Last 12 months
Inside the activity.
5 purchase rows · 21 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 2 | 7 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 15, 2022 Filed Dec 16, 2022 18:39 UTC |
Park David YChief Accounting Officer
|
SaleClass A Common Stock | 3,000 | $27.40 | $82,200.00 |
DisclosureSEC source: 0001796022-22-000063 · wf-form4_167123393692600.xml · nonDerivative · entry 1 Park David Y · CIK 0001822773 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,231 F1 · price: This transaction was effected in multiple trades at prices ranging from $27.35 to $27.43. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 23:53 UTC |
Keck ThomasDirector · See Remarks
|
SaleClass A Common Stock | 612 | $30.06 | $18,396.72 |
DisclosureSEC source: 0001796022-22-000060 · wf-form4_167106200619304.xml · nonDerivative · entry 1 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 505,138 F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $30.00 to $30.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 18:55 UTC |
Lim James10% owner
|
SaleClass A Common Stock | 436,000 | $30.18 | $13,158,480.00 |
DisclosureSEC source: 0001796022-22-000058 · wf-form4_166812451604380.xml · nonDerivative · entry 3 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,913,886 F3 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $29.77 to $31.18. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 18:55 UTC |
Lim James10% owner
|
SaleClass A Common Stock | 34,000 | $29.31 | $996,540.00 |
DisclosureSEC source: 0001796022-22-000058 · wf-form4_166812451604380.xml · nonDerivative · entry 2 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 7,349,886 F2 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $28.85 to $29.66. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 18:55 UTC |
Lim James10% owner
|
SaleClass A Common Stock | 30,000 | $29.65 | $889,500.00 |
DisclosureSEC source: 0001796022-22-000058 · wf-form4_166812451604380.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 7,383,886 F1 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $29.39 to $29.97. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 17:34 UTC |
Park David YChief Accounting Officer
|
Tax withholdingClass A Common Stock | 3,880 | $24.51 | $95,098.80 |
DisclosureSEC source: 0001796022-22-000049 · wf-form4_166483277293837.xml · nonDerivative · entry 1 Park David Y · CIK 0001822773 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,231 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the release of 7,825 vested restricted stock units on September 30, 2022. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 19:07 UTC |
Brown Valerie GayDirector
|
GrantClass A Common Stock | 5,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-22-000046 · wf-form4_166328326242007.xml · nonDerivative · entry 1 Brown Valerie Gay · CIK 0001855387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,049 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 23:09 UTC |
Hoffmeister David FDirector
|
GrantClass A Common Stock | 6,053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-22-000047 · wf-form4_166328333478199.xml · nonDerivative · entry 1 Hoffmeister David F · CIK 0001305975 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,036 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| September 14, 2022 Filed Sep 15, 2022 22:40 UTC |
Raymond Anne LDirector
|
GrantClass A Common Stock | 5,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-22-000043 · wf-form4_166328161307812.xml · nonDerivative · entry 1 Raymond Anne L · CIK 0001822576 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,993 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:50 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
GrantClass A Common Stock | 2,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-22-000013 · wf-form4_164505179206123.xml · nonDerivative · entry 1 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,905 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 17:56 UTC |
Park David YChief Accounting Officer
|
GrantClass A Common Stock | 5,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-22-000017 · wf-form4_164505213705959.xml · nonDerivative · entry 1 Park David Y · CIK 0001822773 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,111 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:54 UTC |
Ment Jason PSee remarks · See remarks
|
GrantClass A Common Stock | 5,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-22-000016 · wf-form4_164505205543340.xml · nonDerivative · entry 1 Ment Jason P · CIK 0001822643 · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,761 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:52 UTC |
Randel Johnny DChief Financial Officer · See remarks
|
GrantClass A Common Stock | 2,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-22-000015 · wf-form4_164505195339032.xml · nonDerivative · entry 1 Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,205 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date. Read SEC document |
| February 14, 2022 Filed Feb 16, 2022 22:51 UTC |
Hart Scott WDirector · Chief Executive Officer · See remarks
|
