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Nasdaq · USD

STEP

StepStone Group Inc.

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Tapewire entity
3755
SEC CIK
0001796022
Parsed reports
200

Last 12 months

Inside the activity.

5 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202504
Jan 202602
Feb 202630
Mar 202600
Apr 202600
May 202600
Jun 202627
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 02, 2024 Filed Dec 5, 2024 00:56 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
ConversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000096 · wk-form4_1733360177.xml · nonDerivative · entry 3

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 250,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On December 2, 2024, the Reporting Person exchanged 250,000 Class B Units of the Partnership owned through a family trust for 250,000 shares of Class A Common Stock. In connection with the exchange, 250,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F3 · shares: On December 2, 2024, the Reporting Person exchanged 250,000 Class B Units of the Partnership owned through a family trust for 250,000 shares of Class A Common Stock. In connection with the exchange, 250,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 00:56 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
Disposition to issuerClass B Common Stock 500,000 $0.00 $500.00
Disclosure

SEC source: 0001796022-24-000096 · wk-form4_1733360177.xml · nonDerivative · entry 2

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,906,142

F1 · kind: On December 2, 2024, the Reporting Person exchanged 500,000 Class B Units of StepStone Group LP (the "Partnership") he owned directly for 500,000 shares of Class A Common Stock. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · shares: On December 2, 2024, the Reporting Person exchanged 500,000 Class B Units of StepStone Group LP (the "Partnership") he owned directly for 500,000 shares of Class A Common Stock. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 00:56 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
ConversionClass A Common Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000096 · wk-form4_1733360177.xml · nonDerivative · entry 1

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 690,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 2, 2024, the Reporting Person exchanged 500,000 Class B Units of StepStone Group LP (the "Partnership") he owned directly for 500,000 shares of Class A Common Stock. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · shares: On December 2, 2024, the Reporting Person exchanged 500,000 Class B Units of StepStone Group LP (the "Partnership") he owned directly for 500,000 shares of Class A Common Stock. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 17:32 UTC
Sanford Energy, Inc.Former 10% Owner
ARG Private Equity, LLCFormer 10% Owner
ARGO Holdings, LLCFormer 10% Owner
KAISER GEORGE BFormer 10% Owner
Waldo RobertFormer 10% Owner
ConversionClass B Units · Derivative 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001821971-24-000001 · primary_doc.xml · derivative · entry 4

Sanford Energy, Inc. · CIK 0001821971 · Former 10% Owner

ARG Private Equity, LLC · CIK 0001585937 · Former 10% Owner

ARGO Holdings, LLC · CIK 0001394221 · Former 10% Owner

KAISER GEORGE B · CIK 0001163432 · Former 10% Owner

Waldo Robert · CIK 0001728668 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,330,328

Underlying: Class A Common Stock · 500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F1 · kind: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F5 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F5 · derivative.exercise_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F5 · derivative.expiration_date: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F6 · ownership.direct: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 17:32 UTC
Sanford Energy, Inc.Former 10% Owner
ARG Private Equity, LLCFormer 10% Owner
ARGO Holdings, LLCFormer 10% Owner
KAISER GEORGE BFormer 10% Owner
Waldo RobertFormer 10% Owner
ConversionClass A Common Stock 500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001821971-24-000001 · primary_doc.xml · nonDerivative · entry 2

Sanford Energy, Inc. · CIK 0001821971 · Former 10% Owner

ARG Private Equity, LLC · CIK 0001585937 · Former 10% Owner

ARGO Holdings, LLC · CIK 0001394221 · Former 10% Owner

KAISER GEORGE B · CIK 0001163432 · Former 10% Owner

Waldo Robert · CIK 0001728668 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F5 · price: The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F6 · ownership.direct: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 02, 2024 Filed Dec 4, 2024 17:32 UTC
Sanford Energy, Inc.Former 10% Owner
ARG Private Equity, LLCFormer 10% Owner
ARGO Holdings, LLCFormer 10% Owner
KAISER GEORGE BFormer 10% Owner
Waldo RobertFormer 10% Owner
Disposition to issuerClass B Common Stock 500,000 $0.00 $500.00
Disclosure

