Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sonendo, Inc.SONX · Entity 9738 | Sr. VP Operations | September 17, 2024 | September 19, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sonendo, Inc.
Report date September 17, 2024 · Filed September 19, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 852,896 |
Reported balance
After 2024-09-17 transaction · row 1
1 source rowRow 1 · 2024-09-17 · Grant · Acquired 500,000 · Balance 852,896 F1: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs will vest in 16 equal quarterly installments beginning on September 17, 2024, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs will vest in 16 equal quarterly installments beginning on September 17, 2024, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2024 Filed Sep 19, 2024 17:48 UTC | Sonendo, Inc. SONX · Entity 9738 | GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-108217 · ownership.xml · nonDerivative · entry 1 McGaugh John P. · CIK 0002016847 · Sr. VP Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 852,896 F1 · kind: Represents an award of Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of common stock, par value $0.001 per share of Sonendo, Inc. (the "Issuer"). The RSUs will vest in 16 equal quarterly installments beginning on September 17, 2024, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting dates. Read SEC document |
| May 23, 2024 Filed May 28, 2024 16:08 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 10,901 | $0.09 | $990.90 |
DisclosureSEC source: 0001562180-24-004459 · primarydocument.xml · nonDerivative · entry 1 McGaugh John P. · CIK 0002016847 · SVP Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,896 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 05/22/2023. The sales were made through "sell to cover" transactions and do not represent discretionary transactions by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0902 to $0.0961. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 22, 2024 Filed May 23, 2024 18:05 UTC | Sonendo, Inc. SONX · Entity 9738 | PurchaseCommon Stock | 116,500 | $0.10 | $11,545.15 |
DisclosureSEC source: 0001562180-24-004346 · primarydocument.xml · nonDerivative · entry 1 McGaugh John P. · CIK 0002016847 · SVP Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,797 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0956 to $0.1000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.