GrantClass A Common Stock | 5,811 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-22-000014 · wf-form4_164505188282810.xml · nonDerivative · entry 1 Hart Scott W · CIK 0001821974 · Director · Chief Executive Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,191 F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date. F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2023, 2024, 2025 and 2026, subject to the Reporting Person's continued employment through the applicable vesting date. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 02:44 UTC |
Keck ThomasDirector · See Remarks
|
ConversionClass B Units · Derivative | 450,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000114 · wf-form4_163970903075738.xml · derivative · entry 6 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 200,000 Underlying: Class A Common Stock · 450,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. F3 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 02:44 UTC |
Keck ThomasDirector · See Remarks
|
Disposition to issuerClass B Common Stock | 450,000 | $0.00 | $450.00 |
DisclosureSEC source: 0001796022-21-000114 · wf-form4_163970903075738.xml · nonDerivative · entry 2 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 200,000 F1 · kind: On December 15, 2021, the Reporting Person exchanged 450,000 Class B Units of StepStone Group LP (the "Partnership") for 450,000 shares of Class A Common Stock. In connection with the exchange, 450,000 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 02:44 UTC |
Keck ThomasDirector · See Remarks
|
ConversionClass A Common Stock | 450,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000114 · wf-form4_163970903075738.xml · nonDerivative · entry 1 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 450,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On December 15, 2021, the Reporting Person exchanged 450,000 Class B Units of StepStone Group LP (the "Partnership") for 450,000 shares of Class A Common Stock. In connection with the exchange, 450,000 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · shares: The Reporting Person entered into a lock-up agreement restricting the sale or transfer of securities of the Issuer in connection with a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. These securities remain subject to the restrictions of the lock-up agreement until the expiration of the lock-up period on February 13, 2022. F3 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled. Read SEC document |
| December 15, 2021 Filed Apr 15, 2022 00:14 UTC |
Keck ThomasDirector · See Remarks
|
GiftClass B Units · Derivative | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-22-000019 · wf-form5_164998165320614.xml · derivative · entry 5 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed F2 · derivative.exercise_price: Class B Units of StepStone Group LP are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · price: Class B Units of StepStone Group LP are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.exercise_date: Class B Units of StepStone Group LP are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · derivative.expiration_date: Class B Units of StepStone Group LP are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. Read SEC document |
| December 15, 2021 Filed Apr 15, 2022 00:14 UTC |
Keck ThomasDirector · See Remarks
|
GiftClass B Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001796022-22-000019 · wf-form5_164998165320614.xml · nonDerivative · entry 1 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC |
ARG Private Equity, LLC10% owner
ARGO Holdings, LLC10% owner
KAISER GEORGE B10% owner
Mitchell Steven RDirector · 10% owner
Waldo Robert10% owner
|
ConversionClass B Units · Derivative | 1,330,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · derivative · entry 4 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662,708 Underlying: Class A Common Stock · 1,330,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F4 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC |
ARG Private Equity, LLC10% owner
ARGO Holdings, LLC10% owner
KAISER GEORGE B10% owner
Mitchell Steven RDirector · 10% owner
Waldo Robert10% owner
|
SaleClass A Common Stock | 1,330,336 | $51.83 | $68,951,314.88 |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 3 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 F5 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC |
ARG Private Equity, LLC10% owner
ARGO Holdings, LLC10% owner
KAISER GEORGE B10% owner
Mitchell Steven RDirector · 10% owner
Waldo Robert10% owner
|
ConversionClass A Common Stock | 1,330,336 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 2 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,382,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. F4 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 19, 2021 17:43 UTC |
ARG Private Equity, LLC10% owner
ARGO Holdings, LLC10% owner
KAISER GEORGE B10% owner
Mitchell Steven RDirector · 10% owner
Waldo Robert10% owner
|
Disposition to issuerClass B Common Stock | 1,330,336 | $0.00 | $1,330.34 |