SEC source: 0001821971-24-000001 · primary_doc.xml · nonDerivative · entry 1

Sanford Energy, Inc. · CIK 0001821971 · Former 10% Owner

ARG Private Equity, LLC · CIK 0001585937 · Former 10% Owner

ARGO Holdings, LLC · CIK 0001394221 · Former 10% Owner

KAISER GEORGE B · CIK 0001163432 · Former 10% Owner

Waldo Robert · CIK 0001728668 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,330,328

F1 · kind: On December 2, 2024, Sanford Energy, Inc. ("Sanford") exchanged 500,000 Class B Units of StepStone Group LP for 500,000 shares of Class A Common Stock of the Issuer. In connection with the exchange, 500,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F6 · ownership.direct: Sanford directly holds of record 500,000 shares of Class A Common Stock. Sanford beneficially owns an additional 3,330,328 shares of Class A Common Stock as the direct holder of a corresponding number of Class B Units. ARG PE holds a minority interest in Sanford, and Mr. Waldo serves as an advisor to Sanford. Each of Mr. Waldo and Mr. Kaiser disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act, except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 00:53 UTC
Hart Scott WDirector · Chief Executive Officer · See remarks
ConversionClass B Units · Derivative 180,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000094 · wk-form4_1733360024.xml · derivative · entry 9

Hart Scott W · CIK 0001821974 · Director · Chief Executive Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,061,782

Underlying: Class A Common Stock · 180,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F1 · kind: On December 2, 2024, the Reporting Person exchanged 180,000 Class B Units of StepStone Group LP (the "Partnership") for 180,000 shares of Class A Common Stock. In connection with the exchange, 180,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · shares: On December 2, 2024, the Reporting Person exchanged 180,000 Class B Units of StepStone Group LP (the "Partnership") for 180,000 shares of Class A Common Stock. In connection with the exchange, 180,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F6 · price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F6 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

F6 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 00:53 UTC
Hart Scott WDirector · Chief Executive Officer · See remarks
Disposition to issuerClass B Common Stock 180,000 $0.00 $180.00
Disclosure

SEC source: 0001796022-24-000094 · wk-form4_1733360024.xml · nonDerivative · entry 2

Hart Scott W · CIK 0001821974 · Director · Chief Executive Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,061,782

F1 · kind: On December 2, 2024, the Reporting Person exchanged 180,000 Class B Units of StepStone Group LP (the "Partnership") for 180,000 shares of Class A Common Stock. In connection with the exchange, 180,000 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
December 02, 2024 Filed Dec 5, 2024 00:53 UTC
Hart Scott WDirector · Chief Executive Officer · See remarks
ConversionClass A Common Stock 180,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000094 · wk-form4_1733360024.xml · nonDerivative · entry 1

Hart Scott W · CIK 0001821974 · Director · Chief Executive Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 180,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On December 2, 2024, the Reporting Person exchanged 180,000 Class B Units of StepStone Group LP (the "Partnership") for 180,000 shares of Class A Common Stock. In connection with the exchange, 180,000 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · price: On December 2, 2024, the Reporting Person exchanged 180,000 Class B Units of StepStone Group LP (the "Partnership") for 180,000 shares of Class A Common Stock. In connection with the exchange, 180,000 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:14 UTC
Keathley AnthonyChief Accounting Officer
SaleClass A Common Stock 729 $68.85 $50,191.65
Disclosure

SEC source: 0001796022-24-000092 · wk-form4_1731543244.xml · nonDerivative · entry 1

Keathley Anthony · CIK 0002005327 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,158

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:07 UTC
Park David YChief Financial Officer
SaleClass A Common Stock 3,000 $68.21 $204,630.00
Disclosure

SEC source: 0001796022-24-000090 · wk-form4_1731542822.xml · nonDerivative · entry 1

