Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sprout Social, Inc.SPT · Entity 2148 | 10% owner | December 12, 2019 | December 12, 2019 |
| TaoWeave, Inc.OBLG · Entity 8246 | 10% owner | February 02, 2021 | February 12, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sprout Social, Inc.
Report date December 12, 2019 · Filed December 12, 2019
Jointly reported with AU Special Investments II, L.P., Greenspring FF-GP IV, LLC, Greenspring SPV IV, LLC, Greenspring Associates, LLC, Newhall Charles Ashton
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,024,562 |
Reported balance
Holding disclosure · report date 2019-12-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,024,562 F1: The securities are directly held by AU Special Investments II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than AU Special Investments II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities are directly held by AU Special Investments II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than AU Special Investments II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest.
TaoWeave, Inc.
Report date February 02, 2021 · Filed February 12, 2021
Jointly reported with Greenspring Associates, LLC, Newhall Charles Ashton, Greenspring Opportunities III, L.P., Greenspring Global Partners VII-A, L.P., Greenspring Global Partners VII-C, L.P., Greenspring Opportunities IV, L.P.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,554,541 |
Reported balance
Holding disclosure · report date 2021-02-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,554,541 F1: The securities are directly held by Greenspring Opportunities III, L.P. ("Opportunities III"). Greenspring Opportunities General Partners III, L.P. is the general partner of Opportunities III, and Greenspring Opportunities GP III, LLC is the general partner of Greenspring General Partners III, L.P. Greenspring Associates, LLC (???Greenspring???) is the sole member of Greenspring Opportunities GP III, LLC. Charles Ashton Newhall and James Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 945,168 |
Reported balance
Holding disclosure · report date 2021-02-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 945,168 F2: The securities are directly held by Greenspring Global Partners VII-A, L.P. ("Global Partners VII-A"). Greenspring General Partner VII, L.P. is the general partner of Global Partners VII-A, and Greenspring GP VII, Ltd. is the general partner of Greenspring General Partner VII, L.P. Greenspring is the sole member of Greenspring GP VII, Ltd. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 91,182 |
Reported balance
Holding disclosure · report date 2021-02-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 91,182 F3: The securities are directly held by Greenspring Global Partners VII-C, L.P. ("Global Partners VII-C"). Greenspring General Partner VII, L.P. is the general partner of Global Partners VII-C, and Greenspring GP VII, Ltd. is the general partner of Greenspring General Partner VII, L.P. Greenspring is the sole member of Greenspring GP VII, Ltd. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 1,101,770 |
Reported balance
Holding disclosure · report date 2021-02-02 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,101,770 F4: The securities are directly held by Greenspring Opportunities IV, L.P. ("Opportunities IV"). Greenspring Opportunities General Partner IV, L.P. is the general partner of Opportunities IV, and Greenspring Opportunities GP IV, LLC is the general partner of Greenspring General Partner IV, L.P. Greenspring is the sole member of Greenspring Opportunities GP IV, LLC. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities are directly held by Greenspring Opportunities III, L.P. ("Opportunities III"). Greenspring Opportunities General Partners III, L.P. is the general partner of Opportunities III, and Greenspring Opportunities GP III, LLC is the general partner of Greenspring General Partners III, L.P. Greenspring Associates, LLC (???Greenspring???) is the sole member of Greenspring Opportunities GP III, LLC. Charles Ashton Newhall and James Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
F2: The securities are directly held by Greenspring Global Partners VII-A, L.P. ("Global Partners VII-A"). Greenspring General Partner VII, L.P. is the general partner of Global Partners VII-A, and Greenspring GP VII, Ltd. is the general partner of Greenspring General Partner VII, L.P. Greenspring is the sole member of Greenspring GP VII, Ltd. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
F3: The securities are directly held by Greenspring Global Partners VII-C, L.P. ("Global Partners VII-C"). Greenspring General Partner VII, L.P. is the general partner of Global Partners VII-C, and Greenspring GP VII, Ltd. is the general partner of Greenspring General Partner VII, L.P. Greenspring is the sole member of Greenspring GP VII, Ltd. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
F4: The securities are directly held by Greenspring Opportunities IV, L.P. ("Opportunities IV"). Greenspring Opportunities General Partner IV, L.P. is the general partner of Opportunities IV, and Greenspring Opportunities GP IV, LLC is the general partner of Greenspring General Partner IV, L.P. Greenspring is the sole member of Greenspring Opportunities GP IV, LLC. Mr. Newhall and Mr. Lin are the directors of Greenspring. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MULESOFT, INC
Report date December 31, 2017 · Filed February 14, 2018
Jointly reported with Greenspring Associates, Inc., Newhall Charles Ashton
Section 16 reporting ended · disclosed 2018-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 3,786,505 |
Reported balance
After 2017-07-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-07-07 · Conversion · Acquired 3,786,505 · Balance 3,786,505 F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F2: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 282,087 |
