SONX

SEC source: 0000950170-24-108217 · ownership.xml · nonDerivative · entry 1

McGaugh John P. · CIK 0002016847 · Sr. VP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 852,896

F1 · kind: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs will vest in 16 equal quarterly installments beginning on September 17, 2024, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting dates.

SEC source: 0000950170-24-108209 · ownership.xml · nonDerivative · entry 1

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,488,518

F1 · kind: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs will vest in 16 equal quarterly installments beginning on September 17, 2024, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting dates.

SEC source: 0000950170-24-108197 · ownership.xml · nonDerivative · entry 1

Bihl Anthony P III · CIK 0001432665 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,998

F1 · kind: Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.

SEC source: 0000950170-24-108215 · ownership.xml · nonDerivative · entry 1

Bostjancic John J. · CIK 0001644860 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,320,000

F1 · kind: Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs will vest 25% on the first anniversary of the grant date and 6.25% at the end of each three-month period thereafter, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting dates.

SEC source: 0000950170-24-108204 · ownership.xml · nonDerivative · entry 1

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,574,498

F1 · kind: Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.

SEC source: 0000950170-24-108201 · ownership.xml · nonDerivative · entry 1

BEAVER CAROLYN · CIK 0001335581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,798

F1 · kind: Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.

SEC source: 0000950170-24-108193 · ownership.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,141,373

F1 · kind: Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2024 (the "Grant Date"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs vest in full on the earlier to occur of: (i) the one year anniversary of the Grant Date (ii) and the date of the 2025 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through the applicable vesting date.

SEC source: 0000950170-24-076612 · ownership.xml · nonDerivative · entry 1

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,888,518

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 3/14/2023. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.084 to $0.090. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Remarks:

SEC source: 0000950170-24-076614 · ownership.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,777

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 3/14/2023. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.082 to $0.092. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Remarks:

SEC source: 0000950170-24-069750 · ownership.xml · nonDerivative · entry 1

Bostjancic John J. · CIK 0001644860 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 720,000

F1 · shares: Represents an award of Restricted Stock Units ("RSUs") granted to the Reporting Person as a material inducement to employment. Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs will vest 25% on the grant date anniversary over a 4-year period, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting dates.

SEC source: 0001562180-24-004459 · primarydocument.xml · nonDerivative · entry 1

McGaugh John P. · CIK 0002016847 · SVP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,896

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 05/22/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0902 to $0.0961. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-24-004346 · primarydocument.xml · nonDerivative · entry 1

McGaugh John P. · CIK 0002016847 · SVP Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,797

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0956 to $0.1000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-24-004140 · primarydocument.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 1,941,373

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0900 to $0.0960. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Mr. Bergheim is the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0001562180-24-004037 · primarydocument.xml · nonDerivative · entry 1

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,374,498

F1 · price: These shares were purchased in multiple transactions, all of which were at a price of $0.094 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased set forth in this footnote.

SEC source: 0001562180-24-003884 · primarydocument.xml · nonDerivative · entry 1

Guo Chris · CIK 0002016891 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,014

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 05/03/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: These shares were sold in multiple transactions, all of which were at a price of $0.096 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote.

SEC source: 0001562180-24-003858 · primarydocument.xml · nonDerivative · entry 1

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,931,758

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: These shares were sold in multiple transactions, all of which were at a price of $0.091 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote.

SEC source: 0001562180-24-003857 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,287

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: These shares were sold in multiple transactions, all of which were at a price of $0.091 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote.

SEC source: 0001562180-24-003434 · primarydocument.xml · nonDerivative · entry 1

Guo Chris · CIK 0002016891 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,506

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 01/13/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: These shares were sold in multiple transactions, all of which were at a price of $0.082 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote.

SEC source: 0001562180-24-003025 · primarydocument.xml · nonDerivative · entry 1

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,934,139

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.10 to $0.11. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-24-003026 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,061

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.10 to $0.11. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-24-002777 · primarydocument.xml · nonDerivative · entry 1

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,945,632

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.095 to $0.109. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-24-002775 · primarydocument.xml · nonDerivative · entry 1

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 528,746

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.095 to $0.109. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-24-002776 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,686

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.095 to $0.109. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001562180-24-002778 · primarydocument.xml · nonDerivative · entry 1

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,874,498

F1 · price: These shares were purchased in multiple transactions, all of which were at a price of $0.1000 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased set forth in this footnote.