Park David Y · CIK 0001822773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,251

F1 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $68.18 to $68.31. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 17:10 UTC
Keathley AnthonyChief Accounting Officer
Tax withholdingClass A Common Stock 296 $56.83 $16,821.68
Disclosure

SEC source: 0001796022-24-000082 · wk-form4_1727903396.xml · nonDerivative · entry 1

Keathley Anthony · CIK 0002005327 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,887

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the release of 1,025 vested restricted stock units on September 30, 2024.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 17:08 UTC
Park David YChief Financial Officer
Tax withholdingClass A Common Stock 3,966 $56.83 $225,387.78
Disclosure

SEC source: 0001796022-24-000081 · wk-form4_1727903277.xml · nonDerivative · entry 1

Park David Y · CIK 0001822773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,251

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the release of 7,825 vested restricted stock units on September 30, 2024.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:12 UTC
Brem Monte MDirector · See remarks
Disposition to issuerClass B Units · Derivative 629,065 $49.48 $31,126,136.20
Disclosure

SEC source: 0001796022-24-000078 · wk-form4_1726258348.xml · derivative · entry 2

Brem Monte M · CIK 0001822443 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By MMAR HNL, LLC

Disclosed balance after: 2,276,888

Underlying: Class A Common Stock · 629,065 shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F1 · kind: On September 11, 2024, the Reporting Person exchanged 629,065 Class B Units of StepStone Group LP (the "Partnership"). The Issuer elected to settle the exchange in cash for $49.48 per unit using the proceeds of a secondary offering organized by the Issuer. In connection with the exchange, 629,065 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · price: On September 11, 2024, the Reporting Person exchanged 629,065 Class B Units of StepStone Group LP (the "Partnership"). The Issuer elected to settle the exchange in cash for $49.48 per unit using the proceeds of a secondary offering organized by the Issuer. In connection with the exchange, 629,065 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:12 UTC
Brem Monte MDirector · See remarks
Disposition to issuerClass B Common Stock 629,065 $0.00 $629.07
Disclosure

SEC source: 0001796022-24-000078 · wk-form4_1726258348.xml · nonDerivative · entry 1

Brem Monte M · CIK 0001822443 · Director · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By MMAR HNL, LLC

Disclosed balance after: 2,276,888

F1 · shares: On September 11, 2024, the Reporting Person exchanged 629,065 Class B Units of StepStone Group LP (the "Partnership"). The Issuer elected to settle the exchange in cash for $49.48 per unit using the proceeds of a secondary offering organized by the Issuer. In connection with the exchange, 629,065 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:10 UTC
Fernandez Jose ADirector · Co-Chief Operating Officer · See remarks
Disposition to issuerClass B Units · Derivative 338,727 $49.48 $16,760,211.96
Disclosure

SEC source: 0001796022-24-000076 · wk-form4_1726258234.xml · derivative · entry 5

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,416,601

Underlying: Class A Common Stock · 338,727 shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F1 · kind: On September 11, 2024, the Reporting Person exchanged 338,727 Class B Units of StepStone Group LP (the "Partnership"). The Issuer elected to settle the exchange in cash for $49.48 per unit using the proceeds of a secondary offering organized by the Issuer. In connection with the exchange, 338,727 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · price: On September 11, 2024, the Reporting Person exchanged 338,727 Class B Units of StepStone Group LP (the "Partnership"). The Issuer elected to settle the exchange in cash for $49.48 per unit using the proceeds of a secondary offering organized by the Issuer. In connection with the exchange, 338,727 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:10 UTC
Fernandez Jose ADirector · Co-Chief Operating Officer · See remarks
Disposition to issuerClass B Common Stock 338,727 $0.00 $338.73
Disclosure

SEC source: 0001796022-24-000076 · wk-form4_1726258234.xml · nonDerivative · entry 1

Fernandez Jose A · CIK 0001822276 · Director · Co-Chief Operating Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,416,601