Reported balance
After 2017-07-07 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2017-07-07 · Conversion · Acquired 282,087 · Balance 282,087 F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F3: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,057,827 |
Reported balance
After 2017-07-07 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2017-07-07 · Conversion · Acquired 1,057,827 · Balance 1,057,827 F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F4: The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2017-07-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-07-07 · Conversion · Disposed 3,786,505 · Balance 0 F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F2: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2017-07-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-07-07 · Conversion · Disposed 282,087 · Balance 0 F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F3: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2017-07-07 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-07-07 · Conversion · Disposed 1,057,827 · Balance 0 F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F4: The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis.
F2: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest
F3: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest.
F4: The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest.
StepStone Group Inc.
Report date February 15, 2024 · Filed February 20, 2024
Section 16 reporting ended · disclosed 2024-02-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sanctuary Bay LLC | 6,270,515 |
Reported balance
After 2024-02-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-02-15 · Sale · Disposed 56,937 · Balance 6,270,515 F1: This transaction was executed in multiple trades at prices ranging from $34.92 to $35.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Sanctuary Bay LLC | 6,208,351 |
Reported balance
After 2024-02-16 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2024-02-16 · Sale · Disposed 62,164 · Balance 6,208,351 F2: This transaction was executed in multiple trades at prices ranging from $34.58 to $35.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $34.92 to $35.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $34.58 to $35.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 16, 2024 Filed Feb 20, 2024 18:03 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 62,164 | $35.11 | $2,182,578.04 |
DisclosureSEC source: 0001796022-24-000027 · wk-form4_1708470129.xml · nonDerivative · entry 2 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,208,351 F2 · price: This transaction was executed in multiple trades at prices ranging from $34.58 to $35.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 18:03 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 56,937 | $35.22 | $2,005,321.14 |
DisclosureSEC source: 0001796022-24-000027 · wk-form4_1708470129.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,270,515 F1 · price: This transaction was executed in multiple trades at prices ranging from $34.92 to $35.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 14, 2024 Filed Feb 15, 2024 19:09 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 61,294 | $35.16 | $2,155,097.04 |
DisclosureSEC source: 0001796022-24-000013 · wk-form4_1708042174.xml · nonDerivative · entry 2 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,327,452 F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $34.80 to $35.40. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 19:09 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 9,008 | $35.06 | $315,820.48 |
DisclosureSEC source: 0001796022-24-000013 · wk-form4_1708042174.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,388,746 F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $35.00 to $35.27. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 15, 2023 Filed Dec 18, 2023 16:37 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 69,649 | $28.80 | $2,005,891.20 |
DisclosureSEC source: 0001796022-23-000082 · wk-form4_1702935439.xml · nonDerivative · entry 2 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,397,754 F2 · price: This transaction was executed in multiple trades at prices ranging from $28.53 to $29.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 16:37 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 177,283 | $29.03 | $5,146,525.49 |
DisclosureSEC source: 0001796022-23-000082 · wk-form4_1702935439.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,467,403 F1 · price: This transaction was executed in multiple trades at prices ranging from $28.68 to $29.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 16:22 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 21,862 | $31.72 | $693,462.64 |
DisclosureSEC source: 0001796022-23-000069 · wk-form4_1695068540.xml · nonDerivative · entry 2 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,644,686 F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.10 to $32.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 14, 2023 Filed Sep 18, 2023 16:22 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 17,946 | $31.15 | $559,017.90 |
DisclosureSEC source: 0001796022-23-000069 · wk-form4_1695068540.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,666,548 F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 13, 2023 Filed Sep 13, 2023 18:27 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 53,925 | $31.76 | $1,712,658.00 |
DisclosureSEC source: 0001796022-23-000057 · wk-form4_1694644051.xml · nonDerivative · entry 3 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,684,494 F3 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.46 to $32.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 12, 2023 Filed Sep 13, 2023 18:27 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 43,515 | $31.64 | $1,376,814.60 |
