $996,540.00
Disclosure

SEC source: 0001796022-22-000058 · wf-form4_166812451604380.xml · nonDerivative · entry 2

Lim James · CIK 0001543577 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanctuary Bay LLC

Disclosed balance after: 7,349,886

F2 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $28.85 to $29.66. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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November 08, 2022 Filed Nov 10, 2022 18:55 UTC
Lim James10% owner
SaleClass A Common Stock 30,000 $29.65 $889,500.00
Disclosure

SEC source: 0001796022-22-000058 · wf-form4_166812451604380.xml · nonDerivative · entry 1

Lim James · CIK 0001543577 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanctuary Bay LLC

Disclosed balance after: 7,383,886

F1 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $29.39 to $29.97. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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September 30, 2022 Filed Oct 3, 2022 17:34 UTC
Park David YChief Accounting Officer
Tax withholdingClass A Common Stock 3,880 $24.51 $95,098.80
Disclosure

SEC source: 0001796022-22-000049 · wf-form4_166483277293837.xml · nonDerivative · entry 1

Park David Y · CIK 0001822773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,231

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the release of 7,825 vested restricted stock units on September 30, 2022.

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September 14, 2022 Filed Sep 15, 2022 19:07 UTC GrantClass A Common Stock 5,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-22-000046 · wf-form4_166328326242007.xml · nonDerivative · entry 1

Brown Valerie Gay · CIK 0001855387 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,049

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

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September 14, 2022 Filed Sep 15, 2022 23:09 UTC GrantClass A Common Stock 6,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-22-000047 · wf-form4_166328333478199.xml · nonDerivative · entry 1

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,036

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 14, 2022 Filed Sep 15, 2022 22:40 UTC GrantClass A Common Stock 5,188 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-22-000043 · wf-form4_166328161307812.xml · nonDerivative · entry 1

Raymond Anne L · CIK 0001822576 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,993

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

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February 14, 2022 Filed Feb 16, 2022 22:50 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
GrantClass A Common Stock 2,905 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-22-000013 · wf-form4_164505179206123.xml · nonDerivative · entry 1

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,905

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 17:56 UTC
Park David YChief Accounting Officer
GrantClass A Common Stock 5,811 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-22-000017 · wf-form4_164505213705959.xml · nonDerivative · entry 1

Park David Y · CIK 0001822773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,111

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:54 UTC
Ment Jason PSee remarks · See remarks
GrantClass A Common Stock 5,811 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-22-000016 · wf-form4_164505205543340.xml · nonDerivative · entry 1

Ment Jason P · CIK 0001822643 · See remarks · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,761

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:52 UTC
Randel Johnny DChief Financial Officer · See remarks
GrantClass A Common Stock 2,905 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-22-000015 · wf-form4_164505195339032.xml · nonDerivative · entry 1

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,205

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date.

Read SEC document
February 14, 2022 Filed Feb 16, 2022 22:51 UTC
Hart Scott WDirector · Chief Executive Officer · See remarks
GrantClass A Common Stock 5,811 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-22-000014 · wf-form4_164505188282810.xml · nonDerivative · entry 1

Hart Scott W · CIK 0001821974 · Director · Chief Executive Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,191

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 02:44 UTC
Keck ThomasDirector · See Remarks
ConversionClass B Units · Derivative 450,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000114 · wf-form4_163970903075738.xml · derivative · entry 6

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 450,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F3 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F3 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F3 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 02:44 UTC
Keck ThomasDirector · See Remarks
Disposition to issuerClass B Common Stock 450,000 $0.00 $450.00
Disclosure

SEC source: 0001796022-21-000114 · wf-form4_163970903075738.xml · nonDerivative · entry 2

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 200,000

F1 · kind: On December 15, 2021, the Reporting Person exchanged 450,000 Class B Units of StepStone Group LP (the "Partnership") for 450,000 shares of Class A Common Stock. In connection with the exchange, 450,000 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 02:44 UTC
Keck ThomasDirector · See Remarks
ConversionClass A Common Stock 450,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000114 · wf-form4_163970903075738.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 450,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 15, 2021, the Reporting Person exchanged 450,000 Class B Units of StepStone Group LP (the "Partnership") for 450,000 shares of Class A Common Stock. In connection with the exchange, 450,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · shares: The Reporting Person entered into a lock-up agreement restricting the sale or transfer of securities of the Issuer in connection with a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. These securities remain subject to the restrictions of the lock-up agreement until the expiration of the lock-up period on February 13, 2022.