F1 · shares: On September 11, 2024, the Reporting Person exchanged 338,727 Class B Units of StepStone Group LP (the "Partnership"). The Issuer elected to settle the exchange in cash for $49.48 per unit using the proceeds of a secondary offering organized by the Issuer. In connection with the exchange, 338,727 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:11 UTC
Hart Scott WDirector · Chief Executive Officer · See remarks
Disposition to issuerClass B Units · Derivative 96,779 $49.48 $4,788,624.92
Disclosure

SEC source: 0001796022-24-000077 · wk-form4_1726258303.xml · derivative · entry 3

Hart Scott W · CIK 0001821974 · Director · Chief Executive Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,241,782

Underlying: Class A Common Stock · 96,779 shares

Expires not disclosed

F2 · derivative.exercise_price: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F1 · kind: On September 11, 2024, the Reporting Person exchanged 96,779 Class B Units of StepStone Group LP (the "Partnership"). The Issuer elected to settle the exchange in cash for $49.48 per unit using the proceeds of a secondary offering organized by the Issuer. In connection with the exchange, 96,779 shares of Class B Common Stock were automatically redeemed and cancelled.

F1 · price: On September 11, 2024, the Reporting Person exchanged 96,779 Class B Units of StepStone Group LP (the "Partnership"). The Issuer elected to settle the exchange in cash for $49.48 per unit using the proceeds of a secondary offering organized by the Issuer. In connection with the exchange, 96,779 shares of Class B Common Stock were automatically redeemed and cancelled.

F2 · derivative.exercise_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F2 · derivative.expiration_date: The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

Read SEC document
September 11, 2024 Filed Sep 13, 2024 20:11 UTC
Hart Scott WDirector · Chief Executive Officer · See remarks
Disposition to issuerClass B Common Stock 96,779 $0.00 $96.78
Disclosure

SEC source: 0001796022-24-000077 · wk-form4_1726258303.xml · nonDerivative · entry 1

Hart Scott W · CIK 0001821974 · Director · Chief Executive Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,241,782

F1 · shares: On September 11, 2024, the Reporting Person exchanged 96,779 Class B Units of StepStone Group LP (the "Partnership"). The Issuer elected to settle the exchange in cash for $49.48 per unit using the proceeds of a secondary offering organized by the Issuer. In connection with the exchange, 96,779 shares of Class B Common Stock were automatically redeemed and cancelled.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 16:55 UTC GrantClass A Common Stock 3,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000067 · wk-form4_1726088116.xml · nonDerivative · entry 1

Brown Valerie Gay · CIK 0001855387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,151

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 20:55 UTC GrantClass A Common Stock 3,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000068 · wk-form4_1726088144.xml · nonDerivative · entry 1

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,243

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

Read SEC document
September 10, 2024 Filed Sep 11, 2024 20:56 UTC GrantClass A Common Stock 3,436 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000069 · wk-form4_1726088174.xml · nonDerivative · entry 1

Raymond Anne L · CIK 0001822576 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,956

F1 · shares: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units as compensation for the Reporting Person's service on the Issuer's board of directors. The award vests in full on the earlier of the first anniversary of the grant date or the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer.

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June 12, 2024 Filed Jun 12, 2024 21:19 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 13,050 $45.32 $591,426.00
Disclosure

SEC source: 0001796022-24-000055 · wk-form4_1718227149.xml · nonDerivative · entry 3

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 100,750

F3 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $45.11 to $45.53. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 11, 2024 Filed Jun 12, 2024 23:54 UTC
Mitchell Steven RDirector · 10% owner
SaleClass A Common Stock 27,500 $44.34 $1,219,350.00
Disclosure

SEC source: 0001796022-24-000057 · wk-form4_1718236435.xml · nonDerivative · entry 1

Mitchell Steven R · CIK 0001610279 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $44.25 to $44.75. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 11, 2024 Filed Jun 12, 2024 21:19 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 4,939 $45.04 $222,452.56
Disclosure