DisclosureSEC source: 0001394221-21-000002 · primary_doc.xml · nonDerivative · entry 1 ARG Private Equity, LLC · CIK 0001585937 · 10% owner ARGO Holdings, LLC · CIK 0001394221 · 10% owner KAISER GEORGE B · CIK 0001163432 · 10% owner Mitchell Steven R · CIK 0001610279 · Director · 10% owner Waldo Robert · CIK 0001728668 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,662,708 F1 · kind: On November 18, 2021, the Reporting Person exchanged 1,330,336 Class B Units of StepStone Group LP for 1,330,336 shares of Class A Common Stock. In connection with the exchange, 1,330,336 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · ownership.direct: 27,500 of the Class A Common Stock securities are held of record by Steven R. Mitchell. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Robert A. Waldo disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. 25,000 of the Class A Common Stock securities are held of record by Robert A. Waldo. Each of ARG Private Equity, LLC, ARGO Holdings, LLC, George Kaiser and Steven R. Mitchell disclaims beneficial ownership of these securities to the extent it or he does not have a pecuniary interest therein. F3 · ownership.direct: The remaining securities are held of record by ARGO Holdings, LLC. ARGO Holdings, LLC is managed by ARG Private Equity, LLC Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:46 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
ConversionClass B Units · Derivative | 332,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · derivative · entry 8 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,187,416 Underlying: Class A Common Stock · 332,584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F1 · kind: On November 18, 2021, the Reporting Person exchanged 332,584 Class B Units of StepStone Group LP (the "Partnership") held directly for 332,584 shares of Class A Common Stock and 332,584 Class B Units of the Partnership held by a trust for 332,584 shares of Class A common stock. In connection with each exchange, 332,584 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:46 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
ConversionClass B Units · Derivative | 332,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · derivative · entry 7 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,406,142 Underlying: Class A Common Stock · 332,584 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F1 · kind: On November 18, 2021, the Reporting Person exchanged 332,584 Class B Units of StepStone Group LP (the "Partnership") held directly for 332,584 shares of Class A Common Stock and 332,584 Class B Units of the Partnership held by a trust for 332,584 shares of Class A common stock. In connection with each exchange, 332,584 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:46 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
SaleClass A Common Stock | 332,584 | $51.83 | $17,237,828.72 |
DisclosureSEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · nonDerivative · entry 6 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F3 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:46 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
ConversionClass A Common Stock | 332,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · nonDerivative · entry 5 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 332,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 18, 2021, the Reporting Person exchanged 332,584 Class B Units of StepStone Group LP (the "Partnership") held directly for 332,584 shares of Class A Common Stock and 332,584 Class B Units of the Partnership held by a trust for 332,584 shares of Class A common stock. In connection with each exchange, 332,584 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:46 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
Disposition to issuerClass B Common Stock | 332,584 | $0.00 | $332.58 |
DisclosureSEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · nonDerivative · entry 4 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 1,187,416 F1 · kind: On November 18, 2021, the Reporting Person exchanged 332,584 Class B Units of StepStone Group LP (the "Partnership") held directly for 332,584 shares of Class A Common Stock and 332,584 Class B Units of the Partnership held by a trust for 332,584 shares of Class A common stock. In connection with each exchange, 332,584 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:46 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
SaleClass A Common Stock | 332,584 | $51.83 | $17,237,828.72 |
DisclosureSEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · nonDerivative · entry 3 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:46 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
ConversionClass A Common Stock | 332,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · nonDerivative · entry 2 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 18, 2021, the Reporting Person exchanged 332,584 Class B Units of StepStone Group LP (the "Partnership") held directly for 332,584 shares of Class A Common Stock and 332,584 Class B Units of the Partnership held by a trust for 332,584 shares of Class A common stock. In connection with each exchange, 332,584 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:46 UTC |
McCabe Michael IDirector · Head of Strategy · See remarks
|
Disposition to issuerClass B Common Stock | 332,584 | $0.00 | $332.58 |
DisclosureSEC source: 0001796022-21-000111 · wf-form4_163762114918779.xml · nonDerivative · entry 1 McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,406,142 F1 · kind: On November 18, 2021, the Reporting Person exchanged 332,584 Class B Units of StepStone Group LP (the "Partnership") held directly for 332,584 shares of Class A Common Stock and 332,584 Class B Units of the Partnership held by a trust for 332,584 shares of Class A common stock. In connection with each exchange, 332,584 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:49 UTC |
Lim James10% owner
|