F3 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

Read SEC document
December 15, 2021 Filed Apr 15, 2022 00:14 UTC
Keck ThomasDirector · See Remarks
GiftClass B Units · Derivative 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-22-000019 · wf-form5_164998165320614.xml · derivative · entry 5

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Class B Units of StepStone Group LP are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · price: Class B Units of StepStone Group LP are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.exercise_date: Class B Units of StepStone Group LP are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: Class B Units of StepStone Group LP are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

Read SEC document
December 15, 2021 Filed Apr 15, 2022 00:14 UTC
Keck ThomasDirector · See Remarks
GiftClass B Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001796022-22-000019 · wf-form5_164998165320614.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

Read SEC document
November 18, 2021 Filed Nov 19, 2021 17:43 UTC
Mitchell Steven RDirector · 10% owner
Waldo Robert10% owner
ConversionClass B Units · Derivative 1,330,336 Not disclosed Not disclosed
Disclosure

SEC source: 0001394221-21-000002 · primary_doc.xml · derivative · entry 4

ARG Private Equity, LLC · CIK 0001585937 · 10% owner

ARGO Holdings, LLC · CIK 0001394221 · 10% owner

KAISER GEORGE B · CIK 0001163432 · 10% owner

Mitchell Steven R · CIK 0001610279 · Director · 10% owner

Waldo Robert · CIK 0001728668 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662,708

Underlying: Class A Common Stock · 1,330,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled.

F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F4 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F4 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.

F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 17:43 UTC
Mitchell Steven RDirector · 10% owner
Waldo Robert10% owner
SaleClass A Common Stock 1,330,336 $51.83 $68,951,314.88
Disclosure

SEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 3

ARG Private Equity, LLC · CIK 0001585937 · 10% owner

ARGO Holdings, LLC · CIK 0001394221 · 10% owner

KAISER GEORGE B · CIK 0001163432 · 10% owner

Mitchell Steven R · CIK 0001610279 · Director · 10% owner

Waldo Robert · CIK 0001728668 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

F5 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.

F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.

F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 17:43 UTC
Mitchell Steven RDirector · 10% owner
Waldo Robert10% owner
ConversionClass A Common Stock 1,330,336 Not disclosed Not disclosed
Disclosure

SEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 2

ARG Private Equity, LLC · CIK 0001585937 · 10% owner

ARGO Holdings, LLC · CIK 0001394221 · 10% owner

KAISER GEORGE B · CIK 0001163432 · 10% owner

Mitchell Steven R · CIK 0001610279 · Director · 10% owner

Waldo Robert · CIK 0001728668 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,382,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled.

F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.

F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.

Read SEC document
November 18, 2021 Filed Nov 19, 2021 17:43 UTC
Mitchell Steven RDirector · 10% owner
Waldo Robert10% owner
Disposition to issuerClass B Common Stock 1,330,336 $0.00 $1,330.34
Disclosure

SEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 1

ARG Private Equity, LLC · CIK 0001585937 · 10% owner

ARGO Holdings, LLC · CIK 0001394221 · 10% owner

KAISER GEORGE B · CIK 0001163432 · 10% owner

Mitchell Steven R · CIK 0001610279 · Director · 10% owner

Waldo Robert · CIK 0001728668 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662,708

F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein.

F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:46 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
ConversionClass B Units · Derivative 332,584 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · derivative · entry 8

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,187,416

Underlying: Class A Common Stock · 332,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 332,584 Class B Units of StepStone Group LP (the "Partnership") held directly for 332,584 shares of Class A Common Stock and 332,584 Class B Units of the Partnership held by a trust for 332,584 shares of Class A common stock. In connection with each exchange, 332,584 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:46 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
ConversionClass B Units · Derivative 332,584 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · derivative · entry 7

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,406,142

Underlying: Class A Common Stock · 332,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 332,584 Class B Units of StepStone Group LP (the "Partnership") held directly for 332,584 shares of Class A Common Stock and 332,584 Class B Units of the Partnership held by a trust for 332,584 shares of Class A common stock. In connection with each exchange, 332,584 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:46 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 332,584 $51.83 $17,237,828.72
Disclosure

SEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · nonDerivative · entry 6

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F3 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:46 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
ConversionClass A Common Stock 332,584 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · nonDerivative · entry 5

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 332,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 332,584 Class B Units of StepStone Group LP (the "Partnership") held directly for 332,584 shares of Class A Common Stock and 332,584 Class B Units of the Partnership held by a trust for 332,584 shares of Class A common stock. In connection with each exchange, 332,584 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:46 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
Disposition to issuerClass B Common Stock 332,584 $0.00 $332.58
Disclosure

SEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · nonDerivative · entry 4

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,187,416

F1 · kind: On November 18, 2021, the Reporting Person exchanged 332,584 Class B Units of StepStone Group LP (the "Partnership") held directly for 332,584 shares of Class A Common Stock and 332,584 Class B Units of the Partnership held by a trust for 332,584 shares of Class A common stock. In connection with each exchange, 332,584 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:46 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
SaleClass A Common Stock 332,584 $51.83 $17,237,828.72
Disclosure

SEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · nonDerivative · entry 3

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:46 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
ConversionClass A Common Stock 332,584 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · nonDerivative · entry 2

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 332,584 Class B Units of StepStone Group LP (the "Partnership") held directly for 332,584 shares of Class A Common Stock and 332,584 Class B Units of the Partnership held by a trust for 332,584 shares of Class A common stock. In connection with each exchange, 332,584 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:46 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
Disposition to issuerClass B Common Stock 332,584 $0.00 $332.58
Disclosure

SEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · nonDerivative · entry 1

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,406,142

F1 · kind: On November 18, 2021, the Reporting Person exchanged 332,584 Class B Units of StepStone Group LP (the "Partnership") held directly for 332,584 shares of Class A Common Stock and 332,584 Class B Units of the Partnership held by a trust for 332,584 shares of Class A common stock. In connection with each exchange, 332,584 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 17:49 UTC
Lim James10% owner
SaleClass A Common Stock 399,101 $51.83 $20,685,404.83
Disclosure

SEC source: 0001796022-21-000112 · wf-form4_163762135859440.xml · nonDerivative · entry 1

Lim James · CIK 0001543577 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sanctuary Bay LLC

Disclosed balance after: 7,413,886

F1 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:42 UTC
Randel Johnny DChief Financial Officer · See remarks
ConversionClass B Units · Derivative 133,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000110 · wf-form4_163762089319433.xml · derivative · entry 4

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126,593

Underlying: Class A Common Stock · 133,033 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 133,033 Class B Units of StepStone Group LP (the "Partnership") for 133,033 shares of Class A Common Stock. In connection with the exchange, 133,033 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:42 UTC
Randel Johnny DChief Financial Officer · See remarks
SaleClass A Common Stock 133,033 $51.83 $6,895,100.39
Disclosure

SEC source: 0001796022-21-000110 · wf-form4_163762089319433.xml · nonDerivative · entry 3

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,300

F3 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:42 UTC
Randel Johnny DChief Financial Officer · See remarks
ConversionClass A Common Stock 133,033 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000110 · wf-form4_163762089319433.xml · nonDerivative · entry 2

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 133,033 Class B Units of StepStone Group LP (the "Partnership") for 133,033 shares of Class A Common Stock. In connection with the exchange, 133,033 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:42 UTC
Randel Johnny DChief Financial Officer · See remarks
Disposition to issuerClass B Common Stock 133,033 $0.00 $133.03
Disclosure

SEC source: 0001796022-21-000110 · wf-form4_163762089319433.xml · nonDerivative · entry 1

Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126,593

F1 · kind: On November 18, 2021, the Reporting Person exchanged 133,033 Class B Units of StepStone Group LP (the "Partnership") for 133,033 shares of Class A Common Stock. In connection with the exchange, 133,033 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:40 UTC
Hart Scott WDirector · Co-Chief Executive Officer · See remarks
ConversionClass B Units · Derivative 66,517 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000109 · wf-form4_163762082205165.xml · derivative · entry 5

Hart Scott W · CIK 0001821974 · Director · Co-Chief Executive Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,041,291

Underlying: Class A Common Stock · 66,517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 66,517 Class B Units of StepStone Group LP (the "Partnership") for 66,517 shares of Class A Common Stock. In connection with the exchange, 66,517 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:40 UTC
Hart Scott WDirector · Co-Chief Executive Officer · See remarks
SaleClass A Common Stock 66,517 $51.83 $3,447,576.11
Disclosure

SEC source: 0001796022-21-000109 · wf-form4_163762082205165.xml · nonDerivative · entry 3

Hart Scott W · CIK 0001821974 · Director · Co-Chief Executive Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F3 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:40 UTC
Hart Scott WDirector · Co-Chief Executive Officer · See remarks
ConversionClass A Common Stock 66,517 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000109 · wf-form4_163762082205165.xml · nonDerivative · entry 2

Hart Scott W · CIK 0001821974 · Director · Co-Chief Executive Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 66,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 66,517 Class B Units of StepStone Group LP (the "Partnership") for 66,517 shares of Class A Common Stock. In connection with the exchange, 66,517 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:40 UTC
Hart Scott WDirector · Co-Chief Executive Officer · See remarks
Disposition to issuerClass B Common Stock 66,517 $0.00 $66.52
Disclosure