SEC source: 0001796022-24-000055 · wk-form4_1718227149.xml · nonDerivative · entry 2

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 113,800

F2 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $45.00 to $45.10. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 10, 2024 Filed Jun 12, 2024 21:19 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 74,976 $45.06 $3,378,418.56
Disclosure

SEC source: 0001796022-24-000055 · wk-form4_1718227149.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 118,739

F1 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $45.00 to $45.35. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 04, 2024 Filed Jun 5, 2024 20:44 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 4,382 $45.01 $197,233.82
Disclosure

SEC source: 0001796022-24-000051 · wk-form4_1717620230.xml · nonDerivative · entry 2

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 193,715

F2 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $45.00 to $45.04. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 16:37 UTC
Park David YChief Financial Officer
SaleClass A Common Stock 2,500 $44.13 $110,325.00
Disclosure

SEC source: 0001796022-24-000047 · wk-form4_1717533411.xml · nonDerivative · entry 1

Park David Y · CIK 0001822773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,217

F1 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $44.11 to $44.25. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 03, 2024 Filed Jun 4, 2024 20:37 UTC
Hart Scott WDirector · Chief Executive Officer · See remarks
GiftClass A Common Stock 13,380 $0.00 $0.00
Disclosure

SEC source: 0001796022-24-000048 · wk-form4_1717533454.xml · nonDerivative · entry 2

Hart Scott W · CIK 0001821974 · Director · Chief Executive Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,498

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:44 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 2,653 $45.04 $119,491.12
Disclosure

SEC source: 0001796022-24-000051 · wk-form4_1717620230.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 198,097

F1 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $45.00 to $45.14. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:38 UTC
Ment Jason PSee remarks · See remarks
ConversionClass B Units · Derivative 346,842 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000049 · wk-form4_1717533505.xml · derivative · entry 4

Ment Jason P · CIK 0001822643 · See remarks · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,128,249

Underlying: Class A Common Stock · 346,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to an Exchange Agreement, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F2 · price: The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units.

F3 · derivative.exercise_date: Pursuant to an Exchange Agreement, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F3 · derivative.expiration_date: Pursuant to an Exchange Agreement, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:38 UTC
Ment Jason PSee remarks · See remarks
ConversionClass B2 Units · Derivative 346,842 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000049 · wk-form4_1717533505.xml · derivative · entry 3

Ment Jason P · CIK 0001822643 · See remarks · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 346,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units.

F2 · price: The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units.

F2 · derivative.exercise_date: The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units.

F2 · derivative.expiration_date: The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:38 UTC
Ment Jason PSee remarks · See remarks
GrantClass B Common Stock 346,842 $0.00 $346.84
Disclosure

SEC source: 0001796022-24-000049 · wk-form4_1717533505.xml · nonDerivative · entry 1

Ment Jason P · CIK 0001822643 · See remarks · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,128,249

F1 · shares: Per the Issuer's Amended and Restated Certificate of Incorporation, upon vesting of the Class B2 Units of the Partnership into Class B Units of the Partnership, the Issuer shall issue a number of shares of Class B Common Stock registered in the name of the applicable holder equal to the number of Class B Units issued upon such vesting event, in exchange for payment in cash to the Issuer of the aggregate par value of the shares of Class B Common Stock so issued.

F1 · price: Per the Issuer's Amended and Restated Certificate of Incorporation, upon vesting of the Class B2 Units of the Partnership into Class B Units of the Partnership, the Issuer shall issue a number of shares of Class B Common Stock registered in the name of the applicable holder equal to the number of Class B Units issued upon such vesting event, in exchange for payment in cash to the Issuer of the aggregate par value of the shares of Class B Common Stock so issued.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:37 UTC
Hart Scott WDirector · Chief Executive Officer · See remarks
ConversionClass B Units · Derivative 297,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000048 · wk-form4_1717533454.xml · derivative · entry 4

Hart Scott W · CIK 0001821974 · Director · Chief Executive Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,338,561

Underlying: Class A Common Stock · 297,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to an Exchange Agreement, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F2 · price: The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units.