SaleClass A Common Stock | 399,101 | $51.83 | $20,685,404.83 |
DisclosureSEC source: 0001796022-21-000112 · wf-form4_163762135859440.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 7,413,886 F1 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:42 UTC |
Randel Johnny DChief Financial Officer · See remarks
|
ConversionClass B Units · Derivative | 133,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000110 · wf-form4_163762089319433.xml · derivative · entry 4 Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,126,593 Underlying: Class A Common Stock · 133,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F1 · kind: On November 18, 2021, the Reporting Person exchanged 133,033 Class B Units of StepStone Group LP (the "Partnership") for 133,033 shares of Class A Common Stock. In connection with the exchange, 133,033 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:42 UTC |
Randel Johnny DChief Financial Officer · See remarks
|
SaleClass A Common Stock | 133,033 | $51.83 | $6,895,100.39 |
DisclosureSEC source: 0001796022-21-000110 · wf-form4_163762089319433.xml · nonDerivative · entry 3 Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,300 F3 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:42 UTC |
Randel Johnny DChief Financial Officer · See remarks
|
ConversionClass A Common Stock | 133,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000110 · wf-form4_163762089319433.xml · nonDerivative · entry 2 Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 18, 2021, the Reporting Person exchanged 133,033 Class B Units of StepStone Group LP (the "Partnership") for 133,033 shares of Class A Common Stock. In connection with the exchange, 133,033 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:42 UTC |
Randel Johnny DChief Financial Officer · See remarks
|
Disposition to issuerClass B Common Stock | 133,033 | $0.00 | $133.03 |
DisclosureSEC source: 0001796022-21-000110 · wf-form4_163762089319433.xml · nonDerivative · entry 1 Randel Johnny D · CIK 0001821981 · Chief Financial Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,126,593 F1 · kind: On November 18, 2021, the Reporting Person exchanged 133,033 Class B Units of StepStone Group LP (the "Partnership") for 133,033 shares of Class A Common Stock. In connection with the exchange, 133,033 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:40 UTC |
Hart Scott WDirector · Co-Chief Executive Officer · See remarks
|
ConversionClass B Units · Derivative | 66,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000109 · wf-form4_163762082205165.xml · derivative · entry 5 Hart Scott W · CIK 0001821974 · Director · Co-Chief Executive Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,041,291 Underlying: Class A Common Stock · 66,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F1 · kind: On November 18, 2021, the Reporting Person exchanged 66,517 Class B Units of StepStone Group LP (the "Partnership") for 66,517 shares of Class A Common Stock. In connection with the exchange, 66,517 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:40 UTC |
Hart Scott WDirector · Co-Chief Executive Officer · See remarks
|
SaleClass A Common Stock | 66,517 | $51.83 | $3,447,576.11 |
DisclosureSEC source: 0001796022-21-000109 · wf-form4_163762082205165.xml · nonDerivative · entry 3 Hart Scott W · CIK 0001821974 · Director · Co-Chief Executive Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F3 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:40 UTC |
Hart Scott WDirector · Co-Chief Executive Officer · See remarks
|
ConversionClass A Common Stock | 66,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000109 · wf-form4_163762082205165.xml · nonDerivative · entry 2 Hart Scott W · CIK 0001821974 · Director · Co-Chief Executive Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 66,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 18, 2021, the Reporting Person exchanged 66,517 Class B Units of StepStone Group LP (the "Partnership") for 66,517 shares of Class A Common Stock. In connection with the exchange, 66,517 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:40 UTC |
Hart Scott WDirector · Co-Chief Executive Officer · See remarks
|
Disposition to issuerClass B Common Stock | 66,517 | $0.00 | $66.52 |
DisclosureSEC source: 0001796022-21-000109 · wf-form4_163762082205165.xml · nonDerivative · entry 1 Hart Scott W · CIK 0001821974 · Director · Co-Chief Executive Officer · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 3,041,291 F1 · kind: On November 18, 2021, the Reporting Person exchanged 66,517 Class B Units of StepStone Group LP (the "Partnership") for 66,517 shares of Class A Common Stock. In connection with the exchange, 66,517 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:38 UTC |
Brem Monte MDirector · See remarks · See remarks
|
ConversionClass B Units · Derivative | 863,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000108 · wf-form4_163762071871244.xml · derivative · entry 4 Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By MMAR HNL, LLC Disclosed balance after: 2,905,953 Underlying: Class A Common Stock · 863,616 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F1 · kind: On November 18, 2021, the Reporting Person exchanged 863,616 Class B Units of StepStone Group LP (the "Partnership") for 863,616 shares of Class A Common Stock. In connection with the exchange, 863,616 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:38 UTC |