DisclosureSEC source: 0001796022-23-000057 · wk-form4_1694644051.xml · nonDerivative · entry 2 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,738,419 F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.12 to $31.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 11, 2023 Filed Sep 13, 2023 18:27 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 31,648 | $31.42 | $994,380.16 |
DisclosureSEC source: 0001796022-23-000057 · wk-form4_1694644051.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,781,934 F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 08, 2023 Filed Sep 8, 2023 18:36 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 20,473 | $31.21 | $638,962.33 |
DisclosureSEC source: 0001796022-23-000055 · wk-form4_1694212559.xml · nonDerivative · entry 3 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,813,582 F3 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 07, 2023 Filed Sep 8, 2023 18:36 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 18,466 | $31.15 | $575,215.90 |
DisclosureSEC source: 0001796022-23-000055 · wk-form4_1694212559.xml · nonDerivative · entry 2 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,834,055 F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 06, 2023 Filed Sep 8, 2023 18:36 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 500 | $31.01 | $15,505.00 |
DisclosureSEC source: 0001796022-23-000055 · wk-form4_1694212559.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,852,521 F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 05, 2023 Filed Sep 5, 2023 18:31 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 710 | $31.03 | $22,031.30 |
DisclosureSEC source: 0001796022-23-000053 · wk-form4_1693953048.xml · nonDerivative · entry 3 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,853,021 F3 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 18:31 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 16,056 | $31.04 | $498,378.24 |
DisclosureSEC source: 0001796022-23-000053 · wk-form4_1693953048.xml · nonDerivative · entry 2 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,853,731 F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 18:31 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 634 | $31.01 | $19,660.34 |
DisclosureSEC source: 0001796022-23-000053 · wk-form4_1693953048.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Plan reported Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,869,787 F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 18:23 UTC | StepStone Group Inc. STEP · Entity 3755 | GiftClass A Common Stock | 19,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001796022-23-000043 · wk-form4_1686867818.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,870,421 Read SEC document |
| February 09, 2023 Filed Feb 9, 2023 18:12 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 446 | $31.06 | $13,852.76 |
DisclosureSEC source: 0001796022-23-000015 · wf-form4_167598434620066.xml · nonDerivative · entry 3 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,889,621 F3 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.02 to $31.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 08, 2023 Filed Feb 9, 2023 18:12 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 5,272 | $31.05 | $163,695.60 |
DisclosureSEC source: 0001796022-23-000015 · wf-form4_167598434620066.xml · nonDerivative · entry 2 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,890,067 F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 18:12 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 1,740 | $31.02 | $53,974.80 |
DisclosureSEC source: 0001796022-23-000015 · wf-form4_167598434620066.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,895,339 F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2023 Filed Feb 6, 2023 19:11 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 12,315 | $31.09 | $382,873.35 |
DisclosureSEC source: 0001796022-23-000003 · wf-form4_167572866231546.xml · nonDerivative · entry 2 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,897,079 F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 02, 2023 Filed Feb 6, 2023 19:11 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 4,492 | $31.02 | $139,341.84 |
DisclosureSEC source: 0001796022-23-000003 · wf-form4_167572866231546.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,909,394 F1 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $31.00 to $31.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2022 Filed Nov 10, 2022 18:55 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 436,000 | $30.18 | $13,158,480.00 |
DisclosureSEC source: 0001796022-22-000058 · wf-form4_166812451604380.xml · nonDerivative · entry 3 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 6,913,886 F3 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $29.77 to $31.18. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 09, 2022 Filed Nov 10, 2022 18:55 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 34,000 | $29.31 | $996,540.00 |
DisclosureSEC source: 0001796022-22-000058 · wf-form4_166812451604380.xml · nonDerivative · entry 2 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 7,349,886 F2 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $28.85 to $29.66. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 18:55 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 30,000 | $29.65 | $889,500.00 |
DisclosureSEC source: 0001796022-22-000058 · wf-form4_166812451604380.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 7,383,886 F1 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $29.39 to $29.97. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2021 Filed Nov 22, 2021 17:49 UTC | StepStone Group Inc. STEP · Entity 3755 | SaleClass A Common Stock | 399,101 | $51.83 | $20,685,404.83 |
DisclosureSEC source: 0001796022-21-000112 · wf-form4_163762135859440.xml · nonDerivative · entry 1 Lim James · CIK 0001543577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Sanctuary Bay LLC Disclosed balance after: 7,413,886 F1 · kind: On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer. Read SEC document |