F3 · derivative.exercise_date: Pursuant to an Exchange Agreement, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

F3 · derivative.expiration_date: Pursuant to an Exchange Agreement, the Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock will be automatically redeemed and cancelled.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:37 UTC
Hart Scott WDirector · Chief Executive Officer · See remarks
ConversionClass B2 Units · Derivative 297,270 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000048 · wk-form4_1717533454.xml · derivative · entry 3

Hart Scott W · CIK 0001821974 · Director · Chief Executive Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Class A Common Stock · 297,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units.

F2 · price: The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units.

F2 · derivative.exercise_date: The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units.

F2 · derivative.expiration_date: The Class B2 Units vested 30% on June 1, 2021 and 5.83% on each quarterly anniversary thereafter, contingent upon the Reporting Person's continued service to the Issuer. Upon the final vesting date of the Class B2 Units on June 1, 2024, they automatically converted into Class B Units.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 20:37 UTC
Hart Scott WDirector · Chief Executive Officer · See remarks
GrantClass B Common Stock 297,270 $0.00 $297.27
Disclosure

SEC source: 0001796022-24-000048 · wk-form4_1717533454.xml · nonDerivative · entry 1

Hart Scott W · CIK 0001821974 · Director · Chief Executive Officer · See remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 3,338,561

F1 · shares: Per the Issuer's Amended and Restated Certificate of Incorporation, upon vesting of the Class B2 Units of the Partnership into Class B Units of the Partnership, the Issuer shall issue a number of shares of Class B Common Stock registered in the name of the applicable holder equal to the number of Class B Units issued upon such vesting event, in exchange for payment in cash to the Issuer of the aggregate par value of the shares of Class B Common Stock so issued.

F1 · price: Per the Issuer's Amended and Restated Certificate of Incorporation, upon vesting of the Class B2 Units of the Partnership into Class B Units of the Partnership, the Issuer shall issue a number of shares of Class B Common Stock registered in the name of the applicable holder equal to the number of Class B Units issued upon such vesting event, in exchange for payment in cash to the Issuer of the aggregate par value of the shares of Class B Common Stock so issued.

Read SEC document
May 30, 2024 Filed May 31, 2024 21:52 UTC PurchaseClass A Common Stock 22,500 $44.29 $996,525.00
Disclosure

SEC source: 0001796022-24-000043 · wk-form4_1717192328.xml · nonDerivative · entry 1

Hoffmeister David F · CIK 0001305975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,853

F1 · price: The sales reported in this Form 4 were effected in multiple trades at prices ranging from $43.86 to $44.51. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 26, 2024 Filed Feb 28, 2024 00:21 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 3,694 $35.47 $131,026.18
Disclosure

SEC source: 0001796022-24-000033 · wk-form4_1709079673.xml · nonDerivative · entry 2

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 200,750

F2 · price: This transaction was executed in multiple trades at prices ranging from $35.14 to $35.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 23, 2024 Filed Feb 28, 2024 00:21 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 53,403 $35.47 $1,894,204.41
Disclosure

SEC source: 0001796022-24-000033 · wk-form4_1709079673.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 204,444

F1 · price: This transaction was executed in multiple trades at prices ranging from $35.20 to $35.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 22, 2024 Filed Feb 22, 2024 19:11 UTC
Keathley AnthonyChief Accounting Officer
SaleClass A Common Stock 469 $35.70 $16,743.30
Disclosure

SEC source: 0001796022-24-000031 · wk-form4_1708647079.xml · nonDerivative · entry 1

Keathley Anthony · CIK 0002005327 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,183

Read SEC document
February 22, 2024 Filed Feb 23, 2024 00:05 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 48,662 $35.68 $1,736,260.16
Disclosure

SEC source: 0001796022-24-000029 · wk-form4_1708646705.xml · nonDerivative · entry 2