SEC source: 0001562180-24-001079 · primarydocument.xml · nonDerivative · entry 1

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,968,983

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

SEC source: 0001562180-24-001077 · primarydocument.xml · nonDerivative · entry 1

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 539,416

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

SEC source: 0001562180-24-001078 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,045

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

SEC source: 0001562180-23-008556 · primarydocument.xml · nonDerivative · entry 1

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,971,668

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 3/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

SEC source: 0001562180-23-008555 · primarydocument.xml · nonDerivative · entry 1

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 541,030

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 3/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

SEC source: 0001562180-23-008557 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,785

F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 3/25/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

SEC source: 0001562180-23-008460 · primarydocument.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 1,421,373

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0924 to $0.0975. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Mr. Bergheim is the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0001562180-23-008400 · primarydocument.xml · nonDerivative · entry 1

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,982,745

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023.

SEC source: 0001562180-23-008399 · primarydocument.xml · nonDerivative · entry 1

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 546,603

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023.

SEC source: 0001562180-23-008401 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,951

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023.

SEC source: 0001562180-23-008364 · primarydocument.xml · nonDerivative · entry 1

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,074,498

F1 · price: These shares were purchased in multiple transactions, all of which were at a price of $0.05 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased set forth in this footnote.

SEC source: 0001562180-23-008337 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,584

F1 · price: These shares were sold in multiple transactions, all of which were at a price of $0.077. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote.

SEC source: 0001562180-23-008151 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,508

F1 · price: These shares were sold in multiple transactions, all of which were at a price of $.0911. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote.

SEC source: 0001562180-23-007976 · primarydocument.xml · nonDerivative · entry 1

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,498

F1 · price: These shares were purchased in multiple transactions, all of which were at a price of $0.15 per share. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased set forth in this footnote.

SEC source: 0001562180-23-007752 · primarydocument.xml · nonDerivative · entry 1

BERGHEIM OLAV · CIK 0001207793 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Held by Fjordinvest LLC

Disclosed balance after: 1,171,373

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.2570 to $0.2578. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Mr. Bergheim is the managing member of Fjordinvest LLC, and is the manager of Fjordinvest LLC. Mr. Bergheim exercises voting and dispositive power over the shares held by Fjordinvest LLC. Mr. Bergheim disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in such shares.

SEC source: 0001562180-23-007712 · primarydocument.xml · nonDerivative · entry 1

Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,498

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2605 to $0.2700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

SEC source: 0001562180-23-007543 · primarydocument.xml · nonDerivative · entry 1

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,006,255

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021.

SEC source: 0001562180-23-007542 · primarydocument.xml · nonDerivative · entry 1

Smith Michael John · CIK 0001872655 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 742,056

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021.

SEC source: 0001562180-23-007540 · primarydocument.xml · nonDerivative · entry 1

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,633

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021.

SEC source: 0001562180-23-007541 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,953

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 11/02/2021.

SEC source: 0001562180-23-007028 · primarydocument.xml · nonDerivative · entry 1

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,008,356

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022.

SEC source: 0001562180-23-007029 · primarydocument.xml · nonDerivative · entry 1

Smith Michael John · CIK 0001872655 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 743,058

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022.

SEC source: 0001562180-23-007030 · primarydocument.xml · nonDerivative · entry 1

Watts Michael Patrick · CIK 0001872686 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,723

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022.

SEC source: 0001562180-23-007027 · primarydocument.xml · nonDerivative · entry 1

Chen Roy T · CIK 0001872704 · Chief Talent Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 301,494

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/25/2022.

SEC source: 0001562180-23-006889 · primarydocument.xml · nonDerivative · entry 1

Bergheim Bjarne · CIK 0001875434 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,018,846

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023.

SEC source: 0001562180-23-006890 · primarydocument.xml · nonDerivative · entry 1

Smith Michael John · CIK 0001872655 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 748,906

F1 · kind: Represents shares withheld to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 03/14/2023.