Brem Monte MDirector · See remarks · See remarks
|
SaleClass A Common Stock | 863,616 | $51.83 | $44,761,217.28 |
DisclosureSEC source: 0001796022-21-000108 · wf-form4_163762071871244.xml · nonDerivative · entry 3 Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By MMAR HNL, LLC Disclosed balance after: 0 F3 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:38 UTC |
Brem Monte MDirector · See remarks · See remarks
|
ConversionClass A Common Stock | 863,616 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001796022-21-000108 · wf-form4_163762071871244.xml · nonDerivative · entry 2 Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By MMAR HNL, LLC Disclosed balance after: 863,616 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 18, 2021, the Reporting Person exchanged 863,616 Class B Units of StepStone Group LP (the "Partnership") for 863,616 shares of Class A Common Stock. In connection with the exchange, 863,616 shares of Class B Common Stock were automatically redeemed and cancelled. F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 22:38 UTC |
Brem Monte MDirector · See remarks · See remarks
|
Disposition to issuerClass B Common Stock | 863,616 | $0.00 | $863.62 |
DisclosureSEC source: 0001796022-21-000108 · wf-form4_163762071871244.xml · nonDerivative · entry 1 Brem Monte M · CIK 0001822443 · Director · See remarks · See remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By MMAR HNL, LLC Disclosed balance after: 2,905,953 F1 · kind: On November 18, 2021, the Reporting Person exchanged 863,616 Class B Units of StepStone Group LP (the "Partnership") for 863,616 shares of Class A Common Stock. In connection with the exchange, 863,616 shares of Class B Common Stock were automatically redeemed and cancelled. Read SEC document |
| November 03, 2021 Filed Nov 5, 2021 21:56 UTC |
Keck ThomasDirector · See Remarks
|
SaleClass A Common Stock | 44,082 | $46.94 | $2,069,209.08 |
DisclosureSEC source: 0001796022-21-000094 · wf-form4_163614938510440.xml · nonDerivative · entry 1 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $46.25 to $47.78. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 00:00 UTC |
Keck ThomasDirector · See Remarks
|
SaleClass A Common Stock | 43,597 | $47.62 | $2,076,089.14 |
DisclosureSEC source: 0001796022-21-000092 · wf-form4_163589761208888.xml · nonDerivative · entry 3 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 44,082 F3 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $46.01 to $48.30. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 00:00 UTC |
Keck ThomasDirector · See Remarks
|
SaleClass A Common Stock | 62,551 | $47.21 | $2,953,032.71 |
DisclosureSEC source: 0001796022-21-000092 · wf-form4_163589761208888.xml · nonDerivative · entry 2 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 87,679 F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $46.59 to $47.79. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 29, 2021 Filed Nov 3, 2021 00:00 UTC |
Keck ThomasDirector · See Remarks
|
SaleClass A Common Stock | 60,337 | $47.04 | $2,838,252.48 |
DisclosureSEC source: 0001796022-21-000092 · wf-form4_163589761208888.xml · nonDerivative · entry 1 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 150,230 F1 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $46.55 to $47.90. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 28, 2021 Filed Oct 28, 2021 23:09 UTC |
Keck ThomasDirector · See Remarks
|
SaleClass A Common Stock | 48,000 | $46.85 | $2,248,800.00 |
DisclosureSEC source: 0001796022-21-000090 · wf-form4_163546255498788.xml · nonDerivative · entry 2 Keck Thomas · CIK 0001821978 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 210,567 F2 · price: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $45.01 to $47.95. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 27, 2021 Filed Oct 27, 2021 22:25 UTC |
Waldo Robert10% owner
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SaleClass A Common Stock | 1,262 | $45.38 | $57,274.36 |
DisclosureSEC source: 0001728668-21-000002 · primary_doc.xml · nonDerivative · entry 1 Waldo Robert · CIK 0001728668 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,018,044 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reporting person undertakes to provide to StepStone Group Inc., any security holder of StepStone Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. F3 · price: The price reported in Column 4 is a weighted price. The shares were sold in multiple transactions at prices ranging from $45.11 to 45.76, inclusive. F4 · ownership.direct: 25,000 of the Class A Common Stock securities are held of record by the reporting person, who is a member of a "group" with ARG Private Equity, LLC, Argo Holdings, LLC (f/k/a Argonaut Holdings, L.L.C.), Sanford Energy, Inc., George Kaiser, and Steven R. Mitchell. F5 · ownership.direct: The remaining securities are held of record by Argo Holdings, LLC. Argo Holdings, LLC is managed by ARG Private Equity, LLC. Steven R. Mitchell has a derivative interest in ARG Private Equity, LLC. Robert A. Waldo is a manager and Vice President of ARG Private Equity, LLC and has a derivative interest therein. George B. Kaiser is the sole member of ARG Private Equity, LLC. Each of Steven R. Mitchell, Robert A. Waldo and George B. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities and Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.