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 257,847

F2 · price: This transaction was executed in multiple trades at prices ranging from $35.03 to $35.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 00:05 UTC
Keck ThomasDirector · See Remarks
SaleClass A Common Stock 24,241 $35.10 $850,859.10
Disclosure

SEC source: 0001796022-24-000029 · wk-form4_1708646705.xml · nonDerivative · entry 1

Keck Thomas · CIK 0001821978 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 306,509

F1 · price: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 18:03 UTC
Lim James10% owner
SaleClass A Common Stock 62,164 $35.11 $2,182,578.04
Disclosure

SEC source: 0001796022-24-000027 · wk-form4_1708470129.xml · nonDerivative · entry 2

Lim James · CIK 0001543577 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sanctuary Bay LLC

Disclosed balance after: 6,208,351

F2 · price: This transaction was executed in multiple trades at prices ranging from $34.58 to $35.52. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 18:03 UTC
Lim James10% owner
SaleClass A Common Stock 56,937 $35.22 $2,005,321.14
Disclosure

SEC source: 0001796022-24-000027 · wk-form4_1708470129.xml · nonDerivative · entry 1

Lim James · CIK 0001543577 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Sanctuary Bay LLC

Disclosed balance after: 6,270,515

F1 · price: This transaction was executed in multiple trades at prices ranging from $34.92 to $35.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 19:07 UTC
Keathley AnthonyChief Accounting Officer
GrantClass A Common Stock 542 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000011 · wk-form4_1708042017.xml · nonDerivative · entry 3

Keathley Anthony · CIK 0002005327 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,652

F2 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2025, 2026, 2027 and 2028, subject to the Reporting Person's continued employment through the applicable vesting date.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 19:07 UTC
Keathley AnthonyChief Accounting Officer
Tax withholdingClass A Common Stock 167 $35.21 $5,880.07
Disclosure

SEC source: 0001796022-24-000011 · wk-form4_1708042017.xml · nonDerivative · entry 2

Keathley Anthony · CIK 0002005327 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,110

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the release of 636 vested restricted stock units on February 14, 2024.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 19:09 UTC
Lim James10% owner
SaleClass A Common Stock 61,294 $35.16 $2,155,097.04
Disclosure

SEC source: 0001796022-24-000013 · wk-form4_1708042174.xml · nonDerivative · entry 2

Lim James · CIK 0001543577 · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By Sanctuary Bay LLC

Disclosed balance after: 6,327,452

F2 · price: This transaction was executed pursuant to a Rule 10b5-1 trading plan in multiple trades at prices ranging from $34.80 to $35.40. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 21:59 UTC
McCabe Michael IDirector · Head of Strategy · See remarks
GrantClass A Common Stock 9,159 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000023 · wk-form4_1708120774.xml · nonDerivative · entry 1

McCabe Michael I · CIK 0001822880 · Director · Head of Strategy · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,516

F1 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2025, 2026, 2027 and 2028 subject to the Reporting Person's continued employment through the applicable vesting date.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 16:54 UTC
Park David YChief Financial Officer
GrantClass A Common Stock 7,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001796022-24-000019 · wk-form4_1708120468.xml · nonDerivative · entry 2

Park David Y · CIK 0001822773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,717

F2 · price: Represents the number of shares of Class A Common Stock issued to the Reporting Person pursuant to an award of restricted stock units under the Issuer's 2020 Long Term Incentive Plan. The award vests in equal annual installments on each of February 14, 2025, 2026, 2027 and 2028, subject to the Reporting Person's continued employment through the applicable vesting date.

Read SEC document
February 14, 2024 Filed Feb 16, 2024 16:54 UTC
Park David YChief Financial Officer
Tax withholdingClass A Common Stock 1,722 $35.21 $60,631.62
Disclosure

SEC source: 0001796022-24-000019 · wk-form4_1708120468.xml · nonDerivative · entry 1

Park David Y · CIK 0001822773 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,262

F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the release of 3,395 vested restricted stock units on February 14, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.