| July 07, 2017 Filed Feb 14, 2018 18:36 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 1,057,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-18-000193 · edgar.xml · derivative · entry 6 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 1,057,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F1 · derivative.exercise_date: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F1 · derivative.expiration_date: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F4 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest. Read SEC document |
| July 07, 2017 Filed Feb 14, 2018 18:36 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 282,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-18-000193 · edgar.xml · derivative · entry 5 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 282,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F1 · derivative.exercise_date: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F1 · derivative.expiration_date: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F3 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| July 07, 2017 Filed Feb 14, 2018 18:36 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass B Common Stock · Derivative | 3,786,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001012975-18-000193 · edgar.xml · derivative · entry 4 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 3,786,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F1 · derivative.exercise_date: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F1 · derivative.expiration_date: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F2 · ownership.nature: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest Read SEC document |
| July 07, 2017 Filed Feb 14, 2018 18:36 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 1,057,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000193 · edgar.xml · nonDerivative · entry 3 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,057,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F4 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund II, L.P. Each other Reporting Person may be deemed to beneficially own the reported securities. The Reporting Persons, other than Greenspring Secondaries Fund II, L.P., disclaim beneficial ownership in the reported securities except to the extent of its pecuniary interest. Read SEC document |
| July 07, 2017 Filed Feb 14, 2018 18:36 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 282,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000193 · edgar.xml · nonDerivative · entry 2 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 282,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F3 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| July 07, 2017 Filed Feb 14, 2018 18:36 UTC | MULESOFT, INC MULE · Entity 12294 | ConversionClass A Common Stock | 3,786,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-18-000193 · edgar.xml · nonDerivative · entry 1 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,786,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Class B Common Stock converted into the Class A Common Stock on a one-for-one-basis. F2 · ownership.nature: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 09:26 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass B Common Stock · Derivative | 1,057,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000236 · edgar.xml · derivative · entry 6 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,057,827 Underlying: Class A Common Stock · 1,057,827 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund II, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 09:26 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass B Common Stock · Derivative | 282,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000236 · edgar.xml · derivative · entry 5 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 282,087 Underlying: Class A Common Stock · 282,087 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 09:26 UTC | MULESOFT, INC MULE · Entity 12294 | OtherClass B Common Stock · Derivative | 3,786,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000236 · edgar.xml · derivative · entry 4 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,786,505 Underlying: Class A Common Stock · 3,786,505 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · ownership.nature: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 09:26 UTC | MULESOFT, INC MULE · Entity 12294 | OtherCommon Stock | 1,057,827 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000236 · edgar.xml · nonDerivative · entry 3 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F4 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund II, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 09:26 UTC | MULESOFT, INC MULE · Entity 12294 | OtherCommon Stock | 282,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000236 · edgar.xml · nonDerivative · entry 2 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F3 · ownership.nature: The securities are directly held by Greenspring Secondaries Fund I, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 09:26 UTC | MULESOFT, INC MULE · Entity 12294 | OtherCommon Stock | 3,786,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001012975-17-000236 · edgar.xml · nonDerivative · entry 1 Greenspring Associates, Inc. · CIK 0001545140 · 10% owner Newhall Charles Ashton · CIK 0001543576 · 10% owner Lim James · CIK 0001543577 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in a transaction meeting the requirements of Rule 16b-7. F2 · ownership.nature: The securities are directly held by AU Special Investments, L.P. The Reporting Persons may be deemed to beneficially own the reported securities. The Reporting Persons disclaim beneficial ownership in the reported securities except to the extent of its or his pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.