Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sonendo, Inc.SONX · Entity 9738 | Interim CFO | May 06, 2024 | May 07, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sonendo, Inc.
Report date May 06, 2024 · Filed May 07, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,014 |
Reported balance
After 2024-05-06 transaction · row 1
1 source rowRow 1 · 2024-05-06 · Sale · Disposed 492 · Balance 51,014 F1: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 05/03/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2: These shares were sold in multiple transactions, all of which were at a price of $0.096 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 05/03/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
F2: These shares were sold in multiple transactions, all of which were at a price of $0.096 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2024 Filed May 7, 2024 18:37 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 492 | $0.10 | $47.23 |
DisclosureSEC source: 0001562180-24-003884 · primarydocument.xml · nonDerivative · entry 1 Guo Chris · CIK 0002016891 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,014 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 05/03/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: These shares were sold in multiple transactions, all of which were at a price of $0.096 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote. Read SEC document |
| April 15, 2024 Filed Apr 16, 2024 18:40 UTC | Sonendo, Inc. SONX · Entity 9738 | SaleCommon Stock | 481 | $0.08 | $39.44 |
DisclosureSEC source: 0001562180-24-003434 · primarydocument.xml · nonDerivative · entry 1 Guo Chris · CIK 0002016891 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,506 F1 · kind: Represents shares sold on behalf of the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs granted to the Reporting Person on 01/13/2022. The sale was made through a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: These shares were sold in multiple transactions, all of which were at a price of $0.082 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.