SEC source: 0001796022-21-000109 · wf-form4_163762082205165.xml · nonDerivative · entry 1

Hart Scott W · CIK 0001821974 · Director · Co-Chief Executive Officer · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,041,291

F1 · kind: On November 18, 2021, the Reporting Person exchanged 66,517 Class B Units of StepStone Group LP (the "Partnership") for 66,517 shares of Class A Common Stock. In connection with the exchange, 66,517 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:38 UTC
Brem Monte MDirector · See remarks · See remarks
ConversionClass B Units · Derivative 863,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000108 · wf-form4_163762071871244.xml · derivative · entry 4

Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By MMAR HNL, LLC

Disclosed balance after: 2,905,953

Underlying: Class A Common Stock · 863,616 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 863,616 Class B Units of StepStone Group LP (the "Partnership") for 863,616 shares of Class A Common Stock. In connection with the exchange, 863,616 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:38 UTC
Brem Monte MDirector · See remarks · See remarks
SaleClass A Common Stock 863,616 $51.83 $44,761,217.28
Disclosure

SEC source: 0001796022-21-000108 · wf-form4_163762071871244.xml · nonDerivative · entry 3

Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By MMAR HNL, LLC

Disclosed balance after: 0

F3 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:38 UTC
Brem Monte MDirector · See remarks · See remarks
ConversionClass A Common Stock 863,616 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-21-000108 · wf-form4_163762071871244.xml · nonDerivative · entry 2

Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By MMAR HNL, LLC

Disclosed balance after: 863,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On November 18, 2021, the Reporting Person exchanged 863,616 Class B Units of StepStone Group LP (the "Partnership") for 863,616 shares of Class A Common Stock. In connection with the exchange, 863,616 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:38 UTC
Brem Monte MDirector · See remarks · See remarks
Disposition to issuerClass B Common Stock 863,616 $0.00 $863.62
Disclosure

SEC source: 0001796022-21-000108 · wf-form4_163762071871244.xml · nonDerivative · entry 1

Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By MMAR HNL, LLC

Disclosed balance after: 2,905,953

F1 · kind: On November 18, 2021, the Reporting Person exchanged 863,616 Class B Units of StepStone Group LP (the "Partnership") for 863,616 shares of Class A Common Stock. In connection with the exchange, 863,616 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 21:56 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 44,082 $46.94 $2,069,209.08
Disclosure

SEC source: 0001796022-21-000094 · wf-form4_163614938510440.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $46.25 to $47.78. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 00:00 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 43,597 $47.62 $2,076,089.14
Disclosure

SEC source: 0001796022-21-000092 · wf-form4_163589761208888.xml · nonDerivative · entry 3

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 44,082

F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $46.01 to $48.30. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 01, 2021 Filed Nov 3, 2021 00:00 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 62,551 $47.21 $2,953,032.71
Disclosure

SEC source: 0001796022-21-000092 · wf-form4_163589761208888.xml · nonDerivative · entry 2

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 87,679

F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $46.59 to $47.79. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 29, 2021 Filed Nov 3, 2021 00:00 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 60,337 $47.04 $2,838,252.48
Disclosure

SEC source: 0001796022-21-000092 · wf-form4_163589761208888.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 150,230

F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $46.55 to $47.90. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 28, 2021 Filed Oct 28, 2021 23:09 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 48,000 $46.85 $2,248,800.00
Disclosure

SEC source: 0001796022-21-000090 · wf-form4_163546255498788.xml · nonDerivative · entry 2

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 210,567

F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $45.01 to $47.95. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 27, 2021 Filed Oct 27, 2021 22:25 UTC
Waldo Robert10% owner
SaleClass A Common Stock 1,262 $45.38 $57,274.36
Disclosure

SEC source: 0001728668-21-000002 · primary_doc.xml · nonDerivative · entry 1

Waldo Robert · CIK 0001728668 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,018,044

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reporting person undertakes to provide to StepStone Group Inc., any security holder of StepStone Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

F3 · price: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $45.11 to 45.76, inclusive.

F4 · ownership.direct: 25,000 of the Class A Common Stock securities are held of record by the reporting person, who is a member of a "group" with ARG Private Equity, LLC, Argo Holdings, LLC (f/k/a Argonaut Holdings, L.L.C.), Sanford Energy, Inc., George Kaiser, and Steven R. Mitchell.

F5 · ownership.direct: The remaining securities are held of record by Argo Holdings, LLC. Argo Holdings, LLC is managed by ARG Private Equity, LLC. Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.